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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 31 | 02/24/1999(5) | 02/23/2008 | Common Stock | 41,934 | 41,934 | D | ||||||||
Employee Stock Option (right to buy) | $ 36.313 | 02/23/2000(6) | 02/23/2009 | Common Stock | 36,874 | 36,874 | D | ||||||||
Employee Stock Option (right to buy) | $ 23.938 | 02/22/2001(7) | 02/22/2010 | Common Stock | 94,429 | 94,429 | D | ||||||||
Employee Stock Option (right to buy) | $ 36.59 | 02/27/2002(8) | 02/27/2011 | Common Stock | 65,682 | 65,682 | D | ||||||||
Employee Stock Option (right to buy) | $ 36.84 | 02/26/2003(9) | 02/26/2012 | Common Stock | 66,858 | 66,858 | D | ||||||||
Employee Stock Option (right to buy) | $ 32.66 | 02/25/2004(10) | 02/25/2013 | Common Stock | 94,761 | 94,761 | D | ||||||||
Employee Stock Option (right to buy) | $ 36.68 | 02/24/2005(11) | 02/24/2014 | Common Stock | 87,727 | 87,727 | D | ||||||||
Stock Option (Right to Buy) | $ 38.64 | 02/22/2006(12) | 02/22/2015 | Common Stock | 125,000 | 125,000 | D | ||||||||
Stock Option (right to buy) | $ 39.73 | 02/21/2007(13) | 02/21/2016 | Common Stock | 116,290 | 116,290 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KING KELLY S P O BOX 1250 WINSTON-SALEM, NC 271021250 |
Chief Operating Officer |
By: Carla Brenwald, Attorney-in-fact | 12/22/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 523.393 shares acquired in August 2006 and 513.128 shares acquired in November 2006, under the Issuer's Dividend Reinvestment Plan. |
(2) | Between April 1, 2006 and June 30, 2006, the reporting person acquired 481.386 shares of common stock and between July 1, 2006 and September 30, 2006, the reporting person acquired 591.892 shares of common stock under the Issuer's 401(k) plan. The information in this report is based on plan statements dated as of June 30, 2006 and September 30, 2006. |
(3) | Includes 13.161shares acquired in August 2006 and 12.903 shares acquired in November 2006, under the Issuer's Dividend Reinvestment Plan. |
(4) | Includes 557.233 shares acquired in August 2006 and 546.305 shares acquired in November 2006, under the Issuer's Dividend Reinvestment Plan. |
(5) | The option is exercisable in three equal annual installments beginning on 02/24/1999. |
(6) | The option is exercisable in three equal annual installments beginning on 02/23/2000. |
(7) | The option is exercisable in three equal annual installments beginning on 02/22/2001. |
(8) | The option is exercisable in three equal annual installments beginning on 02/27/2002. |
(9) | The option is exercisable in three equal annual installments beginning on 02/26/2003. |
(10) | The option is exercisable in five equal annual installments beginning on 02/25/2004. |
(11) | The option is exercisable in five equal annual installments beginning on 02/24/2005. |
(12) | The option is exercisable in five equal annual installments beginning on 2/22/2006. |
(13) | The option is exercisable in five equal annual installments beginning on 02/21/2007. |