UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
(Amendment No. 3)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
Syms Corp.
(Name of Issuer)
Common Stock, par value $0.05 per share
(Title of Class of Securities)
871551107
(CUSIP Number)
Mr. James A. Mitarotonda
c/o Barington Companies Equity Partners, L.P.
888 Seventh Avenue, 17th Floor
New York, NY 10019
(212) 974-5700
(Name, Address and Telephone Number of
Person Authorized to Receive Notices
and Communications)
January 18, 2008
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following box:[ ].
(Continued on following pages)
(Page 1 of 43 Pages)
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CUSIP No. 871551107 |
Page 2 of 43 Pages |
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1) |
NAME OF REPORTING PERSON |
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Barington Companies Equity Partners, L.P. |
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2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
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|
(b) |
o |
|
3) |
SEC USE ONLY |
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4) |
SOURCE OF FUNDS |
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|
WC |
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5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
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PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
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6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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|
Delaware |
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7) SOLE VOTING POWER |
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NUMBER OF |
268,996 |
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SHARES |
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BENEFICIALLY |
8) SHARED VOTING POWER |
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|
OWNED BY |
None |
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|
EACH |
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REPORTING |
9) SOLE DISPOSITIVE POWER |
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PERSON |
268,996 |
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WITH |
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10) SHARED DISPOSITIVE POWER |
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|
None |
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11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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268,996 |
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12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
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13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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|
1.84% |
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14) |
TYPE OF REPORTING PERSON |
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PN |
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CUSIP No. 871551107 |
Page 3 of 43 Pages |
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1) |
NAME OF REPORTING PERSON |
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Barington Companies Investors, LLC |
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2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
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(b) |
o |
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3) |
SEC USE ONLY |
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4) |
SOURCE OF FUNDS |
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OO, WC |
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5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
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PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
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6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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|
Delaware |
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7) SOLE VOTING POWER |
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NUMBER OF |
269,096 |
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SHARES |
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BENEFICIALLY |
8) SHARED VOTING POWER |
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OWNED BY |
None |
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EACH |
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REPORTING |
9) SOLE DISPOSITIVE POWER |
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PERSON |
269,096 |
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WITH |
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|
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10) SHARED DISPOSITIVE POWER |
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None |
|
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11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
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|
269,096 |
|
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|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
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|
1.84% |
|
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14) |
TYPE OF REPORTING PERSON |
|
|
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|
OO |
|
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CUSIP No. 871551107 |
Page 4 of 43 Pages |
