posam
As
filed with the Securities and Exchange Commission on May 8, 2009
Registration No. 333-143315
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE
AMENDMENT NO. 3
to
Form S-3
REGISTRATION STATEMENT
THE SECURITIES ACT OF 1933
CENTURY ALUMINUM COMPANY
(Exact name of registrant as Specified in Its Charter)
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Delaware
(State or Other Jurisdiction of
Incorporation or Organization)
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13-3070826
(I.R.S. Employer
Identification Number) |
Century Aluminum Company
2511 Garden Road
Building A, Suite 200
Monterey, California 93940
(831) 642-9300
(Address, Including Zip Code, and Telephone Number,
Including Area Code, of Registrants Principal Executive Offices)
Robert R. Nielsen, Esq.
Executive Vice President, General Counsel and Secretary
Century Aluminum Company
2511 Garden Road
Building A, Suite 200
Monterey, California 93940
(831) 642-9300
(Name, Address, Including Zip Code, and Telephone Number,
Including Area Code, of Agent for Service)
With copy to:
Rodney R. Peck, Esq.
Pillsbury Winthrop Shaw Pittman LLP
P.O. Box 7880
San Francisco, CA 94120
Telephone: (415) 983-1000
Approximate date of commencement of proposed sale to the public: From time to time after the
effective date of this registration statement.
If the only securities being registered on this form are being offered pursuant to dividend or
interest reinvestment plans, check the following box. o
If any of the securities being registered on this form are to be offered on a delayed or
continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities
offered only in connection with dividend or interest reinvestment plans, check the following box. þ
If this form is filed to register additional securities for an offering pursuant to Rule
462(b) under the Securities Act, please check the following box and list the Securities Act
registration statement number of the earlier effective registration statement for the same
offering. o
If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities
Act, check the following box and list the Securities Act registration statement number of the
earlier effective registration statement for the same offering. o
If this form is a registration statement pursuant to General Instruction I.D. or a
post-effective amendment thereto that shall become effective upon filing with the Commission
pursuant to Rule 462(e) under the Securities Act, check the following
box. o
If this form is a post-effective amendment to a registration statement filed pursuant to
General Instruction I.D. filed to register additional securities or additional classes of
securities pursuant to Rule 413(b) under the Securities Act, check the following box. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer þ |
Accelerated filer o |
Non-accelerated filer o (Do not check if a smaller reporting company) |
Smaller reporting company o |
CALCULATION OF REGISTRATION FEE
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Proposed |
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Proposed |
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Maximum |
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Maximum |
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Title of Each Class of |
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Amount to be |
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Offering Price |
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Aggregate |
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Amount of |
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Securities to be Registered |
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Registered |
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per Share |
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Offering Price |
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Registration Fee |
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Common Stock, par value $0.01 per share |
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$250,000,000(1) |
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$ |
9,825 |
(2)(3) |
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(1) |
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Such indeterminate number of shares of common stock as may from time to time be issued at
indeterminate prices, with an aggregate initial offering price not to exceed $250,000,000. |
(2) |
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Calculated pursuant to Rule 457(o) of the Securities Act of 1933, as amended. |
The Registrant hereby amends this registration statement on such date or
dates as may be necessary to delay its effective date until
the Registrant shall file a further amendment which specifically states
that this registration statement shall thereafter become effective in
accordance with Section 8(a) of the Securities Act of 1933 or until the
registration statement shall become effective on such date as the Commission,
acting pursuant to said Section 8(a), may determine.
Explanatory Note
This Post-Effective
Amendment No. 3 to the Registration Statement (File No. 333-143315) is being
filed for the purpose of changing the EDGAR submission header from
POSASR to POS AM. Post-Effective Amendment No. 2 to
the Registration Statement was filed for the purpose of amending the registration statement to convert it from a Form S-3ASR
(automatic shelf registration statement) to a Form S-3 (non-automatic shelf registration
statement), as the Registrant ceased to be a well-known seasoned issuer (as such term is defined in
Rule 405 of the Securities Act) upon the filing of its Annual Report on Form 10-K for the year
ended December 31, 2008.
The information in this prospectus is not complete and may be changed. This prospectus is not an
offer to sell these securities and is not soliciting an offer to buy these securities in any state
where the offer or sale is not permitted.
PROSPECTUS
SUBJECT
TO COMPLETION, DATED MAY 8, 2009
$250,000,000
COMMON STOCK
Century Aluminum Company may offer and sell shares of its common stock from time to time in
amounts, at prices and on terms that will be determined at the time of any such offering. The
aggregate initial offering price of all common stock sold under this prospectus will not exceed
$250,000,000.
Each time our common stock is offered pursuant to this prospectus, we will provide a
prospectus supplement and attach it to this prospectus. The prospectus supplement will contain more
specific information about the offering. The prospectus supplement may also add, update or change
information contained in this prospectus. This prospectus may not be used to offer or sell our
common stock without a prospectus supplement describing the method and terms of the offering.
We may sell our common stock directly or to or through underwriters, to other purchasers
and/or through agents. For additional information on the method of sale, you should refer to the
section of this prospectus entitled Plan of Distribution on page B-13. If any underwriters are
involved in the sale of our common stock offered by this prospectus and any prospectus supplement,
their names, and any applicable purchase price, fee, commission or discount arrangement between us
and them will be set forth, or will be calculable from the information set forth, in the applicable
prospectus supplement.
You should carefully read this prospectus and any accompanying prospectus supplement, together
with the documents we incorporate by reference, before you invest in our common stock.
Our common stock is listed on the Nasdaq Global Select Market under the symbol CENX.
Neither the Securities and Exchange Commission nor any state securities commission has
approved or disapproved of these securities or passed upon the adequacy or accuracy of this
prospectus. Any representation to the contrary is a criminal offense.
The date of this prospectus is
TABLE OF CONTENTS
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B-1 |
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B-1 |
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B-1 |
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B-3 |
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B-3 |
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B-5 |
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B-5 |
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B-13 |
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B-15 |
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B-15 |
You should rely only on the information contained or incorporated by reference into this
prospectus and any prospectus supplement. Neither we nor the underwriters have authorized any other
person to provide you with information different from that contained in this prospectus and any
prospectus supplement. We are offering to sell and are seeking offers to buy shares of common stock
only in jurisdictions where offers and sales are permitted. The information contained in this
prospectus and any prospectus supplement is accurate only as of the date such information is
presented regardless of the time of delivery of in this prospectus and any prospectus supplement or
any sale of common stock.
