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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c)
AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 1)*
Thermage, Inc.
Common Stock, $0.001 par value per share
(Title of Class of Securities)
88343R 10 1
December 31, 2007
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to
the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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CUSIP No. |
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88343R 10 1 |
13 G |
Page |
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2 |
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of |
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17 Pages |
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1 |
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NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Institutional Venture Partners VII, L.P. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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California, United States of America |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 shares |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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2,008,857 shares of Common Stock (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 shares |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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2,008,857 shares of Common Stock (2) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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2,008,857 shares of Common Stock (2) |
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10 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
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8.57%(3) |
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12 |
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TYPE OF REPORTING PERSON* |
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PN |
(1) This Schedule 13G is filed by Institutional Venture Partners VII, L.P. (IVP VII), Institutional Venture Management VII, L.P. (IVM VII), Samuel D. Colella (SDC), Reid W. Dennis (RWD), Mary Jane Elmore (MJE), Norman A. Fogelsong (NAF), Ruthann Quindlen (RAQ), L. James Strand (LJS), William P. Tai (WPT), T. Peter Thomas (TPT) and Geoffrey Y. Y
ang (GYY, together with IVP VII, IVM VII, SDC, RWD, MJE, NAF, RAQ, LJS, WPT and TPT, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 1,971,630 shares held by IVP VII; and (ii) 37,227 shares held by IVM VII. IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and GYY are general partners of IVM VII and share voting and dispositive power over the shares held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. Th
e information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2007.
(3) This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding (as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 9, 2007.
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CUSIP No. |
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88343R 10 1 |
13 G |
Page |
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3 |
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of |
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17 Pages |
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1 |
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NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Institutional Venture Management VII, L.P. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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California, United States of America |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 shares |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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2,008,857 shares of Common Stock (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 shares |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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2,008,857 shares of Common Stock (2) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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2,008,857 shares of Common Stock (2) |
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10 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
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8.57%(3) |
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12 |
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TYPE OF REPORTING PERSON* |
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OO |
(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 1,971,630 shares held by IVP VII; and (ii) 37,227 shares held by IVM VII. IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and GYY are general partners of IVM VII and share voting and dispositive power over the shares held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. Th
e information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2007.
(3) This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding (as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 9, 2007.
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CUSIP No. |
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88343R 10 1 |
13 G |
Page |
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4 |
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of |
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17 Pages |
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1 |
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NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Samuel D. Colella |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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California, United States of America |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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58,654 shares of Common Stock |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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2,008,857 shares of Common Stock (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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58,654 shares of Common Stock |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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2,008,857 shares of Common Stock (2) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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2,067,511 shares of Common Stock (2) |
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10 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
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8.82%(3) |
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12 |
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TYPE OF REPORTING PERSON* |
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IN |
(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 1,971,630 shares held by IVP VII; and (ii) 37,227 shares held by IVM VII. IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and GYY are general partners of IVM VII and share voting and dispositive power over the shares held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. Th
e information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2007.
(3) This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding (as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 9, 2007.
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CUSIP No. |
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88343R 10 1 |
13 G |
Page |
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5 |
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of |
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17 Pages |
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1 |
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NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Reid W. Dennis |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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California, United States of America |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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26,900 shares of Common Stock |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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2,008,857 shares of Common Stock (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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26,900 shares of Common Stock |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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2,008,857 shares of Common Stock (2) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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2,035,757 shares of Common Stock (2) |
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10 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
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8.68%(3) |
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12 |
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TYPE OF REPORTING PERSON* |
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IN |
(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 1,971,630 shares held by IVP VII; and (ii) 37,227 shares held by IVM VII. IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and GYY are general partners of IVM VII and share voting and dispositive power over the shares held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. Th
e information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2007.
(3) This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding (as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 9, 2007.
