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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HAAS ROBERT B C/O HAAS WHEAT & PARTNERS LP 300 CRESCENT COURT, SUITE 1700 DALLAS, TX 75201 |
X |
/s/ Robert B. Haas | 12/22/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 21, 2005, HWH Capital Partners, L.P. ("HWH Capital Partners"), a limited partnership controlled by the Reporting Person, distributed 8,055,555 shares of the Issuer's common stock pro rata to its partners. In connection with that distribution, the partners of HWH Capital Partners received shares of the Issuer's common stock which were subsequently distributed pro rata to their partners or stockholders, including Mr. Haas and a family trust (see Footnote 3). In prior reports, the Reporting Person reported beneficial ownership of the 8,055,555 shares held by HWH Capital Partners. The Reporting Person received directly 432,175 shares of Issuer's common stock as a result of the distributions. No consideration was paid in connection with the distributions. |
(2) | On December 21, 2005, HWH Valentine Partners, L.P. ("HWH Valentine Partners"), a limited partnership controlled by the Reporting Person, distributed 9,028,482 shares of the Issuer's common stock pro rata to its partners. In connection with that distribution, the partners of HWH Valentine Partners received shares of the Issuer's common stock which were subsequently distributed pro rata to their partners or stockholders, including Mr. Haas. In prior reports, the Reporting Person reported beneficial ownership of the 9,028,482 shares held by HWH Valentine Partners. The Reporting Person received directly 685,919 shares of Issuer's common stock as a result of the distributions. No consideration was paid in connection with the distributions. |
(3) | A trust for the benefit of the family of the Reporting Person received 75,587 shares of the Issuer's common stock in connection with the distributions described in Footnote 1. |