ABOUT THIS PROSPECTUS
This prospectus is part of a registration statement that we filed with the Securities and
Exchange Commission, or SEC, utilizing a shelf registration process. Under this shelf
registration process, we may, from time to time, offer or sell shares of our common stock in one or
more offerings, with a maximum aggregate offering price of $250,000,000. This prospectus provides
you with a general description of the common stock we may offer. Each time we sell common stock, we
will provide a prospectus supplement that will contain specific information about the terms of that
offering. The prospectus supplement may also add, update or change information contained in this
prospectus. You should read both this prospectus, the relevant prospectus supplement and any free
writing prospectus we may authorize to be delivered to you, together with additional information
described under the next heading Where You Can Find More Information.
WHERE YOU CAN FIND MORE INFORMATION
We have filed with the SEC a registration statement on Form S-3 to register the common stock
offered under this prospectus. This prospectus is part of that registration statement and, as
permitted by the SECs rules, does not contain all the information required to be set forth in the
registration statement. We believe that we have included or incorporated by reference all
information material to investors in this prospectus, but some details that may be important for
specific investment purposes have not been included. For further information, you may read the
registration statement and the exhibits filed with or incorporated by reference into the
registration statement.
We file annual, quarterly and current reports, proxy statements and other information with the
SEC. You may read and copy these reports, proxy statements and other information at the SECs
public reference room at Room 1024, 450 Fifth Street, N.W., Washington, D.C. You can request copies
of these documents by writing to the SEC and paying a fee for the copying cost. Please call the SEC
at 1-800-SEC-0330 (1-800-732-0330) for more information about the operation of the public reference
room. The SEC maintains a website (http://www.sec.gov) that contains reports, statements and other
information regarding registrants that file electronically. Our SEC reports are also available
through the First North Iceland news system (http://omxnordicexchange.com/firstnorth/ ). You may
also obtain additional information about us, including copies of our certificate of incorporation
and bylaws, from our website, which is located at www.centuryaluminum.com. Our website provides
access to filings made by us through the SECs EDGAR filing system, including our annual, quarterly
and current reports filed on Forms 10-K, 10-Q and 8-K, respectively, and ownership reports filed on
Forms 3, 4 and 5 after December 16, 2002 by our directors, executive officers and beneficial owners
of more than 10% of our outstanding common stock. Information contained in our website is not
incorporated by reference in, and should not be considered a part of, this prospectus supplement.
INFORMATION INCORPORATED BY REFERENCE
The SEC allows us to incorporate by reference information we file with it, which means that
we can disclose important information to you by referring you to those documents. The information
incorporated by reference is considered to be part of this prospectus and the
B-1
information that we subsequently file with the SEC will automatically update and supersede
this information. We incorporate by reference the documents listed below and any future filings we
make with the SEC under Section 13(a), 13(c), 14 or 15(d) of the Securities Exchange Act of 1934
(other than information in such documents that is deemed, in accordance with SEC rules, not to have
been filed) until our offering is complete:
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Our Annual Report on Form 10-K for the fiscal year ended
December 31, 2008; |
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Our Current Reports on Form 8-K dated February 27, 2009;
March 27, 2009; April 21, 2009; and May 4, 2009; and |
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The description of our common stock contained in our Registration Statement on Form
8-A filed March 4, 1996. |
To the extent any information contained in any Current Report on Form 8-K, or any exhibit
thereto, was furnished to rather than filed with, the SEC, such information or exhibit is not
incorporated by reference in this prospectus.
We will provide without charge to each person, including any beneficial owner, to whom a
prospectus is delivered, upon written or oral request of any such person, a copy of any or all of
the information that we have incorporated by reference in this prospectus and any prospectus
supplement but have not delivered with this prospectus and any prospectus supplement. You may
request a copy of these filings, by writing or telephoning us at:
Century Aluminum Company
2511 Garden Road
Building A, Suite 200
Monterey, CA 93940
Attention: Corporate Secretary
(831) 642-9300
B-2
THE COMPANY
We produce primary aluminum. Aluminum is an internationally traded commodity, and its price
is effectively determined on the London Metal Exchange (LME). Our primary aluminum facilities
produce value-added and standard-grade primary aluminum products. In 2004, we acquired
Grundartangi, an Icelandic primary aluminum facility which became our first production facility
located outside of the United States. We produced approximately 804,000 metric tons of primary
aluminum in 2008 with net sales of approximately $2.0 billion. Our current primary aluminum
production capacity is 785,000 metric tons per year (mtpy). We have begun construction on a
primary aluminum facility in Helguvik, Iceland and have curtailed all operations at our Ravenswood,
West Virginia facility and one potline at our Hawesville, Kentucky
facility. We are currently evaluating the Helguvik projects cost, scope and
schedule in light of global economic conditions and weakening commodity prices. During the
evaluation, we have significantly reduced spending on the project. We cannot be certain when or if
we will restart major construction and engineering activities or ultimately complete the Helguvik
project.
In addition to our primary aluminum assets, we have 50% joint venture interests in the
Gramercy alumina refinery, located in Gramercy, Louisiana and a related bauxite mining operation in
Jamaica and a 40% stake in Baise Haohai Carbon Co., Ltd. (BHH), a carbon anode and cathode
facility located in the Guangxi Zhuang Autonomous Region of south China. The Gramercy refinery
supplies substantially all of the alumina used for the production of primary aluminum at our
Hawesville, Kentucky facility, assuming Gramercy and Hawesville operate at full capacity. The BHH
facility has annual anode production capacity of 190,000 metric tons and an annual cathode
production capacity of 20,000 metric tons and supplies a portion of the anodes used in our
Grundartangi facility.
FORWARD-LOOKING STATEMENTS
This prospectus contains forward-looking statements. We have based these forward-looking
statements on current expectations and projections about future events.
Many of these statements may be identified by the use of forward-looking words such as
expects, anticipates, plans, believes, projects,
estimates, intends, should,
could, would, will, scheduled, potential
and similar words. These forward-looking
statements are subject to risks, uncertainties and assumptions including, among other things,
those discussed in our SEC filings incorporated by reference, including further declines in
the price of aluminum, additional curtailment of certain of our operations, the possible need
for alternate liquidity sources, the continuation or worsening of global financial and economic
conditions, our ability to access the credit and capital markets, further reductions in our
selling, general and administrative expenses, our ability to meet pension funding obligations,
deterioration of economic and political conditions in Iceland, further volatility in our stock
price, our planned construction and development activities, including our Helguvik site, debt
servicing requirements, year-end and possible future asset write downs, changes in our credit
ratings, costs to curtail unprofitable operations, our ability to close a new long-term power
contract at Hawesville and receipt of federal tax refunds.