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CUSIP No. |
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88343R 10 1 |
13 G |
Page |
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6 |
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of |
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17 Pages |
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1 |
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NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Mary Jane Elmore |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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California, United States of America |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 shares |
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SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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2,008,857 shares of Common Stock (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 shares |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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2,008,857 shares of Common Stock (2) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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|
2,008,857 shares of Common Stock (2) |
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10 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
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8.57%(3) |
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12 |
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TYPE OF REPORTING PERSON* |
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IN |
(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 1,971,630 shares held by IVP VII; and (ii) 37,227 shares held by IVM VII. IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and GYY are general partners of IVM VII and share voting and dispositive power over the shares held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. Th
e information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2007.
(3) This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding (as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 9, 2007.
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CUSIP No. |
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88343R 10 1 |
13 G |
Page |
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7 |
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of |
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17 Pages |
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1 |
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NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Norman A. Fogelsong |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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California, United States of America |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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31,958 shares of Common Stock |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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2,008,857 shares of Common Stock (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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31,958 shares of Common Stock |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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2,008,857 shares of Common Stock (2) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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2,040,815 shares of Common Stock (2) |
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10 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
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8.70%(3) |
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12 |
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TYPE OF REPORTING PERSON* |
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IN |
(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 1,971,630 shares held by IVP VII; and (ii) 37,227 shares held by IVM VII. IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and GYY are general partners of IVM VII and share voting and dispositive power over the shares held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. Th
e information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2007.
(3) This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding (as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 9, 2007.
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CUSIP No. |
|
88343R 10 1 |
13 G |
Page |
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8 |
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of |
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17 Pages |
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1 |
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NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Ruthann Quindlen |
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2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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California, United States of America |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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18,566 shares of Common Stock |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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2,008,857 shares of Common Stock (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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18,566 shares of Common Stock |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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|
2,008,857 shares of Common Stock (2) |
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9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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|
|
2,027,423 shares of Common Stock (2) |
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10 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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|
o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
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8.65%(3) |
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12 |
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TYPE OF REPORTING PERSON* |
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|
IN |
(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 1,971,630 shares held by IVP VII; and (ii) 37,227 shares held by IVM VII. IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and GYY are general partners of IVM VII and share voting and dispositive power over the shares held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. Th
e information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2007.
(3) This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding (as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 9, 2007.
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CUSIP No. |
|
88343R 10 1 |
13 G |
Page |
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9 |
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of |
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17 Pages |
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1 |
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NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
L. James Strand |
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2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ (1) |
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3 |
|
SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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California, United States of America |
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5 |
|
SOLE VOTING POWER |
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NUMBER OF |
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0 shares |
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|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
2,008,857 shares of Common Stock (2) |
|
|
|
|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 shares |
|
|
|
|
WITH |
8 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
2,008,857 shares of Common Stock (2) |
|
|
|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
2,008,857 shares of Common Stock (2) |
|
|
|
10 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
|
|
|
o |
|
|
|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
|
|
|
8.57%(3) |
|
|
|
12 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 1,971,630 shares held by IVP VII; and (ii) 37,227 shares held by IVM VII. IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and GYY are general partners of IVM VII and share voting and dispositive power over the shares held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. Th
e information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2007.
(3) This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding (as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 9, 2007.
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
88343R 10 1 |
13 G |
Page |
|
10 |
|
of |
|
17 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
William P. Tai |
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ (1) |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
California, United States of America |
|
|
|
|
|
5 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
19,645 shares of Common Stock |
|
|
|
|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
2,008,857 shares of Common Stock (2) |
|
|
|
|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
19,645 shares of Common Stock |
|
|
|
|
WITH |
8 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
2,008,857 shares of Common Stock (2) |
|
|
|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
2,028,502 shares of Common Stock (2) |
|
|
|
10 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
|
|
|
o |
|
|
|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
|
|
|
8.65%(3) |
|
|
|
12 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 1,971,630 shares held by IVP VII; and (ii) 37,227 shares held by IVM VII. IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and GYY are general partners of IVM VII and share voting and dispositive power over the shares held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. Th
e information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2007.
