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FORM 5
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/X/ Check box if no UNITED STATES SECURITIES AND EXCHANGE COMMISSION
longer subject to WASHINGTON, DC 20549
Section 16. Form
4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
obligations may
continue. See Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Instruction 1(b) Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
/ / Form 3 Holdings
Reported
/ / Form 4 Transactions
Reported
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1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to
Issuer (Check all applicable)
X Director 10% Owner
---- ---
X Officer (give Other (Specify
---- title --- below)
below)
GARBERDING LARRY G. DTE Energy Company (DTE) Executive Vice President(1)
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(Last) (First) (Middle) 3. IRS Identification 4. Statement for 7. Individual or Joint/Group Filing
Number of Reporting Month/Year (Check applicable line)
Person, if an Entity X Form filed by One Reporting
DTE ENERGY COMPANY (Voluntary) ---- Person
2000 2ND AVENUE 12/2001 Form Filed by More Than One
------------------------------------------- ------------------- ---- Reporting Person
(Street) 5. If Amendment,
DETROIT MI 48226-1279 Date of Original
------------------------------------------- (Month/Year)
(City) (State) (Zip)
USA
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Issuer's Direct Benefi-
(Month/ Fiscal Year (D) or cial
Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner-
Year) Amount (A) or (D) Price (I) ship
(Instr. 4) (Instr.
4)
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Common Stock 2/23/2001 D(2) 3,250.00(2) D(2) N.A. D
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Common Stock 3/14/2001 A 3,000.00 A $38.7650 19,590.00 D
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Common Stock 12/12/2001 I(3) 2,454.59 D $40.74 D
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In 401(k)
Common Stock 12/19/2001 I(3) 2,384.359 D $41.94 859.585 D Plan
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(1) Retired as of December 31, 2001.
(2) Shares forfeited under the terms of a performance Incentive Plan.
(3) Transfer of shares between funds in the Detroit Edison Savings and Investment Plan.
(2) FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
--------------- Exer- tion Title Number of
(A) (D) cisable Date Shares
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Employee Stock Option Common
(right to buy) 28.50 (1) 3/11/2007 Stock
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Employee Stock Option Common
(right to buy) $38.60 (2) 3/22/2008 Stock
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Employee Stock Option Common
(right to buy) $41.47 (3) 3/23/2009 Stock
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Employee Stock Option Common
(right to buy) $32.10 (4) 2/21/2010 Stock
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Employee Stock Option Common
(right to buy) $38.77 3/14/2001 A 20,000.00 (5) 3/13/2011 Stock 20,000.00
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Common
Phantom Stock 1-for-1 12/13/2001 I(6) D Immediate 12/13/2001 Stock 2,446.783 40.87
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Common
Phantom Stock 1-for-1 12/14/2001 I(6) D Immediate 12/14/2001 Stock 2,453.386 40.76
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9. Number of 10. Ownership 11. Nature of
Derivative of Derivative Indirect
Securities Security: Beneficial
Beneficially Direct (D) Ownership
Owned at End or Indirect (I) (Instr. 4)
of Year (Instr. 4)
(Instr. 4)
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15,000.00 D
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10,000.00 D
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15,000.00 D
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45,000.00 D
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20,000.00 D
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D
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3,679.575 D
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Explanation of Responses:
1. The option vests in four equal annual installments beginning on March 13, 1998.
2. The stock option vests in four equal annual installments beginning on March 23, 1999.
3. The option vests in four equal installments beginning on March 24, 2000.
4. The option vests in four annual installments as follows: 50% on February 22,
2001; 20% on February 22, 2002; 20% on February 24, 2003 and 10% on February
24, 2004.
5. The option vests in three annual installments as follows: 50% on March 14,
2002; 25% on March 14, 2003; and 25% on March 15, 2004.
6. The phantom stock units were acquired pursuant to the reporting person's
participation under the employer's Savings Reparation Plan, a multi-fund plan
pursuant to which shares were transferred, between funds and the plan amounts are
payable at the election of the reporting person in cash or over a period of years
upon the termination of the reporting person's employment. His employment terminated
on December 31, 2001.
/s/ Susan M. Beale 2/14/02
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**Signature of Reporting Person Date
Attorney-in-fct
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this form, one of which must be manually signed. Page 2
If space provided is insufficient, see Instruction 6 for procedure.
POWER OF ATTORNEY
STATE OF MICHIGAN }
} SS
COUNTY OF WAYNE }
KNOW ALL BY THESE PRESENTS that I, Larry G. Garberding, do
hereby constitute and appoint Susan M. Beale and Eric H. Peterson and each of
them, my true and lawful Attorneys-in-Fact with full power of substitution to
execute and file on my behalf with the Securities and Exchange Commission any
and all reports, including without limiting the generality of the foregoing,
reports on Securities and Exchange Commission Forms 4 and 5 and 144, that may
be required or advisable in connection with my holdings in and transactions
related to securities of DTE Energy Company.
This Power of Attorney is effective for the period July 1,
2001, through and including July 1, 2002.
IN WITNESS THEREOF, I have hereto set my hand this 25th day
of June, 2001.
/s/ LARRY G. GARBERDING
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Larry G. Garberding
Witnesses:
/s/ SUSAN E. RISKE
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Susan E. Riske
/s/ JANET A. SCULLEN
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Janet A. Scullen
STATE OF MICHIGAN }
} SS
COUNTY OF WAYNE }
On this 25th day of June, 2001, before me personally appeared Gerard M. Anderson
to me known to be the person described who executed the foregoing Power of
Attorney.
Subscribed and sworn to before me
the 25th day of June, 2001
/s/ SANDRA L. BAMBERG
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Sandra L. Bamberg
Notary Public - Wayne County
My Commission Expires: 1-11-04