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If one or more of these risks or uncertainties materialize, or if underlying assumptions prove
incorrect, actual results may vary materially from those expected, estimated or projected.
We believe the expectations reflected in our forward-looking statements are reasonable, based on
information available to us on the date hereof. However, given the described uncertainties and
risks, we cannot guarantee our future performance or results of operations, and you should not
place undue reliance on these forward-looking statements. Although we undertake no obligation to
revise or update any forward-looking statements, whether as a result of new information, future
events or otherwise, except as required by law, you are advised to consult any additional
disclosures we make in our quarterly reports on Form 10-Q, annual report on Form 10-K and current
reports on Form 8-K filed with the SEC. See Where You Can Find More Information.
B-4
USE OF PROCEEDS
Unless we specify otherwise in a prospectus supplement, we intend to use the net proceeds from
the sale of our common stock under this prospectus for general corporate purposes, including
capital expenditures. From time to time we evaluate the possibility of acquiring businesses and
additional production facilities, and we may use a portion of the proceeds as consideration for
such acquisitions. Until we use the proceeds for any purpose, we expect to invest them in
interest-bearing securities.
DESCRIPTION OF STOCK
General
Our authorized capital stock consists of 100,000,000 shares of common stock, par value $0.01
per share, and 5,000,000 shares of preferred stock, par value $0.01 per share. As of December 31,
2008, we had 49,052,692 shares of our common stock outstanding and 886,000 shares of our common
stock issuable upon exercise of outstanding stock options under our stock option plans, and for
awards of service based awards and performance share units and 15,578,718 shares of our common
stock reserved for future issuance upon conversion of our Series A Convertible Preferred Stock. As
of March 31, 2009, 153,555 shares of our Series A Convertible Preferred Stock, par value $0.01
per share, were outstanding.
The following summary description does not purport to be complete and is qualified in its
entirety by the Delaware General Corporation Law, or DGCL, our restated certificate of
incorporation, our certificate of designation, preferences and rights of our Series A Convertible
Preferred Stock, and our amended and restated bylaws, which have been filed as exhibits to our
filings with the SEC. See Where You Can Find More Information. Reference is made to the DGCL, our
certificate of incorporation, our certificate of designation and our bylaws for a detailed
description of the provisions we have summarized below.
Common Stock
Holders of our common stock are entitled to one vote for each share held on all matters
submitted to a vote of stockholders, including the election of directors. Our certificate of
incorporation does not provide for cumulative voting in the election of directors. Accordingly,
holders of a majority of the shares of our common stock entitled to vote in any election of
directors may elect all the directors standing for election. Subject to any preferential rights of
any outstanding series of preferred stock created by our Board of Directors, including our Series A
Convertible Preferred Stock, the holders of our common stock are entitled to receive ratably such
dividends, if any, as may be declared from time to time by our Board of Directors from funds which
are legally available for that purpose. Upon the liquidation, dissolution or winding up of Century
Aluminum, the holders of our common stock are entitled to receive ratably any of our net assets
available after the payment of all debts and other liabilities and subject to the prior rights of
any outstanding preferred stock, including our Series A Convertible Preferred Stock.
Holders of our common stock have no preemptive, subscription, redemption or conversion rights.
All shares of our common stock currently outstanding are, and those to be
B-5
issued upon the completion of any offering under a prospectus supplement will be, fully paid
and nonassessable. The rights, preferences and privileges of holders of our common stock are
subject to, and may be adversely affected by, the rights of the holders of shares of any series of
our preferred stock which are currently outstanding, including our Series A Convertible Preferred
Stock, or which we may designate and issue in the future.
The rights, preferences and privileges of holders of our common stock may be modified, as
permitted by the DGCL, by amendments to our certificate of incorporation or bylaws. Subject to the
provisions of our certificate of incorporation, our bylaws may be altered, amended or repealed
either by the affirmative vote of a majority of the Board of Directors at any regular or special
meeting of the Board of Directors, or by the affirmative vote of the holders of record of at least
66 2/3 percent of the voting power of the outstanding shares of capital stock of the corporation
entitled to vote at an annual meeting or at any special meeting at which a quorum shall be present.
Our certificate of incorporation may be amended, except as described below under Certain
Provisions That May Have an Anti-Takeover Effect by resolution of our Board of Directors which is
approved by a majority of the shares of capital stock entitled to vote thereon.
Our bylaws provide that annual meetings of stockholders will be held each year on such date,
and at such time, as will be fixed by our Board of Directors. Written notice of the time and place
of the annual meeting must generally be given by mail to each stockholder entitled to vote at least
ten days prior to the date of the annual meeting. Our certificate of incorporation and bylaws also
provide that, subject to the rights of the holders of any class or series of our preferred stock,
special meetings of the stockholders may only be called pursuant to a resolution adopted by a
majority of the Board of Directors or the executive committee. Stockholders are not permitted to
call a special meeting or to require the Board of Directors or executive committee to call a
special meeting of stockholders.
Preferred Stock
Under our certificate of incorporation, our Board of Directors is authorized to issue up to
5,000,000 shares of preferred stock without any vote or action by the holders of our common stock.
Our Board of Directors may issue preferred stock in one or more series and determine for each
series the dividend rights, conversion rights, voting rights, redemption rights, liquidation
preferences, sinking fund terms and the number of shares constituting that series, as well as the
designation thereof. Depending upon the terms of preferred stock established by our Board of
Directors, any or all of the preferred stock could have preference over the common stock with
respect to dividends and other distributions and upon the liquidation of Century. In addition,
issuance of any shares of preferred stock with voting powers may dilute the voting power of the
outstanding common stock.
Series A Convertible Preferred Stock
Shares Authorized and Outstanding. The number of shares of our Series A Convertible
Preferred Stock authorized to be issued and outstanding, as of March 31, 2009, was 160,000 and
153,555, respectively. Century issued to Glencore shares of Series A Convertible Preferred
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Stock in connection with the termination of the Financial Sales Contracts on July 8, 2008. As
of March 31, 2009, Glencore held all of the outstanding Series A Convertible Preferred Stock.
Subject to certain exceptions, Glencore is prohibited from transferring these preferred shares
except to an affiliate.
Dividend Rights. So long as any shares of our Series A Convertible Preferred Stock are
outstanding, we may not pay or declare any dividend or make any distribution upon or in respect of
our common stock or any other capital stock ranking on a parity with or junior to the Series A
Convertible Preferred Stock in respect of dividends or liquidation preference, unless we, at the
same time, declare and pay a dividend or distribution on the shares of Series A Convertible
Preferred Stock (a) in an amount equal to the amount such holders would receive if they were the
holders of the number of shares of our common stock into which their shares of Series A Convertible
Preferred Stock are convertible as of the record date fixed for such dividend or distribution, or
(b) in the case of a dividend or distribution on other capital stock ranking on a parity with or
junior to the Series A Convertible Preferred Stock in such amount and in such form as (based on the
determination of holders of a majority of the Series A Convertible Preferred Stock) will preserve,
without dilution, the economic position of the Series A Convertible Preferred Stock relative to
such other capital stock.
