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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)*
KYOCERA CORPORATION
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
501556203
(CUSIP Number)
DECEMBER 31, 2006
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[_] Rule 13d-1(c)
[_] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP NO. 501556203
-----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
Mitsubishi UFJ Financial Group, Inc.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 10,656,483
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 10,656,483
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,656,483
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.7%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 2 of 25
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CUSIP NO. 501556203
-----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
The Bank of Tokyo-Mitsubishi UFJ, Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 5,076,339
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 5,076,339
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,076,339
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.7%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 3 of 25
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CUSIP NO. 501556203
-----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
Mitsubishi UFJ Trust and Banking Corporation
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 3,443,400
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 3,443,400
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,443,400
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.8%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 4 of 25
-----------------------
CUSIP NO. 501556203
-----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
Mitsubishi UFJ Securities Co., Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 779,844
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 779,844
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
779,844
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 5 of 25
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CUSIP NO. 501556203
-----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
Mitsubishi UFJ Securities International plc
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
London, United Kingdom
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 115,100
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 115,100
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
115,100
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 6 of 25
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CUSIP NO. 501556203
-----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
Mitsubishi UFJ Asset Management Co., Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 1,259,700
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 1,259,700
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,259,700
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.7%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 7 of 25
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CUSIP NO. 501556203
-----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
Mitsubishi UFJ Asset Management (UK) Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
London, United Kingdom
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 2,800
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 2,800
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 8 of 25
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CUSIP NO. 501556203
-----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
MU Investments Co., Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 97,200
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 97,200
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
97,200
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 9 of 25
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CUSIP NO. 501556203
-----------------------
ITEM 1
(a) NAME OF ISSUER
Kyocera Corporation
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
6 Takeda, Tobadono-cho, Fushimi-ku, Kyoto 612-8501, Japan
ITEM 2
(a) NAMES OF PERSONS FILING
Mitsubishi UFJ Financial Group, Inc. ("MUFG")
The Bank of Tokyo-Mitsubishi UFJ, Ltd. ("BTMU")
Mitsubishi UFJ Trust and Banking Corporation ("MUTB")
Mitsubishi UFJ Securities Co., Ltd. ("MUS")
Mitsubishi UFJ Securities International plc ("MUSI")
Mitsubishi UFJ Asset Management Co., Ltd. ("MUAM")
Mitsubishi UFJ Asset Management (UK) Ltd. ("MUAMUK")
MU Investments Co., Ltd. ("MUI")
(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
MUFG:
7-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8330, Japan
BTMU:
7-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8388, Japan
MUTB:
4-5 Marunouchi 1-chome, Chiyoda-ku
Tokyo 100-8212, Japan
MUS:
4-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo, 100-6317, Japan
MUSI:
6 Broadgate, London EC2M 2AA
United Kingdom
MUAM:
4-5 Marunouchi 1-chome, Chiyoda-ku
Tokyo 100-8212, Japan
Page 10 of 25
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CUSIP NO. 501556203
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MUAMUK
12-15 Finsbury Circus, London, EC2M 7BT
United Kingdom
MUI:
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
Tokyo 103-0022, Japan
(c) CITIZENSHIP
Not applicable.
(d) TITLE OF CLASS OF SECURITIES
Common Stock
(e) CUSIP NUMBER
501556203
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b) OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
MUFG: (a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [ ] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [X] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
BTMU: (a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [X] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
Page 11 of 25
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CUSIP NO. 501556203
-----------------------
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [ ] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
MUTB: (a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [X] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [ ] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
MUS: (a) [X] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
Page 12 of 25
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CUSIP NO. 501556203
-----------------------
(e) [ ] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
MUSI: (a) [X] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [X] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [ ] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
MUAM: (a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [X] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
Page 13 of 25
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CUSIP NO. 501556203
-----------------------
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
MUAMUK: (a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [X] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
MUI: (a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [X] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
Page 14 of 25
-----------------------
CUSIP NO. 501556203
-----------------------
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
ITEM 4 OWNERSHIP
Provide the following information regarding the aggregate
number and percentage of the class of securities of the issuer
identified in Item 1.