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1) |
NAME OF REPORTING PERSON |
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Barington Companies Management, LLC |
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2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
|
|
|
|
WC |
|
|
|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
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|
|
Delaware |
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|
|
|
|
7) SOLE VOTING POWER |
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NUMBER OF |
100 |
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SHARES |
|
|
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BENEFICIALLY |
8) SHARED VOTING POWER |
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|
OWNED BY |
None |
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EACH |
|
|
|
|
|
REPORTING |
9) SOLE DISPOSITIVE POWER |
|
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|
PERSON |
100 |
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|
WITH |
|
|
|
|
|
|
10) SHARED DISPOSITIVE POWER |
|
|
|
|
|
None |
|
|
|
11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
100 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
|
Less than 0.01% |
|
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14) |
TYPE OF REPORTING PERSON |
|
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|
OO |
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CUSIP No. 871551107 |
Page 5 of 43 Pages |
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1) |
NAME OF REPORTING PERSON |
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Barington Investments, L.P. |
|
|
|
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
|
|
|
|
WC |
|
|
|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
|
Delaware |
|
|
|
|
|
7) SOLE VOTING POWER |
|
|
|
|
NUMBER OF |
136,117 |
|
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SHARES |
|
|
|
|
|
BENEFICIALLY |
8) SHARED VOTING POWER |
|
|
|
|
OWNED BY |
None |
|
|
|
|
EACH |
|
|
|
|
|
REPORTING |
9) SOLE DISPOSITIVE POWER |
|
|
|
|
PERSON |
136,117 |
|
|
|
|
WITH |
|
|
|
|
|
|
10) SHARED DISPOSITIVE POWER |
|
|
|
|
|
None |
|
|
|
11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
136,117 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
|
0.93% |
|
|
|
14) |
TYPE OF REPORTING PERSON |
|
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|
PN |
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|
CUSIP No. 871551107 |
Page 6 of 43 Pages |
|
1) |
NAME OF REPORTING PERSON |
|
|
|
|
|
|
|
|
|
Barington Companies Advisors, LLC |
|
|
|
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
|
|
|
|
OO, WC |
|
|
|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
|
Delaware |
|
|
|
|
|
7) SOLE VOTING POWER |
|
|
|
|
NUMBER OF |
136,217 |
|
|
|
|
SHARES |
|
|
|
|
|
BENEFICIALLY |
8) SHARED VOTING POWER |
|
|
|
|
OWNED BY |
None |
|
|
|
|
EACH |
|
|
|
|
|
REPORTING |
9) SOLE DISPOSITIVE POWER |
|
|
|
|
PERSON |
136,217 |
|
|
|
|
WITH |
|
|
|
|
|
|
10) SHARED DISPOSITIVE POWER |
|
|
|
|
|
None |
|
|
|
11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
136,217 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
|
0.93% |
|
|
|
14) |
TYPE OF REPORTING PERSON |
|
|
|
|
OO |
|
|
|
|
CUSIP No. 871551107 |
Page 7 of 43 Pages |
|
1) |
NAME OF REPORTING PERSON |
|
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|
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|
Benchmark Opportunitas Fund plc |
|
|
|
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
|
|
|
|
WC |
|
|
|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
|
Ireland |
|
|
|
|
|
7) SOLE VOTING POWER |
|
|
|
|
NUMBER OF |
8,263 |
|
|
|
|
SHARES |
|
|
|
|
|
BENEFICIALLY |
8) SHARED VOTING POWER |
|
|
|
|
OWNED BY |
None |
|
|
|
|
EACH |
|
|
|
|
|
REPORTING |
9) SOLE DISPOSITIVE POWER |
|
|
|
|
PERSON |
8,263 |
|
|
|
|
WITH |
|
|
|
|
|
|
10) SHARED DISPOSITIVE POWER |
|
|
|
|
|
None |
|
|
|
11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
8,263 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
|
0.06% |
|
|
|
14) |
TYPE OF REPORTING PERSON |
|
|
|
|
CO |
|
|
|
|
CUSIP No. 871551107 |
Page 8 of 43 Pages |
|
1) |
NAME OF REPORTING PERSON |
|
|
|
|
|
|
|
|
|
Barington Offshore Advisors, LLC |
|
|
|
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
|
|
|
|
OO, WC |
|
|
|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
|
Delaware |
|
|
|
|
|
7) SOLE VOTING POWER |
|
|
|
|
NUMBER OF |
8,363 |
|
|
|
|
SHARES |
|
|
|
|
|
BENEFICIALLY |
8) SHARED VOTING POWER |
|
|
|
|
OWNED BY |
None |
|
|
|
|
EACH |
|
|
|
|
|
REPORTING |
9) SOLE DISPOSITIVE POWER |
|
|
|
|
PERSON |
8,363 |
|
|
|
|
WITH |
|
|
|
|
|
|
10) SHARED DISPOSITIVE POWER |
|
|
|
|
|
None |
|
|
|
11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
8,363 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
|
0.06% |
|
|
|
14) |
TYPE OF REPORTING PERSON |
|
|
|
|
IA, OO |
|
|
|
|
CUSIP No. 871551107 |
Page 9 of 43 Pages |
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1) |
NAME OF REPORTING PERSON |
|
|
|
|
|
|
|
|
|
Barington Companies Offshore Fund, Ltd. |
|
|
|
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
|
|
|
|
WC |
|
|
|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
|
British Virgin Islands |
|
|
|
|
|
7) SOLE VOTING POWER |
|
|
|
|
NUMBER OF |
470,970 |
|
|
|
|
SHARES |
|
|
|
|
|
BENEFICIALLY |
8) SHARED VOTING POWER |
|
|
|
|
OWNED BY |
None |
|
|
|
|
EACH |
|
|
|
|
|
REPORTING |
9) SOLE DISPOSITIVE POWER |
|
|
|
|
PERSON |
470,970 |
|
|
|
|
WITH |
|
|
|