Voting Rights. Except as otherwise provided in the Certificate of Designation, and as
otherwise required by law, the Series A Convertible Preferred Stock has no voting rights; provided,
however, that, so long as any shares of Series A Convertible Preferred Stock are outstanding, we
may not, whether by merger, consolidation or otherwise (but excluding any transaction where shares
of Series A Convertible Preferred Stock are automatically converted into common stock of Century or
are redeemed), without the affirmative vote of the holders of a majority of the shares of Series A
Convertible Preferred Stock then outstanding (voting separately as a class), change the powers,
preferences or rights given to the Series A Convertible Preferred Stock through an amendment to the
Certificate of Designation or our certificate of incorporation or otherwise, or authorize, create
or issue any additional shares of Series A Convertible Preferred Stock.
Liquidation Rights. Upon any liquidation, dissolution or winding-up of Century, the holders
of shares of Series A Convertible Preferred Stock are entitled to receive a preferential
distribution of $0.01 per share out of the assets available for distribution. In addition, upon any
liquidation, dissolution or winding-up of Century, whether voluntary or involuntary, if our assets
are sufficient to make any distribution to the holders of the common stock, then the holders of
shares of Series A Convertible Preferred Stock are also entitled to share ratably with the holders
of common stock, any stock that ranks on parity with the common stock in respect of liquidation
preference, and any other stock that is otherwise entitled to share ratably with the common stock
in the distribution of assets in liquidation, in the distribution of Centurys assets (as though
the holders of Series A Convertible Preferred Stock were holders of that number of shares of common
stock into which their shares of Series A Convertible Preferred Stock are convertible). However,
the amount of any such distribution will be reduced by the amount of the preferential distribution
received by the holders of the Series A Convertible Preferred Stock.
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Transfer Restrictions. Except for certain permitted encumbrances by lenders and other
pledgees, Glencore is prohibited from transferring shares of Series A Convertible Preferred Stock
to any party other than an affiliate who agrees to become bound by the Standstill and Governance
Agreement entered into in connection with the termination of the Financial Sales Contracts with
Glencore. Any lender or pledgee to which Glencore grants a pledge of or mortgage or similar
encumbrance on the Series A Convertible Preferred Stock is required to agree to terms and
provisions which require that any further transfer of such shares of Series A Convertible Preferred
Stock held by such lender or pledgee may be effected only as a sale of the shares of common stock
into which such shares of Series A Convertible Preferred Stock are convertible. Such sale must take
place in a widely distributed offering pursuant to an effective registration statement under, and
otherwise in accordance with, the Registration Rights Agreement described below under the caption
Registration Rights.
Automatic Conversion. The Series A Convertible Preferred Stock automatically converts,
without any further act of Century or any holders of Series A Convertible Preferred Stock, into
shares of common stock, at a conversion ratio of 100 shares of common stock for each share of
Series A Convertible Preferred Stock, upon the occurrence of any of the following automatic
conversion events:
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If we sell or issue shares of common stock or any other stock that votes generally
with our common stock, or the occurrence of any other event, including a sale, transfer
or other disposition of common stock by Glencore, as a result of which the percentage
of voting stock held by Glencore decreases, an amount of Series A Convertible Preferred
Stock will convert to common stock to restore Glencore to its previous ownership
percentage; |
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If shares of Series A Convertible Preferred Stock are transferred to an entity that
is not an affiliate of Glencore, such shares of Series A Convertible Preferred Stock
will convert to shares of our common stock, provided that such transfers may only be
made pursuant to an effective registration statement under, and otherwise in accordance
with, the Registration Rights Agreement, as described in greater detail below under the
caption Registration Rights; |
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Upon a sale of Series A Convertible Preferred Stock by Glencore in compliance with
the provisions of Rule 144 under the Securities Act of 1933, as amended, (the
Securities Act) and in a transaction in which the shares of Series A Convertible
Preferred Stock and our common stock issuable upon the conversion thereof are not
directed to any purchaser, such shares of Series A Convertible Preferred Stock sold
will convert to shares of our common stock; and |
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Immediately prior to and conditioned upon the consummation of a merger,
reorganization or consolidation to which we are a party or a sale, abandonment,
transfer, lease, license, mortgage, exchange or other disposition of all or
substantially all of our property or assets, in one or a series of transactions where,
in any such case, all of our common stock would be converted into the right to receive,
or exchanged for, cash and/or securities, other than any transaction in which the
Series A |
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Convertible Preferred Stock will be redeemed, as described in greater detail below under
the caption Right of Redemption. |
Optional Conversion. Glencore has the option to convert the Series A Convertible Preferred
Stock in a tender offer or exchange offer in which a majority of the outstanding shares of our
common stock have been tendered by the holders thereof and not duly withdrawn at the expiration
time of such tender or exchange offer, so long as the Series A Convertible Preferred Stock is
tendered or exchanged in such offer.
Stock Combinations; Adjustments. If, at any time while the Series A Convertible Preferred
Stock is outstanding, Century combines outstanding common stock into a smaller number of shares,
then the number of shares of common stock issuable on conversion of each share of Series A
Convertible Preferred Stock will be decreased in proportion to such decrease in the aggregate
number of shares of common stock outstanding.
Redemptions or Repurchases of Common Stock. We may not redeem or purchase our common stock
or any other class of our capital stock on parity with or junior to the Series A Convertible
Preferred Stock unless we redeem or purchase, or otherwise make a payment on, a pro rata number of
shares of the Series A Convertible Preferred Stock. These restrictions do not apply to our open
market repurchases or our repurchases pursuant to our employee benefit plans.
Right of Redemption. The Series A Convertible Preferred Stock will be redeemed by Century if
any of the following events occur (at a redemption price based on the trading price of our common
stock prior to the announcement of such event) and Glencore votes its shares of our common stock in
opposition to such events:
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We propose a merger, reorganization or consolidation, sale, abandonment, transfer,
lease, license, mortgage, exchange or other disposition of all or substantially all of
our property or assets where any of our common stock would be converted into the right
to receive, or exchanged for, assets other than cash and/or securities traded on a
national stock exchange or that are otherwise readily marketable, or |
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We propose to dissolve and wind up and assets other than cash and/or securities
traded on a national stock exchange or that are otherwise readily marketable are to be
distributed to the holders of our common stock. |
Registration Rights. In connection with the termination of our Financial Sales Contracts
with Glencore, we have granted Glencore registration rights with respect to the shares of our
common stock into which the Series A Convertible Preferred Stock may be converted. Glencores right
to require Century to file a registration statement to register such shares becomes effective on
November 5, 2008. As described above, the shares of Series A Convertible Preferred Stock convert
into shares of our common stock if sold by Glencore in a widely-distributed registered public
offering under the Securities Act.
