SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Under the Securities Exchange Act of 1934
(Amendment No. )*
Minerva Neurosciences, Inc.
(Name of Issuer)
Common Stock, $0.0001 par value per share
(Title of Class of Securities)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|CUSIP No. 603380106||13G||Page 2 of 5 Pages|
NAMES OF REPORTING PERSONS
Dr. Remy Luthringer
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐ (b) ☐
SEC USE ONLY
CITIZENSHIP OR PLACE OF ORGANIZATION
|NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH||5|| |
SOLE VOTING POWER
SHARED VOTING POWER
SOLE DISPOSITIVE POWER
SHARED DISPOSITIVE POWER
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
TYPE OF REPORTING PERSON
|CUSIP No. 603380106||13G||Page 3 of 5 Pages|
|Item 1(a).|| |
Name of Issuer:
Minerva Neurosciences, Inc. (the Issuer)
|Item 1(b).|| |
Address of Issuers Principal Executive Offices:
The Issuers principal executive offices are located at 1601 Trapelo Road, Suite 286, Waltham, MA 02451.
|Item 2(a).|| |
Name of Persons Filing:
Dr. Remy Luthringer
|Item 2(b).|| |
Address of Principal Business Office or, if None, Residence:
c/o Minerva Neurosciences, Inc.
1601 Trapelo Road, Suite 286
Waltham, MA 02451
|Item 2(c).|| |
|Item 2(d).|| |
Title of Class of Securities:
Common Stock, $0.0001 par value per share (the Common Stock)
|Item 2(e).|| |
|Item 3.|| |
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
|CUSIP No. 603380106||13G||Page 4 of 5 Pages|
|Item 4.|| |
2,401,618 shares of Common Stock, which consists of (a) 926,604 shares of Common Stock beneficially owned by Wint2felden Holding SA, a company wholly owned by Dr. Luthringer; (b) 32,306 shares of Common Stock owned by Dr. Luthringer himself, and (c) options to purchase 1,442,708 shares of common stock that are exercisable within 60 days of December 31, 2018.
Percent of Class: 5.9%
Number of shares as to which such person has:
sole power to vote or to direct the vote: 2,401,618
shared power to vote or to direct the vote: 0
sole power to dispose or to direct the disposition: 2,401,618
shared power to dispose or to direct the disposition: 0
|Item 5.|| |
Ownership of Five Percent or Less of a Class.
|Item 6.|| |
Ownership of More than Five Percent on Behalf of Another Person.
|Item 7.|| |
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
|Item 8.|| |
Identification and Classification of Members of the Group.
|Item 9.|| |
Notice of Dissolution of Group.
|Item 10.|| |
|CUSIP No. 603380106||13G||Page 5 of 5 Pages|
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|Dated February 14, 2019|
|By:||/s/ Dr. Remy Luthringer|
|Dr. Remy Luthringer|