UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE TO

TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934

FINISAR CORPORATION

(Name of Subject Company (Issuer) and Filing Person (Offeror))

2¹/2% Convertible Subordinated Notes due 2010
2¹/2% Convertible Senior Subordinated Notes due 2010
(Title of Class of Securities)

31787AAF8
31787AAG6 & 31787AAH4
(CUSIP Numbers of Class of Securities)

JERRY S. RAWLS
Chairman of the Board
EITAN GERTEL
Chief Executive Officer
Finisar Corporation
1389 Moffett Park Drive
Sunnyvale, California 94089
(408) 548-1000
(Name, address and telephone number of person authorized
to receive notices and communications on behalf of filing persons)

STEPHEN K. WORKMAN Senior Vice President, Finance and Chief Financial Officer Finisar Corporation 1389 Moffett Park Drive Sunnyvale, California 94089 (408) 548-1000		DENNIS C. SULLIVAN, ESQ. DLA Piper LLP (US) 2000 University Avenue East Palo Alto, CA 94303-2248 (650) 833-2000		JOHN A. FORE, ESQ. Wilson Sonsini Goodrich & Rosati Professional Corporation 600 Page Mill Road Palo Alto, CA 94304 (650) 493-9300

 

CALCULATION OF FILING FEE

	Transaction Valuation*			Amount of Filing Fee**
	$95,000,000			$	5,301

þ

Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

Amount Previously Paid: $5,301
Filing Party: Finisar Corporation
Form or Registration No: Schedule TO
Date Filed: July 9, 2009

o

Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

Check the appropriate boxes below to designate any transactions to which this statement relates:

o     third-party tender offer subject to Rule 14d-1		o     going-private transaction subject to Rule 13e-3
þ     issuer tender offer subject to Rule 13e-4		o     amendment to Schedule 13D under Rule 13d-2

Check the following box if the filing is a final amendment reporting the results of the tender offer. o

If applicable, check the appropriate box(es) below to designate the appropriate rule provision(s) relied upon:

o		Rule 13e-4(i) (Cross-Border Issuer Tender Offer)
o		Rule 14d-1(d) (Cross-Border Third Party Tender Offer)

 

 

INTRODUCTORY STATEMENT

     This Amendment No. 2 (this “Amendment”) amends and supplements the Tender Offer Statement on Schedule TO (the “Original Schedule TO”), originally filed with the Securities and Exchange Commission (the “SEC”) on July 9, 2009, by Finisar Corporation, a Delaware corporation (the “Company”), as amended by Amendment No. 1 to the Original Schedule TO filed with the SEC on July 16, 2009 (together with the Original Schedule TO, the “Schedule TO”). The Schedule TO relates to the offer by the Company to exchange, in separate concurrent exchange offers (each, an “Exchange Offer” and together, the “Exchange Offers”), shares of the Company’s common stock, par value $0.001 per share (“Common Stock”), and cash for an aggregate of up to $37,500,000 principal amount of the Company’s outstanding 2¹/2% Convertible Subordinated Notes due 2010 (the “Sub Notes”) and an aggregate of up to $57,500,000 principal amount of the Company’s outstanding 2¹/2% Convertible Senior Subordinated Notes due 2010 (the “Senior Sub Notes,” and together with the Sub Notes, the “Notes”), upon the terms and subject to the conditions set forth in the Company’s Amended and Restated Offer to Exchange filed with the SEC on July 16, 2009 (the “Offer to Exchange”), and in the accompanying Amended and Restated Letter of Transmittal and other related Exchange Offer materials.

     On July 20, 2009, the Company filed a current report on Form 8-K to report the resignation of David Buse, Senior Vice President and General Manager of the Company’s Network Tools Division. This Amendment is filed solely to include information contained in that report in the Schedule TO and as part of the Offer to Exchange.

Amendment to the Offer to Exchange

     The Offer to Exchange and Items 1 through 11 of the Schedule TO, to the extent such Items incorporate by reference the information contained in the Offer to Exchange, are hereby amended and supplemented as follows:

     The third bullet point under the heading “Incorporation of Documents by Reference” beginning on page v of the Offer to Exchange is hereby amended and restated in its entirety as follows: “our current reports on Form 8-K, filed with the SEC on May 16, 2008, July 1, 2008, July 24, 2008, July 29, 2008, September 2, 2008, November 3, 2008, January 7, 2009, February 6, 2009, March 12, 2009, July 9, 2009, July 13, 2009, July 16, 2009 and July 20, 2009; and”

SIGNATURE

     After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: July 21, 2009

Index to Exhibits

Exhibit No.		Description
(a)(1)(i)*		Offer to Exchange, dated July 9, 2009.
(a)(1)(ii)*		Letter of Transmittal (including Substitute Form W-9 and Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9).
(a)(1)(iii)*		Notice of Guaranteed Delivery.
(a)(1)(iv)*		Letter to Brokers, Dealers, Commercial Banks, Trust Companies and other Nominees.
(a)(1)(v)*		Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and other Nominees.
(a)(1)(vi)*		Amended and Restated Offer to Exchange, dated July 16, 2009.
(a)(1)(vii)*		Amended and Restated Letter of Transmittal (including Substitute Form W-9 and Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9).
(a)(1)(viii)*		Amended and Restated Notice of Guaranteed Delivery.
(a)(1)(ix)*		Amended and Restated Letter to Brokers, Dealers, Commercial Banks, Trust Companies and other Nominees.
(a)(1)(x)*		Amended and Restated Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and other Nominees.
(a)(5)(i)*		Press Release, dated July 9, 2009.
(a)(5)(ii)*		Press Release, dated July 16, 2009.
(b)(i)*		Letter from Silicon Valley Bank, dated July 8, 2009.
(b)(ii)*		Fourth Loan Modification Agreement dated as of July 15, 2009 by and between Silicon Valley Bank and Finisar Corporation.
(d)(i)		Indenture, dated as of October 15, 2003, by and between the Company and U.S. Bank National Association, as Trustee, relating to the 21/2% Convertible Subordinated Notes due 2010 (incorporated by reference to Exhibit 4.4 to the Company’s Quarterly Report on Form 10-Q filed with the SEC on December 10, 2003).
(d)(ii)		Indenture, dated as of October 12, 2006, by and between the Company and U.S. Bank National Association, as Trustee, relating to the 21/2% Convertible Senior Subordinated Notes due 2010 (incorporated herein by reference to Exhibit 4.1 to the Company’s current report on Form 8-K filed with the SEC on October 17, 2006).
(d)(iii)		Registration Rights Agreement, dated October 15, 2003, between the Company and the initial purchasers of the Company’s 21/2% Convertible Subordinated Notes due 2010 (incorporated herein by reference to Exhibit 10.19 to the Company’s quarterly report on Form 10-Q filed with the SEC on December 10, 2003).
(d)(iv)		Registration Rights Agreement, dated October 12, 2006, between the Company and the initial purchasers of the Company’s 21/2% Convertible Senior Subordinated Notes due 2010 (incorporated herein by reference to Exhibit 10.37 to the Company’s current report on Form 8-K filed with the SEC on October 17, 2006).
(d)(v)		Form of Exchange Agreements, dated October 6, 2006, by and between the Company and certain holders relating to the 21/2% Convertible Subordinated Notes due 2010 (incorporated herein by reference to Exhibit 10.36 to the Company’s current report on Form 8-K filed with the SEC on October 17, 2006).