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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Employee Stock Option (Right to Buy) | $ 9.82 | 03/31/2014 | Â | D4 (1) | Â | 150,000 | Â (2) | 02/20/2020 | Common Stock | $ 0 | 50,000 | Â | ||
Employee Stock Option (Right to Buy) | $ 14.5 | 03/31/2014 | Â | D4 (1) | Â | 17,500 | Â (3) | 03/03/2018 | Common Stock | $ 0 | 52,500 | Â | ||
Employee Stock Option (Right to Buy) | $ 8.97 | 03/31/2014 | Â | D4 (1) | Â | 63,750 | Â (4) | 02/27/2019 | Common Stock | $ 0 | 63,750 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MELLAND SCOT W C/O DICE HOLDINGS, INC., 1040 AVENUE OF THE AMERICAS, 8TH FLOOR NEW YORK, NY 10018 |
 X |  |  |  |
/s/ Scot Melland | 02/17/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction represents the forfeiture of stock options by Mr. Melland pursuant to the terms of the Separation Agreement and General Release of All Claims dated July 29, 2013, between Mr. Melland, Dice Holdings, Inc. and Dice, Inc. |
(2) | These options were granted on February 20, 2013 and have a vesting schedule of four years, with the first 25% vesting on the first anniversary of the date of grant and 6.25% vesting quarterly thereafter. |
(3) | These options were granted on March 3, 2011 and have a vesting schedule of four years, with the first 25% vesting on the first anniversary of the date of grant and 6.25% vesting quarterly thereafter. |
(4) | These options were granted on February 27, 2012 and had a vesting schedule of four years, with the first 25% vesting on the first anniversary of the date of grant and 6.25% vesting quarterly thereafter. |