FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Maryland | 54-2040781 | |
(State of incorporation or organization) | (I.R.S. Employer Identification no.) | |
1521 Westbranch Drive | 22102 | |
Suite 200 | (Zip code) | |
McLean, Virginia | ||
(Address of principal executive offices) |
Title of each class | Name of exchange on which | |
to be so registered | each class is to be registered | |
Term Preferred Shares, 7.125% Series 2016, $0.001 par value per share | The New York Stock Exchange |
Item 1. | Description of Registrants Securities to be Registered. |
Item 2. | Exhibits. |
Exhibit | ||
Number | Description | |
3.1
|
Articles of Amendment and Restatement of the Articles of Incorporation, incorporated by reference to Exhibit a.2 to Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2 (File No. 333-63700), filed July 27, 2001. | |
3.2
|
By-laws, incorporated by reference to Exhibit b to Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2 (File No. 333-63700), filed July 27, 2001. | |
3.3
|
Amendment to By-laws, incorporated by reference to Exhibit 3.3 to the Registrants Quarterly Report on Form 10-Q for the quarter ended December 31, 2003 (File No. 814-00237), filed February 17, 2004. | |
3.4
|
Second Amendment to By-laws, incorporated by reference to Exhibit 99.1 to the Registrants Current Report on Form 8-K (File No. 814-00237), filed July 10, 2007. | |
3.5
|
Third Amendment to Bylaws, incorporated by reference to Exhibit 99.1 to the Registrants Current Report on Form 8-K (File No. 814-00237), filed June 10, 2011. | |
3.6
|
Articles Supplementary Establishing and Fixing the Rights and Preferences of the Term Preferred Shares, including Appendix A thereto relating to the Term Preferred Shares, 7.125% Series 2016, incorporated by reference to Exhibit 2.a.2 to Post-Effective Amendment No. 5 to the Registration Statement on Form N-2 (File No. 333- 162592), filed October 31, 2011. | |
4.1
|
Specimen 7.125% Series 2016 Term Preferred stock certificate, incorporated by reference to Exhibit 2.d.5 to Post-Effective Amendment No. 5 to the Registration Statement on Form N-2 (File No. 333- 162592), filed October 31, 2011. |
Date: October 31, 2011 | GLADSTONE CAPITAL CORPORATION | |||
By: | /s/ David Gladstone | |||
Name: | David Gladstone | |||
Title: | Chief Executive Officer and Chairman of the Board of Directors |
Exhibit | ||
Number | Description | |
3.1
|
Articles of Amendment and Restatement of the Articles of Incorporation, incorporated by reference to Exhibit a.2 to Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2 (File No. 333-63700), filed July 27, 2001. | |
3.2
|
By-laws, incorporated by reference to Exhibit b to Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2 (File No. 333-63700), filed July 27, 2001. | |
3.3
|
Amendment to By-laws, incorporated by reference to Exhibit 3.3 to the Registrants Quarterly Report on Form 10-Q for the quarter ended December 31, 2003 (File No. 814-00237), filed February 17, 2004. | |
3.4
|
Second Amendment to By-laws, incorporated by reference to Exhibit 99.1 to the Registrants Current Report on Form 8-K (File No. 814-00237), filed July 10, 2007. | |
3.5
|
Third Amendment to Bylaws, incorporated by reference to Exhibit 99.1 to the Registrants Current Report on Form 8-K (File No. 814-00237), filed June 10, 2011. | |
3.6
|
Articles Supplementary Establishing and Fixing the Rights and Preferences of the Term Preferred Shares, including Appendix A thereto relating to the Term Preferred Shares, 7.125% Series 2016, incorporated by reference to Exhibit 2.a.2 to Post-Effective Amendment No. 5 to the Registration Statement on Form N-2 (File No. 333- 162592), filed October 31, 2011. | |
4.1
|
Specimen 7.125% Series 2016 Term Preferred stock certificate, incorporated by reference to Exhibit 2.d.5 to Post-Effective Amendment No. 5 to the Registration Statement on Form N-2 (File No. 333- 162592), filed October 31, 2011. |