þ | Rule 13d-1(b) |
o | Rule 13d-1(c) |
o | Rule 13d-1(d) |
CUSIP No. |
909839 10 2 |
13G |
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON United Community Financial Corp. Employee Stock Ownership Plan |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Ohio | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
3,726,474 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,726,474 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
12.4% | |||||
12 | TYPE OF REPORTING PERSON* | ||||
EP |
CUSIP No. |
909839 10 2 |
13G |
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Bankers Trust |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 1,531,753 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
3,726,474 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,726,474 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
12.4% | |||||
12 | TYPE OF REPORTING PERSON* | ||||
BK |
Item 1(a). | Name of Issuer: |
United Community Financial Corp. |
Item 1(b). | Address of Issuers Principal Executive Offices: |
275 Federal Plaza West Youngstown, OH 44503-1203 |
Item 2(a). | Name of Persons Filing: |
United Community Financial Corp. Employee Stock Ownership Plan |
First Bankers Trust Services, Inc. |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
United Community Financial Corp. Employee Stock Ownership Plan First Bankers Trust Services, Inc., Trustee 2321 Kochs Lane Quincy, IL 62305 |
First Bankers Trust Services, Inc., Trustee 2321 Kochs Lane Quincy, IL 62305 |
Item 2(c). | Citizenship: |
United Community Financial Corp. Employee Stock Ownership
Plan Organized in Ohio |
First Bankers Trust Services, Inc.
Organized under the laws of the United States |
Item 2(d). | Title and Class of Securities: |
Common shares, without par value |
Item 2(e) . | CUSIP Number: |
909839 10 2 |
Item 3. | If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
(a) | o Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o). | ||
(b) | þ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | o Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||
(d) | o Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | ||
(e) | o An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). | ||
(f) | þ An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F). | ||
(g) | o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G). | ||
(h) | o A savings association as defined in Section 13(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). | ||
(i) | o A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3). |
||
(j) | o A group, in accordance with § 240.13d-1(b)(1)(ii)(J). |
Item 4. | Ownership: |
United Community Financial Corp. Employee Stock Ownership Plan |
(a) | Amount Beneficially Owned: 3,726,474 |
||
(b) | Percent of Class: 12.4% |
||
(c) | Number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote: -0- |
||
(ii) | shared power to vote or to direct the vote: -0- |
||
(iii) | sole power to dispose or to direct the disposition of: -0- |
||
(iv) | shared power to dispose or to direct the disposition of: 3,726,474 |
(a) | Amount Beneficially Owned: | ||
3,726,474 | |||
(b) | Percent of Class: | ||
12.4% | |||
(c) | Number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote: | ||
1,531,753 | |||
(ii) | shared power to vote or to direct the vote: | ||
-0- | |||
(iii) | sole power to dispose or to direct the disposition of: | ||
-0- | |||
(iv) | shared power to dispose or to direct the disposition of: | ||
3,726,474 |
Item 5. | Ownership of Five Percent or Less of a Class: |
Inapplicable |
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person: |
Inapplicable |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
Inapplicable |
Item 8. | Identification and Classification of Members of the Group: |
Inapplicable |
Item 9. | Notice of Dissolution of Group: |
Inapplicable |
Item 10. | Certification: |
FIRST BANKERS TRUST SERVICES, INC. |
||||
Date: February 14, 2008 | By: | /s/ Linda Shultz | ||
Name: | Linda Shultz | |||
Title: | Trust Officer | |||
UNITED COMMUNITY FINANCIAL CORP. EMPLOYEE STOCK OWNERSHIP PLAN |
||||
By: | First Bankers Trust Services Inc., Trustee | |||
Date: February 14, 2008 | By: | /s/ Linda Shultz | ||
Name: | Linda Shultz | |||
Title: | Trust Officer |
FIRST BANKERS TRUST SERVICES, INC. |
||||
Date: February 14, 2008 | By: | /s/ Linda Shultz | ||
Name: | Linda Shultz | |||
Title: | Trust Officer | |||
UNITED COMMUNITY FINANCIAL CORP. EMPLOYEE STOCK OWNERSHIP PLAN |
||||
By: | First Bankers Trust Services, Inc., Trustee | |||
Date: February 14, 2008 | By: | /s/ Linda Shultz | ||
Name: | Linda Shultz | |||
Title: | Trust Officer | |||