UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
DATE
OF REPORT (DATE OF EARLIEST EVENT REPORTED): MARCH 12, 2010
TRI-CONTINENTAL CORPORATION
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
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MARYLAND
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811-00266
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13-5441850 |
(STATE OR OTHER JURISDICTION
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(COMMISSION FILE NUMBER)
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(I.R.S. EMPLOYER |
OF INCORPORATION)
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IDENTIFICATION NO.) |
901 MARQUETTE AVENUE SOUTH,
SUITE 2810
MINNEAPOLIS, MINNESOTA 55402-3268
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES, ZIP CODE)
REGISTRANTS TELEPHONE NUMBER, INCLUDING AREA CODE 1-800-221-2450
NOT APPLICABLE
(FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
Registrant is furnishing as Exhibit 99.1 the attached Press Release dated
March 12, 2010 for Tri-Continental Corporation.
Item 9.01 Financial Statements and Exhibits.
Exhibit 99.1 - Press Release dated March 12, 2010 for Tri-Continental
Corporation.