We have agreed to register such offerings no more frequently than once every nine months, in
minimum offerings of $100 million, and not more than six offerings in total. In these offerings,
the parties have agreed to bear their own expenses. Glencore may also participate in
B-9
any of our public offerings as a selling shareholder, subject to customary rights to limit the
number of shares Glencore may sell in such an offering. Glencore is not a selling shareholder in
this offering. We may also defer Glencores right to register and sell shares according to
customary time limits. We have also provided Glencore with customary indemnification rights in
connection with such offerings.
Standstill and Governance Agreement
As a part of our issuance of the Series A Convertible Preferred Stock, Glencore has agreed to
refrain from taking certain actions. These actions are summarized below:
Acquisition of Additional Voting Securities. Under the terms of our Standstill and Governance
Agreement, Glencore agreed that through April 7, 2009, Glencore may not vote more than 28.5% of our
common stock, nor, subject to certain limited exceptions, acquire more than 28.5% of our voting
securities. Any voting securities held by Glencore in excess of 28.5% until April 8, 2009, will be
voted by our Board of Directors. Upon Glencores participation in our January 2009 equity
offering, we entered into an agreement with Glencore to amend the terms of our Standstill and
Governance Agreement to increase the percentage of our voting securities that Glencore may acquire
prior to April 7, 2009 and to allow Glencore to exercise voting rights with respect to any shares
of our common stock it purchased in the January 2009 offering. As a result, currently until April
7, 2009 Glencore has voting rights with respect to approximately 37% of the outstanding voting
securities and thereafter would voting rights with respect to approximately 38.1% of our
outstanding voting securities.
If a third party makes a tender or exchange offer for the majority of our outstanding common
stock and we do not recommend against such offer and adopt a stockholders rights plan, Glencore is
permitted to make (a) a confidential business combination proposal to our independent directors or
(b) a competing tender or exchange offer for all of our outstanding shares of common stock,
followed by a merger to exchange any shares not tendered or exchanged in such offer.
Restrictions on Certain Actions. During the period prior to April 8, 2009, Glencore may not
take the following actions, which restrictions will lapse upon a third party exchange or tender
offer, as described above under the caption Acquisition of Additional Voting Securities :
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seek to elect members of our Board of Directors (other than one director to be
nominated by Glencore under the agreement) or seek to remove any such member or
withhold approval for such member; |
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submit or cause others to submit stockholder proposals; |
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other than as permitted under the agreement, submit business combination proposals
or seek to control us or our Board of Directors or encourage or support others to do
so; |
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publicly announce any business combination proposal; |
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solicit proxies in opposition or otherwise oppose any recommendation of the Board of
Directors; |
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except as permitted by the agreement, form or join any group relating to our
securities; or |
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take other similar actions. |
Business Combination Proposals. During the period prior to April 8, 2009, Glencore may not
submit business combination proposals to our Board of Directors unless in writing and delivered to
a committee of independent directors in a manner which does not require public disclosure, or
invited to do so by our committee of independent directors; thereafter, until termination of this
agreement (as described below), Glencore may submit such proposals, provided that any such proposal
has to be approved by our independent directors before it can be adopted.
Board Nominees. Glencore may submit to our Board of Directors one Class I nominee to stand
for election to our Board of Directors. Inclusion of such nominee is subject to the consent of a
majority of the members of our governance and nominating committee, subject to the reasonable
exercise of the fiduciary duties of such members.
Voting. Other than with respect to its nominee, Glencore must vote its shares of our common
stock for other nominees for election to our Board of Directors proportionally with our other
stockholders prior to April 8, 2009. In all other matters, Glencore may vote its shares of our
common stock in its sole discretion.
Termination. The right of Glencore to nominate one nominee to our Board of Directors will
terminate if Glencore holds less than 10% of our equity securities for a period of three continuous
months. The restrictions on Glencores ability to vote, acquire additional equity securities and
take other actions prohibited by the Standstill and Governance Agreement will terminate at the
earliest of the following: (a) Glencore holds less than 10% of our equity securities for a period
of three continuous months, (b) the consummation of a business combination or tender or exchange
offer, (c) January 7, 2010, and (d) a third party acquires 20% or more of our voting securities and
we do not adopt a stockholder rights plan in response to such acquisition.
Certain Provisions That May Have an Anti-Takeover Effect
The provisions of our certificate of incorporation and bylaws and the DGCL summarized in the
following paragraphs may have an anti-takeover effect and may delay, defer or prevent a tender
offer or takeover attempt, including those attempts that might result in a premium over the market
price for the shares held by our stockholders.
Issuance of preferred stock. Our certificate of incorporation provides our Board of
Directors with the authority to issue shares of preferred stock and to set the voting rights,
preferences and other terms thereof.
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Business combinations. In addition to any affirmative vote required by law, our certificate
of incorporation requires either: (1) the approval of a majority of the disinterested directors,
(2) the approval of the holders of at least two-thirds of the aggregate voting power of the
outstanding voting shares of Century, voting as a class, or (3) the satisfaction of certain minimum
price requirements and other procedural requirements, as preconditions to certain business
combinations with, in general, a person who is the beneficial owner of 10% or more of our
outstanding voting stock.
Classified board. Our certificate of incorporation provides for a classified Board of
Directors consisting of three classes as nearly equal in size as is practicable. Each class holds
office until the third annual meeting for election of directors following the election of such
class.
Number of directors; removal; vacancies. Our certificate of incorporation provides that the
number of directors shall not be less than 3 nor more than 11. The directors shall have the
exclusive power and right to set the exact number of directors within that range from time to time
by resolution adopted by vote of a majority of the entire Board of Directors. The board can only be
increased over 11 through amendment of our restated certificate of incorporation which requires a
resolution of the Board of Directors and the affirmative vote of the holders of at least two-thirds
of the aggregate voting power of the outstanding shares of stock generally entitled to vote, voting
as a class.
Our certificate of incorporation and bylaws further provide that directors may be removed only
for cause and then only by the affirmative vote of the holders of at least two-thirds of the
outstanding shares of stock generally entitled to vote, voting as a class. In addition, interim
vacancies or vacancies created by an increase in the number of directors may be filled only by a
majority of directors then in office. The foregoing provisions would prevent stockholders from
removing incumbent directors without cause and filling the resulting vacancies with their own
nominees.
