UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (date of earliest event reported):
June 12, 2007
Finisar Corporation
(Exact name of registrant as specified in its charter)
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Delaware
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000-27999
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94-3038428 |
(State or other jurisdiction of incorporation)
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(Commission File No.)
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(I.R.S. Employer Identification No.) |
1389 Moffett Park Drive
Sunnyvale, CA 94089
(Address of principal executive offices)
Registrants telephone number, including area code:
(408) 548-1000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
On June 12, 2007, Finisar Corporation (the Company) filed a current report on Form 8-K
announcing preliminary financial results for its fourth fiscal quarter and fiscal year ended April
30, 2007. This amended report amends the Form 8-K to reflect the announcement of initial findings
of an investigation into the Companys stock historical option granting practices, which were
included in the press release announcing the financial results.
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Item 2.02 |
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Results of Operations and Financial Condition |
On June 12, 2007, the Company issued a press release announcing its preliminary financial results
for Fiscal 2007 ended April 30, 2007. The press release relating to the financial results is
attached hereto as Exhibit 99.1.
The press release attached hereto as Exhibit 99.1 also contains a description of the initial
findings of the Companys Audit Committees investigation of the Companys historical stock option
granting practices. Reference is made to Exhibit 99.1 for a description of the initial findings of
the Audit Committees investigation.
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Item 9.01 |
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Financial Statements and Exhibits |
(d) Exhibits
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Exhibit |
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Description |
99.1
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Press release issued by Finisar Corporation dated June 12,
2007 (filed with the Form 8-K report on June 12, 2007). |
Exhibit 99.1 shall not be deemed filed for purposes of the Securities Exchange Act of 1934, nor
shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except
as expressly set forth by specific reference in such filing.
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