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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HWH INC 300 CRESCENT COURT, SUITE 1700 DALLAS, TX 75201 |
X | |||
HWH LP C/O HAAS WHEAT & PARTNERS LP 300 CRESCENT COURT, SUITE 1700 DALLAS, TX 75201 |
X | |||
HWH CAPITAL PARTNERS LP C/O HAAS WHEAT & PARTNERS LP 300 CRESCENT COURT, SUITE 1700 DALLAS, TX 75201 |
X |
/s/ Douglas D. Wheat, President (3) | 12/22/2005 | |
**Signature of Reporting Person | Date | |
/s/ Douglas D. Wheat, President (4) | 12/22/2005 | |
**Signature of Reporting Person | Date | |
/s/ Douglas D. Wheat, President (5) | 12/22/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The 8,055,555 shares of the Issuer's common stock reported herein were directly held by HWH Capital Partners, L.P. ("HWH Capital Partners"). HWH, L.P., the general partner of HWH Capital Partners ("HWHLP"), and HWH Incorporated ("HWH, Inc."), the general partner of HWHLP, were deemed to have indirect ownership of such shares. On December 21, 2005, HWH Capital Partners distributed the 8,055,555 shares pro rata to its partners. In connection with that distribution, HWHLP received shares of the Issuer's common stock and immediately distributed such shares pro rata to its partners and HWH, Inc. received shares of the Issuer's common stock and immediately distributed such shares pro rata to its stockholders. Following such distributions, HWH Capital Partners, HWHLP and HWH, Inc. (collectively, the "Reporting Persons") owned no shares. No consideration was paid in connection with the distributions. |
(2) | In prior reports, the Reporting Persons reported beneficial ownership of the 8,055,555 shares held by HWH Capital Partners. HWHLP and HWH, Inc. disclaim beneficial ownership of securities in excess of their direct or indirect interest in the profits or capital accounts of HWHLP or HWH Capital Partners and this report shall not be deemed an admission that HWH, Inc. or HWHLP is or was the beneficial owner of these securities in excess of such amount. |
Remarks: Prior to the transactions reported herein, the Reporting Persons may have been deemed to be members of a Section 13(d) group that owned more than 10% of the Issuer's outstanding common stock. However, each of the Reporting Person disclaims such group membership, and this report shall not be deemed an admission that such Reporting Person is or was a member of a Section 13(d) group that owned more than 10% of the Issuer's outstanding Common Stock for purposes of Section 16 or for any other purpose. (3) Douglas D. Wheat is signing in his capacity as President of HWH Incorporated, the general partner of HWH, L.P., the general partner of HWH Capital Partners, L.P. (4) Douglas D. Wheat is signing in his capacity as President of HWH Incorporated, the general partner of HWH, L.P. (5) Douglas D. Wheat is signing in his capacity as President of HWH Incorporated |