No stockholder action by written consent; special meetings. Our certificate of incorporation
generally provides that stockholder action may be taken only at an annual or special meeting of
stockholders and cannot be taken by written consent in lieu of a meeting. Our certificate of
incorporation and bylaws also provide that, subject to the rights of the holders of any class or
series of our preferred stock, special meetings of the stockholders may only be called pursuant to
a resolution adopted by a majority of the Board of Directors or the executive committee.
Stockholders are not permitted to call a special meeting or to require the board or executive
committee to call a special meeting of stockholders. Any call for a meeting must specify the
matters to be acted upon at the meeting. Stockholders are not permitted to submit additional
matters or proposals for consideration at any special meeting.
Stockholder proposals. The bylaws establish an advance notice procedure for nominations
(other than by or at the direction of our Board of Directors) of candidates for election as
directors at, and for proposals to be brought before, an annual meeting of stockholders. Subject to
any other applicable requirements, the only business that may be conducted at an annual meeting is
that which has been brought before the meeting by, or at the direction of, the board or by a
stockholder who has given to the secretary of Century timely
B-12
written notice, in proper form, of the stockholders intention to bring that business before
the meeting. In addition, only persons who are nominated by, or at the direction of, the board, or
who are nominated by a stockholder who has given timely written notice, in proper form, to the
secretary prior to a meeting at which directors are to be elected, will be eligible for election as
directors.
Amendment of certain certificate provisions or bylaws. Our certificate of incorporation
requires the affirmative vote of the holders of at least two-thirds of the aggregate voting power
of the outstanding shares of our stock, voting as a class, generally entitled to vote to amend the
foregoing provisions of our certificate of incorporation and the bylaws.
Section 203 of the DGCL. We are subject to Section 203 of the DGCL, which generally
prohibits a publicly-held Delaware corporation from engaging in a business combination with an
interested stockholder for a period of three years after the date of the transaction in which the
person became an interested stockholder, unless: (1) prior to such date the board of directors of
the corporation approved either the business combination or the transaction in which the person
became an interested stockholder, (2) upon consummation of the transaction that resulted in the
stockholder becoming an interested stockholder, the interested stockholder owned at least 85% of
the outstanding stock of the corporation, excluding shares owned by directors who are also officers
of the corporation and shares owned by certain employee stock plans, or (3) on or after such date
the business combination is approved by the board of directors of the corporation and by the
affirmative vote of at least two-thirds of the outstanding voting stock of the corporation that is
not owned by the interested stockholder. A business combination generally includes mergers, asset
sales and similar transactions between the corporation and the interested stockholder, and other
transactions resulting in a financial benefit to the interested stockholder. An interested
stockholder is a person who, together with affiliates and associates, owns 15% or more of the
corporations voting stock or who is an affiliate or associate of the corporation and, together
with his affiliates and associates, has owned 15% or more of the corporations voting stock within
three years.
The transfer agent and registrar for our common stock is Computershare Investor Services LLC.
PLAN OF DISTRIBUTION
We may sell our common stock offered by this prospectus to one or more underwriters or dealers
for public offering and sale by them or to investors directly or through agents. The prospectus
supplement will set forth the terms of the offering and the method of distribution and will
identify any firms acting as underwriters, dealers or agents in connection with the offering,
including:
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the name or names of any underwriters, dealers or agents; |
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the purchase price of the common stock and the proceeds to us from the sale; |
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any underwriting discounts and other items constituting compensation to
underwriters, dealers or agents; |
B-13
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any public offering price; |
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any discounts or concessions allowed or reallowed or paid to dealers; and |
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any securities exchange or market on which the common stock offered in the
prospectus supplement may be listed. |
Only those underwriters identified in such prospectus supplement are deemed to be underwriters
in connection with the securities offered in the prospectus supplement.
The distribution of the common stock may be effected from time to time in one or more
transactions at a fixed price or prices, which may be changed, or at prices determined as the
applicable prospectus supplement specifies. The common stock may be sold through a rights
offering, forward contracts or similar arrangements. In connection with the sale of the common
stock, underwriters, dealers or agents may be deemed to have received compensation from us in the
form of underwriting discounts or commissions and also may receive commissions from common stock
purchasers for whom they may act as agent. Underwriters may sell the common stock to or through
dealers, and the dealers may receive compensation in the form of discounts, concessions or
commissions from the underwriters or commissions from the purchasers for whom they may act as
agent. Some of the underwriters, dealers or agents who participate in the common stock
distribution may engage in other transactions with, and perform other services for, us or our
subsidiaries in the ordinary course of business.
We will provide in the applicable prospectus supplement information regarding any underwriting
discounts or other compensation that we pay to underwriters or agents in connection with the common
stock offering, and any discounts, concessions or commissions which underwriters allow to dealers.
Underwriters, dealers and agents participating in the common stock distribution may be deemed to be
underwriters, and any discounts and commissions they receive and any profit they realize on the
resale of the common stock may be deemed to be underwriting discounts and commissions under the
Securities Act of 1933. Underwriters and their controlling persons, dealers and agents may be
entitled, under agreements entered into with us, to indemnification against and contribution toward
specific civil liabilities, including liabilities under the Securities Act.
In connection with an offering, the underwriters may purchase and sell our common stock in the
open market. These transactions may include short sales, stabilizing transactions and purchases to
cover positions created by short sales. Short sales involve the sale by the underwriters of a
greater number of shares of common stock than they are required to purchase in an offering.
Stabilizing transactions consist of bids or purchases made for the purpose of preventing or
retarding a decline in the market price of the common stock while an offering is in progress. The
underwriters also may impose a penalty bid. This occurs when a particular underwriter repays to the
underwriters a portion of the underwriting discount received by it because the underwriters have
repurchased common stock sold by or for the account of that underwriter in stabilizing or
short-covering transactions. These activities by the underwriters may stabilize, maintain or
otherwise affect the market price of the common stock. As a result, the price of the common stock
may be higher than the price that otherwise might exist in the open
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market. If these activities are commenced, they may be discontinued by the underwriters at any
time.
LEGAL MATTERS
The validity of the common stock offered through this prospectus will be passed upon for us by
Pillsbury Winthrop Shaw Pittman LLP, San Francisco, California.
