UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report: October 21, 2004
(Date of Earliest Event Reported)
CAPSTEAD MORTGAGE CORPORATION
| Maryland (State of Incorporation) |
1-8896 (Commission File No.) |
75-2027937 I.R.S. Employer Identification No.) |
| 8401 North Central Expressway Suite 800 Dallas, Texas |
75225 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s Telephone Number, Including Area Code: (214) 874-2323
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 230.14a-12).
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).
| ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION | ||||||||
| ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS | ||||||||
| SIGNATURES | ||||||||
| Press Release | ||||||||
ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION
| On October 21, 2004, Capstead Mortgage Corporation issued a press release announcing third quarter 2004 earnings results. | ||||
| A copy of the press release is attached as Exhibit 99.1. | ||||
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS
| (c) | Exhibits. |
| 99.1 | Press release issued by Capstead Mortgage Corporation dated October 21, 2004 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CAPSTEAD MORTGAGE CORPORATION |
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| October 21, 2004 | By: | /s/ Phillip A. Reinsch | ||
| Phillip A. Reinsch | ||||
| Chief Financial Officer and Senior Vice President | ||||