For MUFG
(a) Amount Beneficially Owned: 10,656,483
(b) Percent of Class: 5.67%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 10,656,483
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 10,656,483
(iv) Shared power to dispose or to direct the
disposition of: -0-
For BTMU
(a) Amount Beneficially Owned: 5,076,339
(b) Percent of Class: 2.70%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 5,076,339
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 5,076,339
(iv) Shared power to dispose or to direct the
disposition of: -0-
For MUTB
(a) Amount Beneficially Owned: 3,443,400
(b) Percent of Class: 1.83%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 3,443,400
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 3,443,400
(iv) Shared power to dispose or to direct the
disposition of: -0-
Page 15 of 25
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CUSIP NO. 501556203
-----------------------
For MUS
(a) Amount Beneficially Owned: 779,844
(b) Percent of Class: 0.41%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 779,844
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 779,844
(iv) Shared power to dispose or to direct the
disposition of: -0-
For MUSI
(a) Amount Beneficially Owned: 115,100
(b) Percent of Class: 0.06%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 115,100
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 115,100
(iv) Shared power to dispose or to direct the
disposition of: -0-
For MUAM
(a) Amount Beneficially Owned: 1,259,700
(b) Percent of Class: 0.67%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 1,259,700
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 1,259,700
(iv) Shared power to dispose or to direct the
disposition of: -0-
For MUAMUK
(a) Amount Beneficially Owned: 2,800
(b) Percent of Class: 0.00%
(c) Number of shares as to the such person has:
(i) Sole power to vote or to direct the vote: 2,800
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 2,800
(iv) Shared power to dispose or to direct the
disposition of: -0-
Page 16 of 25
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CUSIP NO. 501556203
-----------------------
For MUI
(a) Amount Beneficially Owned: 97,200
(b) Percent of Class: 0.05%
(c) Number of shares as to the such person has:
(i) Sole power to vote or to direct the vote: 97,200
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 97,200
(iv) Shared power to dispose or to direct the
disposition of: -0-
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON
Not applicable.
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
As of December 31, 2006, MUFG beneficially owns 10,656,483
shares indirectly through its subsidiaries as follows: BTMU
holds 5,076,339 shares; MUTB holds 3,443,400 shares; MUS holds
779,844 shares (including 115,100 shares indirectly held
through MUS's subsidiary, MUSI); MUAM holds 1,259,700 shares
(including 2,800 shares indirectly held through MUAM's
subsidiary, MUAMUK); and MUI holds 97,200 shares.
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9 NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10 CERTIFICATION
By signing below the filers certify that, to the extent of
their best knowledge and belief, the securities referred to
above were acquired and are held in the ordinary course of
business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any
transaction having that purpose or effect.
Page 17 of 25
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CUSIP NO. 501556203
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MITSUBISHI UFJ FINANCIAL GROUP, INC.
By: /s/ Takami Onodera
-------------------------------
Name: Takami Onodera
Title: General Manager, Credit &
Investment Management Division
Page 18 of 25
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CUSIP NO. 501556203
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.
By: /s/ Takami Onodera
---------------------------------
Name: Takami Onodera
Title: General Manager, Credit Policy
& Planning Division
Page 19 of 25
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CUSIP NO. 501556203
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MITSUBISHI UFJ TRUST AND BANKING CORPORATION
By: /s/ Koji Kawakami
-------------------------------------
Name: Koji Kawakami
Title: Deputy General Manager of Trust
Assets Planning Division
Page 20 of 25
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CUSIP NO. 501556203
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MITSUBISHI UFJ SECURITIES CO., LTD.
By: /s/ Akio Sashida
------------------------------
Name: Akio Sashida
Title: Executive Officer & General
Manager
Page 21 of 25
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CUSIP NO. 501556203
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MITSUBISHI UFJ SECURITIES INTERNATIONAL PLC
By: /s/ Kenichi Yamana
-----------------------------
Name: Kenichi Yamana
Title: Managing Director
Page 22 of 25
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CUSIP NO. 501556203
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MITSUBISHI UFJ ASSET MANAGEMENT CO., LTD.
By: /s/ Yasushi Inoue
-----------------------------------
Name: Yasushi Inoue
Title: General Manager of Risk Management
Division
Page 23 of 25
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CUSIP NO. 501556203
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MITSUBISHI UFJ ASSET MANAGEMENT (UK) LTD.
By: /s/ Hiroyuki Mori
----------------------------
Name: Hiroyuki Mori
Title: Managing Director & CE
Page 24 of 25
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CUSIP NO. 501556203
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MU INVESTMENTS CO., LTD.
By: /s/ Kenji Fujii
------------------------------
Name: Kenji Fujii
Title: General Manager of Risk
Management Dept.
Page 25 of 25