EXPERTS
The consolidated financial statements and the related consolidated financial statement schedule as
of December 31, 2008 and 2007, and for each of the three years in the period ended December 31,
2008 and the effectiveness of internal control over financial reporting as of December 31, 2008
incorporated by reference in this prospectus have been audited by Deloitte & Touche LLP, an
independent registered public accounting firm, as stated in their reports (which reports (1)
express an unqualified opinion on the financial statements and include an explanatory paragraph
regarding the adoption of Financial Accounting Standards Board Interpretation No. 48, Accounting
for Uncertainty in Income Taxes during 2007, (2) express an unqualified opinion on the financial
statement schedule, and (3) express an unqualified opinion on the effectiveness of Century Aluminum
Company and subsidiaries internal control over financial reporting) and have been so incorporated
by reference in reliance upon the reports of such firm given upon their authority as experts in
accounting and auditing.
B-15
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 14. Other Expenses of Issuance and Distribution
The following table sets forth the various expenses payable by the registrant in connection
with the sale and distribution of the securities being registered hereby.
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SEC Registration Fee |
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$ |
9,825 |
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Printing and Engraving Costs |
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* |
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Accounting Fees and Expenses |
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* |
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Legal Fees and Expenses |
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* |
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Trustee and Transfer Agent Fees and Expenses |
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* |
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Miscellaneous |
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* |
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Total |
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$ |
* |
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Item 15. Indemnification of Directors and Officers
Century Aluminum Company is a Delaware corporation. In accordance with Section 102(b)(7) of
the Delaware General Corporation Law (the DGCL), the restated certificate of incorporation of
Century Aluminum Company contains a provision to limit the personal liability of our directors for
violations of their fiduciary duties. This provision eliminates each directors liability to
Century Aluminum Company or its stockholders for monetary damages for breach of fiduciary duties as
a director, except for liability: (i) for any breach of the directors duty of loyalty to Century
Aluminum Company or its stockholders, (ii) for acts or omissions not in good faith or which involve
intentional misconduct or a knowing violation of law, (iii) under Section 174 of the DGCL providing
for liability of directors for unlawful payment of dividends or unlawful stock purchase or
redemption, or (iv) for any transaction from which the director derived an improper personal
benefit. The effect of this provision is to eliminate the personal liability of directors for
monetary damages for actions involving a breach of their fiduciary duty of care, including such
actions involving gross negligence.
Section 145 of the DGCL provides that a corporation may indemnify any person, including
officers and directors, who are, or are threatened to be made, parties to any threatened, pending
or completed legal action, suit or proceeding, whether civil, criminal, administrative or
investigative (other than an action by or in the right of such corporation), by reason of the fact
that such person was an officer, director, employee or agent of such corporation, or is or was
II-1
serving at the request of such corporation as a director, officer, employee or agent of such
corporation, as a director, officer, employee or agent of another corporation. The indemnity may
include expenses (including attorneys fees), judgments, fines and amounts paid in settlement
actually and reasonably incurred by such person in connection with such action, suit or proceeding,
provided such officer, director, employee or agent acted in good faith and in a manner he
reasonably believed to be in or not opposed to the corporations best interests and, for criminal
proceedings, had no reasonable cause to believe that his conduct was unlawful. A Delaware
corporation may indemnify officers and directors in an action by or in the right of the corporation
under the same conditions, except that no indemnification is permitted without judicial approval if
the officer or director is adjudged to be liable to the corporation. Where an officer or director
is successful on the merits or otherwise in defense of any action referred to above, the
corporation must indemnify him against the expenses which such officer or director actually or
reasonably incurred. The restated certificate of incorporation for Century Aluminum Company
provides for indemnification to fullest extent permitted by Section 145 of the DGCL of all persons
who we have the power to indemnify under such section. The restated by-laws for Century Aluminum
Company provide for indemnification of officers and directors to the fullest extent permitted by
the DGCL.
In addition, we maintain officers and directors liability insurance which insures against
liabilities that our officers and directors may incur in such capacities.
Item 16. Exhibits
The Exhibit Index immediately preceding the exhibits is incorporated herein by reference.
Item 17. Undertakings
The undersigned Registrant hereby undertakes:
(1) To file, during any period in which offers or sales are being made, a post-effective
amendment to this registration statement:
(i) To include any prospectus required by section 10(a)(3) of the
Securities Act of 1933;
(ii) To reflect in the prospectus any facts or events arising after the
effective date of the registration statement (or the most recent post-effective amendment
thereof) which, individually or in the aggregate, represent a fundamental change in the
information set forth in the registration statement. Notwithstanding the foregoing, any increase
or decrease in volume of securities offered (if the total dollar value of securities offered
would not exceed that which was registered) and any deviation from the low or high end of the
estimated maximum offering range may be reflected in the form of prospectus filed with the
Securities and Exchange Commission pursuant to Rule 424(b) if, in the aggregate, the changes in
volume and price represent no more than a 20 percent change in the maximum aggregate offering
price set forth in the Calculation of Registration Fee table in the effective registration
statement; and
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(iii) To include any material information with respect to the plan of
distribution not previously disclosed in the registration statement or any material change to
such information in the registration statement.
Provided, however, that paragraphs (i), (ii) and (iii) do not apply if the information required to
be included in a post-effective amendment by those paragraphs is contained in reports filed with or
furnished to the Securities and Exchange Commission by the Registrant pursuant to Section 13 or
Section 15(d) of the Securities Exchange Act of 1934 that are incorporated by reference in the
registration statement, or is contained in a form of prospectus filed pursuant to Rule 424(b) that
is part of the registration statement.
(2) That, for the purpose of determining any liability under
the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new
registration statement relating to the securities offered therein, and the offering of such
securities at that time shall be deemed to be the initial bona fide offering thereof.
(3) To remove from registration by means of a post-effective
amendment any of the securities being registered which remain unsold at the termination of the
offering.
(4) That, for the purpose of determining liability under the
Securities Act of 1933 to any purchaser:
(A) Each prospectus filed by the registrant pursuant to
Rule 424(b)(3) shall be deemed to be part of the registration statement as of the date the
filed prospectus was deemed part of and included in the registration statement; and
(B) Each prospectus required to be filed pursuant to
Rule 424(b)(2), (b)(5), or (b)(7) as part of a registration statement in reliance on Rule
430B relating to an offering made pursuant to Rule 415(a)(1)(i), (vii), or (x) for the
purpose of providing the information required by Section 10(a) of the Securities Act of
1933 shall be deemed to be part of and included in the registration statement as of the
earlier of the date such form of prospectus is first used after effectiveness or the date
of the first contract of sale of securities in the offering described in the prospectus. As
provided in Rule 430B, for liability purposes of the issuer and any person that is at that
date an underwriter, such date shall be deemed to be a new effective date of the
registration statement relating to the securities in the registration statement to which
that prospectus relates, and the offering of such securities at that time shall be deemed
to be the initial bona fide offering thereof. Provided, however, that no statement made in
a registration statement or prospectus that is part of the registration statement or made
in a document incorporated or deemed incorporated by reference into the registration
statement or prospectus that is part of the registration statement will, as to a purchaser
with a time of contract of sale prior to such effective date, supersede or modify any
statement that was made in the registration statement or prospectus that was part of the
registration statement or made in any such document immediately prior to such effective
date.
