As filed with the Securities and Exchange Commission on December 18, 2007
Registration No. 333-134733
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
FINISAR CORPORATION
(Exact name of Registrant as specified in its charter)
|
|
|
|
|
Delaware
(State or other jurisdiction of
incorporation or organization)
|
|
3674
(Primary SIC Code Number)
|
|
77-0398779
(I.R.S. Employer
Identification No.) |
1389 Moffett Park Drive
Sunnyvale, California 94089
(408) 548-1000
(Address, including zip code, and telephone number, including area
code, of Registrants principal executive offices)
Jerry S. Rawls
Chief Executive Officer
Finisar Corporation
1389 Moffett Park Drive
Sunnyvale, California 94089
(408) 548-1000
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
|
|
|
Stephen K. Workman
Senior Vice President, Finance,
Chief Financial Officer and Secretary
Finisar Corporation
1398 Moffett Park Drive
Sunnyvale, California 94089
(408) 548-1000
|
|
Dennis C. Sullivan, Esq.
DLA Piper US llp
2000 University Avenue
East Palo Alto, California 94303
(650) 833-2000 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after
the effective date of this Registration Statement.
If the only securities being registered on this Form are being offered pursuant to dividend or
interest reinvestment plans, please check the following box: o
If any of the securities being registered on this Form are to be offered on a delayed or
continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities
offered only in connection with dividend or interest reinvestment plans, check the following box: o
If this Form is filed to register additional securities for an offering pursuant to Rule
462(b) under the Securities Act, please check the following box and list the Securities Act
registration statement number of the earlier effective registration statement for the same
offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities
Act, check the following box and list the Securities Act registration statement number of the
earlier effective registration statement for the same offering. o
If this Form is a registration statement pursuant to General Instruction I.D. or a
post-effective amendment thereto that shall become effective upon filing with the Commission
pursuant to 462(e) under the Securities Act, check the following box. þ
If this Form is a post-effective amendment to a registration statement filed pursuant to
General Instruction I.D. filed to register additional securities or additional classes of
securities pursuant to Rule 413(b) under the Securities Act, check the following box. o
EXPLANATORY NOTE
This Post-Effective Amendment No. 1 to the Registration Statement on Form S-3, File No.
333-134733, is being filed with the Securities and Exchange Commission for the sole purpose of
de-registering 13,122,858 shares of common stock not sold under the Registration Statement.
Finisar Corporation hereby de-registers 13,122,858 shares of common stock.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it
has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and
has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the City of Sunnyvale, State of
California on December 18, 2007.
|
|
|
|
|
|
FINISAR CORPORATION
|
|
|
By: |
/s/ Jerry S. Rawls*
|
|
|
|
Jerry S. Rawls |
|
|
|
President, Chief Executive Officer and
Chairman of the Board of Directors |
|
|
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No.
1 to the Registration Statement has been signed by the following persons in the capacities and on
the dates indicated:
|
|
|
|
|
Name |
|
Title |
|
Date |
|
|
|
|
|
/s/ Jerry S. Rawls*
Jerry S. Rawls |
|
President and Chief Executive Officer
(Principal Executive Officer) and
Chairman of the Board of Directors
|
|
December 18, 2007 |
/s/ Stephen K. Workman
Stephen K. Workman |
|
Senior Vice President, Finance, Chief
Financial Officer and Secretary
(Principal Financial and Accounting
Officer)
|
|
December 18, 2007 |
/s/ Roger C. Ferguson*
Roger C. Ferguson |
|
Director
|
|
December 18, 2007 |
/s/ David C. Fries
David C. Fries |
|
Director
|
|
December 18, 2007 |
/s/ Frank H. Levinson*
Frank H. Levinson |
|
Director
|
|
December 18, 2007 |
/s/ Larry D. Mitchell*
Larry D. Mitchell |
|
Director
|
|
December 18, 2007 |
/s/ Robert N. Stephens*
Robert N. Stephens |
|
Director
|
|
December 18, 2007 |
/s/ Dominique Trempont*
Dominique Trempont |
|
Director
|
|
December 18, 2007 |
*By: /s/ Stephen K. Workman
Stephen K. Workman
Attorney-in-fact |
|
|
|
|