1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Financial Group, Inc.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
8,852,766
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
8,852,766
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,852,766
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.3%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
The Bank of Tokyo–Mitsubishi UFJ, Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
3,514,144
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
3,514,144
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,514,144
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.5%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Trust and Banking Corporation
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
2,989,400
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
2,989,400
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,989,400
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.1%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Securities Holdings Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
1,424,997
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
1,424,997
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,424,997
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
106,526
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
106,526
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
106,526
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Securities International plc
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
London, United Kingdom
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
1,318,471
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
1,318,471
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,318,471
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.9%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Asset Management Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
559,700
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
559,700
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
559,700
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Asset Management (UK) Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
London, United Kingdom
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
3,800
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
3,800
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,800
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
MU Investments Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
291,100
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
291,100
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
291,100
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
kabu.com Securities Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
17,000
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
17,000
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,000
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
KOKUSAI Asset Management Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
56,400
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
56,400
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
56,400
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
HighMark Capital Management, Inc.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
California, United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
25
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
25
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
25
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
IA
|
ITEM 3
|
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
MUFG:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Parent holding company
|
BTMU:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank
|
MUTB:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank
|
MUSHD:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
MUMSS:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
MUSI:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer, Bank
|
MUAM:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
MUAMUK:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
MUI:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
KC:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
KAM:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
HCM:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ü]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ ]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Not applicable
|
ITEM 4
|
Ownership
|
|
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
For MUFG
|
|||
(a)
|
Amount beneficially owned:
|
8,852,766
|
|
(b)
|
Percent of class:
|
6.30%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
8,852,766
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
8,852,766
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For BTMU
|
|||
(a)
|
Amount beneficially owned:
|
3,514,144
|
|
(b)
|
Percent of class:
|
2.50%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
3,514,144
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
3,514,144
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUTB
|
|||
(a)
|
Amount beneficially owned:
|
2,989,400
|
|
(b)
|
Percent of class:
|
2.13%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
2,989,400
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
2,989,400
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUSHD
|
|||
(a)
|
Amount beneficially owned:
|
1,424,997
|
|
(b)
|
Percent of class:
|
1.01%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
1,424,997
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
1,424,997
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUMSS
|
|||
(a)
|
Amount beneficially owned:
|
106,526
|
|
(b)
|
Percent of class:
|
0.08%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
106,526
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
106,526
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUSI
|
|||
(a)
|
Amount beneficially owned:
|
1,318,471
|
|
(b)
|
Percent of class:
|
0.94%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
1,318,471
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
1,318,471
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUAM
|
|||
(a)
|
Amount beneficially owned:
|
559,700
|
|
(b)
|
Percent of class:
|
0.40%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
559,700
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
559,700
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUAMUK
|
|||
(a)
|
Amount beneficially owned:
|
3,800
|
|
(b)
|
Percent of class:
|
0.00%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
3,800
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
3,800
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUI
|
|||
(a)
|
Amount beneficially owned:
|
291,100
|
|
(b)
|
Percent of class:
|
0.21%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
291,100
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
291,100
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For KC
|
|||
(a)
|
Amount beneficially owned:
|
17,000
|
|
(b)
|
Percent of class:
|
0.01%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
17,000
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
17,000
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For KAM
|
|||
(a)
|
Amount beneficially owned:
|
56,400
|
|
(b)
|
Percent of class:
|
0.04%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
56,400
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
56,400
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For HCM
|
|||
(a)
|
Amount beneficially owned:
|
25
|
|
(b)
|
Percent of class:
|
0.00%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
25
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
25
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
ITEM 5
|
Ownership of Five Percent or Less of a Class
|
ITEM 6
|
Ownership of More than Five Percent on Behalf of Another Person
|
ITEM 7
|
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
|
ITEM 8
|
Identification and Classification of Members of the Group
|
ITEM 9
|
Notice of Dissolution of Group
|
ITEM 10
|
Certifications
|
Date: February 8, 2011 | |||
MITSUBISHI UFJ FINANCIAL GROUP, INC.
|
|||
|
By:
|
/s/ Hironori Kamezawa | |
Name:
|
Hironori Kamezawa
|
||
Title:
|
General Manager, Credit & Investment Management Division
|
||
Date: February 8, 2011 | |||
THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.
|
|||
|
By:
|
/s/ Hironori Kamezawa | |
Name:
|
Hironori Kamezawa
|
||
Title:
|
General Manager, Credit Policy & Planning Division
|
||
Date: February 8, 2011 | |||
MITSUBISHI UFJ TRUST AND BANKING CORPORATION
|
|||
|
By:
|
/s/ Hiroki Masuoka | |
Name:
|
Hiroki Masuoka
|
||
Title:
|
Deputy General Manager of Trust Assets Planning Division
|
||
Date: February 8, 2011 | |||
MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD.
|
|||
|
By:
|
/s/ Shingo Sumimoto | |
Name:
|
Shingo Sumimoto
|
||
Title:
|
|
||
Date: February 8, 2011 | |||
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD.
|
|||
|
By:
|
/s/ Koji Nishimoto | |
Name:
|
Koji Nishimoto
|
||
Title:
|
Executive Officer, General Manager, Corporate Planning Division
|
||
Date: February 8, 2011 | |||
MITSUBISHI UFJ SECURITIES INTERNATIONAL PLC
|
|||
|
By:
|
/s/ Yasutaka Suehiro | |
Name:
|
Yasutaka Suehiro
|
||
Title:
|
Chief Administration Officer
|
||
Date: February 8, 2011 | |||
MITSUBISHI UFJ ASSET MANAGEMENT CO., LTD.
|
|||
|
By:
|
/s/ Katsutoshi Edamura | |
Name:
|
Katsutoshi Edamura
|
||
Title:
|
General Manager of Risk Management Division
|
||
Date: February 8, 2011 | |||
MITSUBISHI UFJ ASSET MANAGEMENT (UK) LTD.
|
|||
|
By:
|
/s/ Shojiro Ueda | |
Name:
|
Shojiro Ueda
|
||
Title:
|
Managing Director & CE
|
||
Date: February 8, 2011 | |||
MU INVESTMENTS CO., LTD.
|
|||
|
By:
|
/s/ Yuya Saijo | |
Name:
|
Yuya Saijo
|
||
Title:
|
Senior Managing Director
|
||
Date: February 8, 2011 | |||
KABU.COM SECURITIES CO., LTD.
|
|||
|
By:
|
/s/ Takeshi Amemiya | |
Name:
|
Takeshi Amemiya
|
||
Title:
|
General Manager of Corporate Administration
|
||
Date: February 8, 2011 | |||
KOKUSAI ASSET MANAGEMENT CO., LTD.
|
|||
|
By:
|
/s/ Takeshi Dohi | |
Name:
|
Takeshi Dohi
|
||
Title:
|
General Manager, Investment Management Planning Dept.
|
||
Date: February 8, 2011 | |||
HIGHMARK CAPITAL MANAGEMENT, INC.
|
|||
|
By:
|
/s/ Earle A. Malm II | |
Name:
|
Earle A. Malm II
|
||
Title:
|
Chairman, President and CEO
|
||