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(5) That, for the purpose of determining liability of the
registrant under the Securities Act of 1933 to any purchaser in the initial distribution of the
securities:
The undersigned Registrant undertakes that in a primary offering of securities of the
undersigned registrant pursuant to this registration statement, regardless of the
underwriting method used to sell the securities to the purchaser, if the securities are
offered or sold to such purchaser by means of any of the following communications, the
undersigned Registrant will be a seller to the purchaser and will be considered to offer or
sell such securities to such purchaser:
(i) Any preliminary prospectus or prospectus of
the undersigned Registrant relating to the offering required to be filed pursuant to Rule
424;
(ii) Any free writing prospectus relating to the
offering prepared by or on behalf of the undersigned Registrant or used or referred to by
the undersigned Registrant;
(iii) The portion of any other free writing prospectus
relating to the offering containing material information about the undersigned Registrant
or its securities provided by or on behalf of the undersigned Registrant; and
(iv) Any other communication that is an offer in the
offering made by the undersigned Registrant to the purchaser.
(6) That, for purposes of determining any liability under the
Securities Act of 1933, each filing of the Registrants annual report pursuant to section 13(a) or
section 15(d) of the Securities Exchange Act of 1934 (and, where applicable, each filing of an
employee benefit plans annual report pursuant to section 15(d) of the Securities Exchange Act of
1934) that is incorporated by reference in the registration statement shall be deemed to be a new
registration statement relating to the securities offered therein, and the offering of such
securities at that time shall be deemed to be the initial bona fide offering thereof.
(7) With respect to any offering in which securities are to
be offered to existing security holders pursuant to warrants or rights and any securities not taken
by security holders are to be reoffered to the public, the Registrant hereby undertakes to
supplement the prospectus, after the expiration of the subscription period, to set forth the
results of the subscription offer, the transactions by the underwriters during the subscription
period, the amount of unsubscribed securities to be purchased by the underwriters, and the terms of
any subsequent reoffering thereof. If any public offering by the underwriters is to be made on
terms differing from those set forth on the cover page of the prospectus, a post-effective
amendment will be filed to set forth the terms of such offering.
(8) To file an application for the purpose of determining the
eligibility of the trustee to act under subsection (a) of Section 310 of the Trust Indenture Act in
accordance with the rules and regulations prescribed by the Commission under Section 305(b)(2) of
the Trust Indenture Act.
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Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be
permitted to directors, officers and controlling persons of the Registrant pursuant to any charter
provision, by law or otherwise, the Registrant has been advised that in the opinion of the
Securities and Exchange Commission such indemnification is against public policy as expressed in
the Securities Act of 1933 and is, therefore, unenforceable. In the event that a claim for
indemnification against such liabilities (other than payment by the Registrant of expenses incurred
or paid by a director, officer or controlling person of the Registrant in the successful defense of
any action, suit or proceeding) is asserted by such director, officer or controlling person in
connection with the securities being registered, the Registrant will, unless in the opinion of its
counsel the matter has been settled by controlling precedent, submit to a court of appropriate
jurisdiction the question whether such indemnification by it is against public policy as expressed
in the Securities Act and will be governed by the final adjudication of such issue.
II-5
SIGNATURES
Pursuant to the requirements of the Securities Act, the registrant certifies that it has
reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has
duly caused this Post-Effective Amendment to Registration Statement to be signed on its behalf by
the undersigned, thereunto duly authorized, in the City of Monterey, State of California, on May 8, 2009.
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CENTURY ALUMINUM COMPANY
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By |
/s/
Michael A. Bless
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Michael A. Bless |
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Executive Vice President
and Chief Financial Officer |
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Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective
Amendment to Registration Statement has been signed by the following persons in the capacities and
on the dates indicated.
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Signature
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Title
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Date |
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President
and Chief Executive
Officer (Principal Executive
Officer) and Director
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May 8, 2009 |
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/s/
Michael A. Bless
Michael A. Bless
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Executive
Vice President and Chief
Financial Officer
(Principal Financial Officer)
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May 8, 2009 |
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Senior
Vice President, Chief
Accounting Officer and Controller
(Principal Accounting Officer)
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May 8, 2009 |
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Director
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May 8, 2009 |
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Director
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May 8, 2009 |
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Director
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May 8, 2009 |
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Signature
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Title
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Date |
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Director
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May 8, 2009 |
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Director
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May 8, 2009 |
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Director
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May 8, 2009 |
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Director
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May 8, 2009 |
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Director
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May 8, 2009 |
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*By: /s/
MICHAEL A. BLESS
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Michael A. Bless
Attorney-in-fact for each of
the persons indicated
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II-7
EXHIBIT INDEX
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Exhibit
Number
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Description of Document |
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1.1*
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Form of Underwriting Agreement. |
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4.1
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Restated Certificate of Incorporation of Century Aluminum Company (incorporated
by reference to Exhibit 4.1 to Registrants Current Report on Form 8-K dated
August 10, 2005). |
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4.2
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Amended and Restated Bylaws of Century Aluminum Company (incorporated by
reference to Exhibit 4.2 to Registrants Current Report on Form 8-K dated
August 10, 2005). |
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4.3
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Form of Common Stock Certificate (incorporated by reference to Exhibit 4.1 to
Registrants Registration Statement on Form S-1 (File No. 33-95486) filed
August 8, 1995). |
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4.4
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Certificate of Designation, Preferences and Rights of Series A Convertible
Preferred Stock of Century Aluminum Company (incorporated by reference to
Exhibit 3.1 to Registrants Current Report on Form 8-K dated July 7, 2008). |
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5.1**
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Opinion of Pillsbury Winthrop Shaw Pittman LLP. |
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23.1**
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Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm. |
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23.2**
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Consent of Pillsbury Winthrop Shaw Pittman LLP (included in its opinion filed
as Exhibit 5.1 to this Registration Statement). |
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24.1**
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Power of Attorney. |
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24.2**
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Power of Attorney of Catherine Z. Manning. |
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* |
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To be filed by amendment or as an exhibit to a current report of the Registrant on Form 8-K
and incorporated herein by reference. |
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** |
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Previously filed. |