SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
November 6, 2018
Date of Report (Date of earliest event reported)
BALLANTYNE STRONG, INC.
(Exact name of registrant as specified in its charter)
|(State or other jurisdiction of||(Commission||(IRS Employer|
|incorporation or organization)||File No.)||Identification Number)|
|11422 Miracle Hills Drive, Suite 300|
|(Address of principal executive offices)||(Zip Code)|
(Registrant’s telephone number including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
|[ ]||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|[ ]||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|[ ]||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|[ ]||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Item 2.02 Results of Operations and Financial Condition
Ballantyne Strong, Inc. (the “Company”) issued a press release on November 6, 2018 with earnings information for the Company’s fiscal quarter ended September 30, 2018. The press release is furnished with this Current Report on Form 8-K (this “Current Report”) as Exhibit 99.1.
Item 7.01 Regulation FD Disclosure
The information set forth under Item 2.02 of this Current Report is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
99.1 Press Release with earnings information, dated November 6, 2018, issued by the Company.
The information contained in this Current Report, including the exhibits, is being “furnished” and, as such, shall not be deemed to be “filed” for the purposes of Section 18 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|BALLANTYNE STRONG, INC.|
|Date: November 6, 2018||By:||/s/ Lance V. Schulz|
|Lance V. Schulz|
|Senior Vice President, Chief Financial Officer|
|99.1||Press Release, dated November 6, 2018, issued by the Company.|