(3) This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding (as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 9, 2007.
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
88343R 10 1 |
13 G |
Page |
|
11 |
|
of |
|
17 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
T. Peter Thomas |
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ (1) |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
California, United States of America |
|
|
|
|
|
5 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
34,656 shares of Common Stock |
|
|
|
|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
2,008,857 shares of Common Stock (2) |
|
|
|
|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
34,656 shares of Common Stock |
|
|
|
|
WITH |
8 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
2,008,857 shares of Common Stock (2) |
|
|
|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
2,043,513 shares of Common Stock (2) |
|
|
|
10 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
|
|
|
o |
|
|
|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
|
|
|
8.72%(3) |
|
|
|
12 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 1,971,630 shares held by IVP VII; and (ii) 37,227 shares held by IVM VII. IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and GYY are general partners of IVM VII and share voting and dispositive power over the shares held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. Th
e information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2007.
(3) This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding (as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 9, 2007.
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
88343R 10 1 |
13 G |
Page |
|
12 |
|
of |
|
17 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Geoffrey Y. Yang |
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ (1) |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
California, United States of America |
|
|
|
|
|
5 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
41,531 shares of Common Stock |
|
|
|
|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
2,008,857 shares of Common Stock (2) |
|
|
|
|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
41,531 shares of Common Stock |
|
|
|
|
WITH |
8 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
2,008,857 shares of Common Stock (2) |
|
|
|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
2,050,388 shares of Common Stock (2) |
|
|
|
10 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
|
|
|
o |
|
|
|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
|
|
|
8.74%(3) |
|
|
|
12 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 1,971,630 shares held by IVP VII; and (ii) 37,227 shares held by IVM VII. IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and GYY are general partners of IVM VII and share voting and dispositive power over the shares held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. Th
e information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2007.
(3) This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding (as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 9, 2007.
Introductory Note: This Statement on Schedule 13G is filed on behalf of Institutional Venture
Partners VII, L.P., Institutional Venture Management VII, L.P., Samuel D. Colella, Reid W. Dennis,
Mary Jane Elmore, Norman A. Fogelsong, Ruthann Quindlen, L. James Strand, William P. Tai, T. Peter
Thomas and Geoffrey Y. Yang in respect of shares of Common Stock, par value $0.001 per share
(Common Stock), of Thermage, Inc. (the Issuer).
Item 1
|
|
|
|
|
(a)
|
|
Name of Issuer:
|
|
Thermage, Inc. |
|
|
|
|
|
(b)
|
|
Address of Issuers |
|
|
|
|
Principal Executive Offices:
|
|
25881 Industrial Boulevard
Hayward, California 94545 |
Item 2
(a) |
|
Name of Person(s) Filing: |
|
|
|
|
|
Institutional Venture Partners VII, L.P. (IVP VII) |
|
|
Institutional Venture Management VII, L.P. (IVM VII) |
|
|
Samuel D. Colella (SDC) |
|
|
Reid W. Dennis (RWD) |
|
|
Mary Jane Elmore (MJE) |
|
|
Norman A. Fogelsong (NAF) |
|
|
Ruthann Quindlen (RAQ) |
|
|
L. James Strand (LJS) |
|
|
William P. Tai (WPT) |
|
|
T. Peter Thomas (TPT) |
|
|
Geoffrey Y. Yang (GYY) |
|
|
|
|
|
(b)
|
|
Address of Principal Business Office:
|
|
c/o Institutional Venture Partners |
|
|
|
|
3000 Sand Hill Road, Building 2, Suite 290 |
|
|
|
|
Menlo Park, California 94025 |
|
|
|
|
|
(c)
|
|
Citizenship: |
|
|
|
|
|
|
|
|
|
IVP VII
|
|
California, United States of America |
|
|
IVM VII |
|
California, United States of America |
|
|
SDC
|
|
United States of America |
|
|
RWD
|
|
United States of America |
|
|
MJE
|
|
United States of America |
|
|
NAF
|
|
United States of America |
|
|
RAQ
|
|
United States of America |
|
|
LJS
|
|
United States of America |
|
|
WPT
|
|
United States of America |
|
|
TPT
|
|
United States of America |
|
|
GYY
|
|
United States of America |
|
|
|
|
|
(d)
|
|
Title of Class of Securities:
|
|
Common Stock |
|
|
|
|
|
(e)
|
|
CUSIP Number: 88343R 10 1 |
|
|
Item 3 Not applicable.
