UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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SCHEDULE TO
Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of
the Securities Exchange Act of 1934
Amendment No. 12
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ELAN CORPORATION, PLC
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(Name of Subject Company (Issuer))
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ECHO PHARMA ACQUISITION LIMITED
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(Names of Filing Persons (Offeror))
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ECHO ACQUISITION LUX THREE SARL
ECHO ACQUISITION LUX TWO SARL
ECHO ACQUISITION LUX ONE SARL
RPI US PARTNERS, LP
RPI US PARTNERS II, LP
RPI INTERNATIONAL PARTNERS, LP
RPI INTERNATIONAL PARTNERS II, LP
RPI INTERNATIONAL HOLDINGS, LP
RPI HOLDINGS, LP
PHARMACEUTICAL INVESTORS, LP
PHARMA MANAGEMENT, LLC
PHARMA MANAGEMENT (CAYMAN) LIMITED
RP MANAGEMENT, LLC
PABLO LEGORRETA
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Ordinary Shares, par value €0.05 each
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G29539106
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American Depositary Shares, each representing one Ordinary Share
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284131208
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George Lloyd
Echo Pharma Acquisition Limited
c/o RP Management, LLC
110 East 59th St., Suite 3300
New York, New York 10022
Telephone: (212) 882-0200
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Copies to:
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Phillip R. Mills
Davis Polk & Wardwell LLP
450 Lexington Avenue
New York, New York 10017
Telephone: (212) 450-4000
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CALCULATION OF FILING FEE
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Transaction Valuation*
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Amount of Filing Fee**
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$8,170,405,275.00
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$1,114,443.28
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* Estimated for purposes of calculating the filing fee only. The amount assumes the purchase of 527,122,921 ordinary shares, nominal value €0.05 per share, at $13.00 plus one contingent value right worth up to $2.50 per share. This includes (i) 511,082,520 ordinary shares (including ordinary shares represented by American Depositary Shares) outstanding as of May 30, 2013 as set forth in the target’s Amendment No. 6 to Solicitation/Recommendation Statement on Schedule 14D-9 filed on June 3, 2013 and (ii) 16,040,401 ordinary shares issuable pursuant to the exercise or vesting of options and restricted stock units (including only options with an exercise price at or below $13.00) as disclosed by the target.
** The amount of the filing fee is calculated in accordance with Rule 0-11 of the Securities Exchange Act of 1934, as amended, by multiplying the transaction valuation by 0.00013640.
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☑ Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid:
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$801,436.61
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Filing Party:
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Echo Pharma Acquisition Limited
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Form or Registration No.:
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SC TO-T
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Date Filed:
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May 2, 2013
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Amount Previously Paid:
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$91,829.23
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Filing Party:
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Echo Pharma Acquisition Limited
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Form or Registration No.:
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SC TO-T/A
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Date Filed:
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May 20, 2013
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Amount Previously Paid:
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$221,177.44
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Filing Party:
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Echo Pharma Acquisition Limited
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Form or Registration No.:
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SC TO-T/A
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Date Filed:
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June 7, 2013
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Check the appropriate boxes below to designate any transactions to which the statement relates:
☑ third-party tender offer subject to Rule 14d-1.
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Exhibit No.
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Description
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(a)(1)(A)
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Cash Offer, dated May 2, 2013.*
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(a)(1)(B)
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Form of Acceptance for Holders of Certificated Elan Shares.*
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(a)(1)(C)
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Form of Acceptance for Holders of Elan Shares Through CREST.*
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(a)(1)(D)
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Form of ADS Letter of Transmittal.*
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(a)(1)(E)
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Form of Letter to Brokers, Dealers, Etc.*
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(a)(1)(F)
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Form of Letter to Clients.*
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(a)(1)(G)
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Announcement by Royalty Pharma issued pursuant to Rule 2.4 of the Irish Takeover Rules on February 25, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on February 25, 2013.*
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(a)(1)(H)
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Announcement by Royalty Pharma issued on May 6, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on March 6, 2013.*
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(a)(1)(I)
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Presentation by Royalty Pharma made available on March 6, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on March 6, 2013.*
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(a)(1)(J)
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Announcement by Royalty Pharma issued on April 3, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on April 3, 2013.*
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(a)(1)(K)
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Presentation by Royalty Pharma made available on April 15, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on April 15, 2013.*
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(a)(1)(L)
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Announcement issued pursuant to Rule 2.5 of the Irish Takeover Rules issued on April 15, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on April 15, 2013.*
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(a)(1)(M)
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Press Release issued by Royalty Pharma on May 2, 2013.*
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(a)(1)(N)
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Summary Advertisement as published in The New York Times on May 2, 2013.*
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(a)(1)(O)
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Summary Advertisement as published in The Irish Examiner and The Irish Independent on May 2, 2013.*
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(a)(1)(P)
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Announcement issued pursuant to Rule 2.5 of the Irish Takeover Rules issued on May 20, 2013.*
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(a)(1)(Q)
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Press Release issued by Royalty Pharma on May 20, 2013.*
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(a)(1)(R)
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Letter to Elan Stockholders from Pablo Legorreta, dated May 23, 2013.*
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(a)(1)(S)
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Increased All Cash Offer, dated May 23, 2013.*
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(a)(1)(T)
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Revised Form of Acceptance for Holders of Certificated Elan Shares.*
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(a)(1)(U)