|
|
|
10) SHARED DISPOSITIVE POWER |
|
|
|
|
|
None |
|
|
|
11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
470,970 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
|
3.23% |
|
|
|
14) |
TYPE OF REPORTING PERSON |
|
|
|
|
OO |
|
|
|
|
CUSIP No. 871551107 |
Page 10 of 43 Pages |
|
1) |
NAME OF REPORTING PERSON |
|
|
|
|
|
|
|
|
|
Barington Offshore Advisors II, LLC |
|
|
|
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
|
|
|
|
OO, WC |
|
|
|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
|
Delaware |
|
|
|
|
|
7) SOLE VOTING POWER |
|
|
|
|
NUMBER OF |
471,070 |
|
|
|
|
SHARES |
|
|
|
|
|
BENEFICIALLY |
8) SHARED VOTING POWER |
|
|
|
|
OWNED BY |
None |
|
|
|
|
EACH |
|
|
|
|
|
REPORTING |
9) SOLE DISPOSITIVE POWER |
|
|
|
|
PERSON |
471,070 |
|
|
|
|
WITH |
|
|
|
|
|
|
10) SHARED DISPOSITIVE POWER |
|
|
|
|
|
None |
|
|
|
11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
471,070 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
|
3.23% |
|
|
|
14) |
TYPE OF REPORTING PERSON |
|
|
|
|
IA, OO |
|
|
|
|
CUSIP No. 871551107 |
Page 11 of 43 Pages |
|
1) |
NAME OF REPORTING PERSON |
|
|
|
|
|
|
|
|
|
Barington Capital Group, L.P. |
|
|
|
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
|
|
|
|
OO, WC |
|
|
|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
|
New York |
|
|
|
|
|
7) SOLE VOTING POWER |
|
|
|
|
NUMBER OF |
884,946 |
|
|
|
|
SHARES |
|
|
|
|
|
BENEFICIALLY |
8) SHARED VOTING POWER |
|
|
|
|
OWNED BY |
None |
|
|
|
|
EACH |
|
|
|
|
|
REPORTING |
9) SOLE DISPOSITIVE POWER |
|
|
|
|
PERSON |
884,946 |
|
|
|
|
WITH |
|
|
|
|
|
|
10) SHARED DISPOSITIVE POWER |
|
|
|
|
|
None |
|
|
|
11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
884,946 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
|
6.07% |
|
|
|
14) |
TYPE OF REPORTING PERSON |
|
|
|
|
PN |
|
|
|
|
CUSIP No. 871551107 |
Page 12 of 43 Pages |
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1) |
NAME OF REPORTING PERSON |
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LNA Capital Corp. |
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2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
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(b) |
o |
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3) |
SEC USE ONLY |
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4) |
SOURCE OF FUNDS |
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OO |
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5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
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PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
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6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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7) SOLE VOTING POWER |
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NUMBER OF |
884,946 |
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SHARES |
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BENEFICIALLY |
8) SHARED VOTING POWER |
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OWNED BY |
None |
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EACH |
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REPORTING |
9) SOLE DISPOSITIVE POWER |
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PERSON |
884,946 |
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WITH |
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10) SHARED DISPOSITIVE POWER |
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None |
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11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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884,946 |
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12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
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13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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6.07% |
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14) |
TYPE OF REPORTING PERSON |
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|
CO |
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CUSIP No. 871551107 |
Page 13 of 43 Pages |
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1) |
NAME OF REPORTING PERSON |
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James A. Mitarotonda |
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2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
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|
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(b) |
o |
|
3) |
SEC USE ONLY |
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|
4) |
SOURCE OF FUNDS |
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OO, PF |
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5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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|
United States |
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7) SOLE VOTING POWER |
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NUMBER OF |
885,096 |
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|
SHARES |
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|
BENEFICIALLY |
8) SHARED VOTING POWER |
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OWNED BY |
None |
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EACH |
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REPORTING |
9) SOLE DISPOSITIVE POWER |
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PERSON |