Page13 of 17 Pages
Item 4 Ownership.
The following information with respect to the ownership of the Common Stock by the Reporting
Persons filing this statement on Schedule 13G is provided as of December 31, 2007:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Shared |
|
Sole |
|
Shared |
|
|
|
|
|
|
Shares Held |
|
Sole Voting |
|
Voting |
|
Dispositive |
|
Dispositive |
|
Beneficial |
|
Percentage |
Reporting Persons |
|
Directly |
|
Power |
|
Power |
|
Power |
|
Power |
|
Ownership |
|
of Class (2) |
IVP VII |
|
|
1,971,630 |
|
|
|
0 |
|
|
|
2,008,857 |
|
|
|
0 |
|
|
|
2,008,857 |
|
|
|
2,008,857 |
|
|
|
8.57 |
% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IVM VII (1) |
|
|
37,227 |
|
|
|
0 |
|
|
|
2,008,857 |
|
|
|
0 |
|
|
|
2,008,857 |
|
|
|
2,008,857 |
|
|
|
8.57 |
% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SDC (1) |
|
|
58,654 |
|
|
|
58,654 |
|
|
|
2,008,857 |
|
|
|
58,654 |
|
|
|
2,008,857 |
|
|
|
2,067,511 |
|
|
|
8.82 |
% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RWD (1) |
|
|
26,900 |
|
|
|
26,900 |
|
|
|
2,008,857 |
|
|
|
26,900 |
|
|
|
2,008,857 |
|
|
|
2,035,757 |
|
|
|
8.68 |
% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MJE (1) |
|
|
0 |
|
|
|
0 |
|
|
|
2,008,857 |
|
|
|
0 |
|
|
|
2,008,857 |
|
|
|
2,008,857 |
|
|
|
8.57 |
% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
NAF (1) |
|
|
31,958 |
|
|
|
31,958 |
|
|
|
2,008,857 |
|
|
|
31,958 |
|
|
|
2,008,857 |
|
|
|
2,040,815 |
|
|
|
8.70 |
% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RAQ (1) |
|
|
18,566 |
|
|
|
18,566 |
|
|
|
2,008,857 |
|
|
|
18,566 |
|
|
|
2,008,857 |
|
|
|
2,027,423 |
|
|
|
8.65 |
% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
LJS (1) |
|
|
0 |
|
|
|
0 |
|
|
|
2,008,857 |
|
|
|
0 |
|
|
|
2,008,857 |
|
|
|
2,008,857 |
|
|
|
8.57 |
% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
WPT (1) |
|
|
19,645 |
|
|
|
19,645 |
|
|
|
2,008,857 |
|
|
|
19,645 |
|
|
|
2,008,857 |
|
|
|
2,028,502 |
|
|
|
8.65 |
% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TPT (1) |
|
|
34,656 |
|
|
|
34,656 |
|
|
|
2,008,857 |
|
|
|
34,656 |
|
|
|
2,008,857 |
|
|
|
2,043,513 |
|
|
|
8.72 |
% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
GYY (1) |
|
|
41,531 |
|
|
|
41,531 |
|
|
|
2,008,857 |
|
|
|
41,531 |
|
|
|
2,008,857 |
|
|
|
2,050,388 |
|
|
|
8.74 |
% |
|
|
|
(1) |
|
IVM VII serves as the general partner of IVP VII. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT and
GYY are general partners of IVM VII and share voting and dispositive power over the shares
held by IVP VII and IVM VII, however, they disclaim beneficial ownership of the shares held by
IVP VII and IVM VII, except to the extent of their proportionate pecuniary interests therein. |
|
(2) |
|
This percentage is calculated based upon 23,446,637 shares of the Common Stock outstanding
(as of October 31, 2007), as set forth in the Issuers most recent 10-Q, filed with the
Securities and Exchange Commission on November 9, 2007. |
Item 5 Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof, the reporting
person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following: o
Item 6 Ownership of More Than Five Percent on Behalf of Another Person.