885,096 |
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WITH |
|
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|
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10) SHARED DISPOSITIVE POWER |
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None |
|
|
|
11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
885,096 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
|
6.07% |
|
|
|
14) |
TYPE OF REPORTING PERSON |
|
|
|
|
IN |
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|
CUSIP No. 871551107 |
Page 14 of 43 Pages |
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1) |
NAME OF REPORTING PERSON |
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RJG Capital Partners, L.P. |
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2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
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|
WC |
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|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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|
Delaware |
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7) SOLE VOTING POWER |
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NUMBER OF |
17,200 |
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SHARES |
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BENEFICIALLY |
8) SHARED VOTING POWER |
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OWNED BY |
None |
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EACH |
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REPORTING |
9) SOLE DISPOSITIVE POWER |
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PERSON |
17,200 |
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WITH |
|
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|
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10) SHARED DISPOSITIVE POWER |
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|
|
|
None |
|
|
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11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
17,200 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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0.12% |
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14) |
TYPE OF REPORTING PERSON |
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PN |
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CUSIP No. 871551107 |
Page 15 of 43 Pages |
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1) |
NAME OF REPORTING PERSON |
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|
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RJG Capital Management, LLC |
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|
|
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
|
|
|
|
OO |
|
|
|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
|
Delaware |
|
|
|
|
|
7) SOLE VOTING POWER |
|
|
|
|
NUMBER OF |
17,200 |
|
|
|
|
SHARES |
|
|
|
|
|
BENEFICIALLY |
8) SHARED VOTING POWER |
|
|
|
|
OWNED BY |
None |
|
|
|
|
EACH |
|
|
|
|
|
REPORTING |
9) SOLE DISPOSITIVE POWER |
|
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PERSON |
17,200 |
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WITH |
|
|
|
|
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10) SHARED DISPOSITIVE POWER |
|
|
|
|
|
None |
|
|
|
11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
17,200 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
|
0.12% |
|
|
|
14) |
TYPE OF REPORTING PERSON |
|
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|
|
OO |
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|
|
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CUSIP No. 871551107 |
Page 16 of 43 Pages |
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1) |
NAME OF REPORTING PERSON |
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Ronald J. Gross |
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2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
|
|
|
|
OO, PF |
|
|
|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
|
United States |
|
|
|
|
|
7) SOLE VOTING POWER |
|
|
|
|
NUMBER OF |
17,205 |
|
|
|
|
SHARES |
|
|
|
|
|
BENEFICIALLY |
8) SHARED VOTING POWER |
|
|
|
|
OWNED BY |
None |
|
|
|
|
EACH |
|
|
|
|
|
REPORTING |
9) SOLE DISPOSITIVE POWER |
|
|
|
|
PERSON |
17,205 |
|
|
|
|
WITH |
|
|
|
|
|
|
10) SHARED DISPOSITIVE POWER |
|
|
|
|
|
None |
|
|
|
11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
|
17,205 |
|
|
|
12) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
o |
|
13) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
|
0.12% |
|
|
|
14) |
TYPE OF REPORTING PERSON |
|
|
|
|
IN |
|
|
|
|
CUSIP No. 871551107 |
Page 17 of 43 Pages |
|
1) |
NAME OF REPORTING PERSON |
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|
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Esopus Creek Value L.P. |
|
|
|
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) |
x |
|
|
|
(b) |
o |
|
3) |
SEC USE ONLY |
|
|
|
4) |
SOURCE OF FUNDS |
|
|
|
|
WC |
|
|
|
5) |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
|
|
|
|
PURSUANT TO ITEMS 2(d) OR 2(e) |
|
o |
|
6) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
|
Delaware |
|
|
|
|
|
7) SOLE VOTING POWER |
|
|
|
|
NUMBER OF |
405,000 |
|
|
|
|
SHARES |
|
|
|
|
|
BENEFICIALLY |
8) SHARED VOTING POWER |
|
|
|
|
OWNED BY |
0 |
|
|
|
|
EACH |
|
|
|
|
|
REPORTING |
9) SOLE DISPOSITIVE POWER |
|
|
|
|
PERSON |
405,000 |
|
|
|
|
WITH |
|
|
|
|
|
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10) SHARED DISPOSITIVE POWER |