Not applicable.
Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being
Reported on by the Parent Holding Company.
Not applicable.
Page14 of 17 Pages
Item 8 Identification and Classification of Members of the Group.
Not applicable.
Item 9 Notice of Dissolution of Group.
Not applicable.
Item 10 Certification.
Not applicable.
Page15 of 17 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information
set forth in this statement is true, complete and correct.
Dated: February 14, 2008
INSTITUTIONAL VENTURE PARTNERS VII, L.P.
By its General Partner, Institutional Venture Management VII, L.P.
|
|
|
INSTITUTIONAL VENTURE MANAGEMENT VII, L.P. |
|
|
|
|
|
/s/ Geoffrey Y. Yang
Geoffrey Y. Yang
General Partner
|
|
|
|
|
|
INSTITUTIONAL VENTURE MANAGEMENT VII, L.P. |
|
|
|
|
|
/s/ Geoffrey Y. Yang
Geoffrey Y. Yang
General Partner
|
|
|
|
|
|
/s/ Samuel D. Colella
Samuel D. Colella
|
|
|
|
|
|
/s/ Reid W. Dennis
Reid W. Dennis
|
|
|
|
|
|
/s/ Mary Jane Elmore
Mary Jane Elmore
|
|
|
|
|
|
/s/ Norman A. Fogelsong
Norman A. Fogelsong
|
|
|
|
|
|
/s/ Ruthann Quindlen
Ruthann Quindlen
|
|
|
|
|
|
/s/ L. James Strand
L. James Strand
|
|
|
|
|
|
/s/ William P. Tai
William P. Tai
|
|
|
|
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/s/ T. Peter Thomas
T. Peter Thomas
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/s/ Geoffrey Y. Yang
Geoffrey Y. Yang
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Exhibit(s):
A Joint Filing Statement
Page16 of 17 Pages
EXHIBIT A
JOINT FILING STATEMENT
We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments
thereto) relating to the Common Stock of Thermage, Inc. is filed on behalf of each of us.
Dated: February 14, 2008
INSTITUTIONAL VENTURE PARTNERS VII, L.P.
By its General Partner, Institutional Venture Management VII, L.P.
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INSTITUTIONAL VENTURE MANAGEMENT VII, L.P. |
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/s/ Geoffrey Y. Yang
Geoffrey Y. Yang
General Partner
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INSTITUTIONAL VENTURE MANAGEMENT VII, L.P. |
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/s/ Geoffrey Y. Yang
Geoffrey Y. Yang
General Partner
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/s/ Samuel D. Colella
Samuel D. Colella
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/s/ Reid W. Dennis
Reid W. Dennis
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/s/ Mary Jane Elmore
Mary Jane Elmore
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/s/ Norman A. Fogelsong
Norman A. Fogelsong
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/s/ Ruthann Quindlen
Ruthann Quindlen
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/s/ L. James Strand
L. James Strand
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/s/ William P. Tai
William P. Tai
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/s/ T. Peter Thomas
T. Peter Thomas
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/s/ Geoffrey Y. Yang
Geoffrey Y. Yang
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Page17 of 17 Pages