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Revised Form of Acceptance for Holders of Elan Shares Through CREST.*
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(a)(1)(V)
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Revised Form of ADS Letter of Transmittal.*
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(a)(1)(W)
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Revised Form of Letter to Brokers, Dealers, Etc.*
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(a)(1)(X)
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Revised Form of Letter to Clients. *
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(a)(1)(Y)
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Announcement issued pursuant to Rule 2.4 of the Irish Takeover Rules issued on May 23, 2013.*
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(a)(1)(Z)
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Press Release issued by Royalty Pharma on May 23, 2013.*
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(a)(1)(AA)
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Summary Advertisement as published in The Irish Examiner and The Irish Independent on May 23, 2013.*
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(a)(1)(BB)
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Announcement issued pursuant to Rule 17.1 and Rule 2.9 of the Irish Takeover Rules on May 24, 2013.*
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(a)(1)(CC)
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Press Release issued by Royalty Pharma on May 24, 2013.*
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(a)(1)(DD)
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Announcement issued by Royalty Pharma on May 28, 2013.*
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(a)(1)(EE)
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Press Release issued by Royalty Pharma on May 28, 2013.*
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(a)(1)(FF)
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Presentation by Royalty Pharma, dated May 28, 2013.*
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(a)(1)(GG)
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Press Release issued by Royalty Pharma on May 29, 2013.*
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(a)(1)(HH)
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Announcement issued by Royalty Pharma on May 30, 2013.*
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(a)(1)(II)
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Press Release issued by Royalty Pharma on May 30, 2013.*
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(a)(1)(JJ)
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Statement issued by Royalty Pharma on May 30, 2013.*
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(a)(1)(KK)
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Proxy Statement of Royalty Pharma.*
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(a)(1)(LL)
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Green Proxy Card.*
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(a)(1)(MM)
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ADS Voting Instruction Card.*
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(a)(1)(NN)
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Announcement issued by Royalty Pharma on May 31, 2013.*
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(a)(1)(OO)
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Press Release issued by Royalty Pharma on May 31, 2013.*
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(a)(1)(PP)
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Presentation by Royalty Pharma, dated May 31, 2013. *
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(a)(1)(QQ)
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Press Release issued by Royalty Pharma on June 3, 2013.*
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(a)(1)(RR)
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Press Release issued by Royalty Pharma on June 5, 2013.*
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(a)(1)(SS)
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Announcement issued by Royalty Pharma on June 6, 2013.*
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(a)(1)(TT)
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Press Release issued by Royalty Pharma on June 6, 2013.*
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(a)(1)(UU)
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Announcement issued pursuant to Rule 17.1 and Rule 2.9 of the Irish Takeover Rules on June 7, 2013.*
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(a)(1)(VV)
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Press Release issued by Royalty Pharma on June 7, 2013.*
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(a)(1)(WW)
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Announcement issued by Royalty Pharma pursuant to Rule 2.5 of the Irish Takeover Rules on June 7, 2013.*
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(a)(1)(XX)
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Press Release issued by Royalty Pharma on June 7, 2013.*
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(a)(1)(YY)
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Proxy Statement of Royalty Pharma.*
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(a)(1)(ZZ)
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Green Proxy Card.*
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(a)(1)(AAA)
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ADS Voting Instruction Card.*
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(a)(1)(BBB)
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Form of Contingent Rights Value Agreement between Royalty Pharma and The Colbent Corporation.*
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(a)(1)(CCC)
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Complaint filed by Elan Corporation, plc in the United States District Court for the Southern District of New York on June 3, 2013.*
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(a)(1)(DDD)
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Order to Show Cause for Preliminary Injunction, Temporary Restraining Order, and Expedited Discovery entered on June 3, 2013.*
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(a)(1)(EEE)
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Further Increased Offer, dated June 10, 2013.*
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(a)(1)(FFF)
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Further Revised Form of Acceptance for Holders of Certificated Elan Shares.*
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(a)(1)(GGG)
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Further Revised Form of Acceptance for Holders of Elan Shares Through CREST.*
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(a)(1)(HHH)
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Further Revised Form of ADS Letter of Transmittal.*
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(a)(1)(III)
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Further Revised Form of Letter to Brokers, Dealers, Etc.*
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(a)(1)(JJJ)
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Further Revised Form of Letter to Clients.*
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(a)(1)(KKK)
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Summary Advertisement as published in the Wall Street Journal and The New York Times on June 10, 2013.*
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(a)(1)(LLL)
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Announcement of posting of Further Revised Offer Document issued by Royalty Pharma on June 10, 2013.*
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(a)(1)(MMM)
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Press Release announcing posting of Further Revised Offer Document issued by Royalty Pharma on June 10, 2013.*
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(a)(1)(NNN)
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Announcement issued by Royalty Pharma on June 10, 2013.*
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(a)(1)(OOO)
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Press Release issued by Royalty Pharma on June 10, 2013.*
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(a)(1)(PPP)
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Presentation by Royalty Pharma, dated June 10, 2013.*
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(a)(1)(QQQ)
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Announcement of Presentation by Royalty Pharma issued on June 10, 2013.*
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(a)(1)(RRR)
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Press Release announcing Presentation by Royalty Pharma issued on June 10, 2013.*
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(a)(1)(SSS)
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Plenary Summons issued by the High Court of Ireland.*
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(a)(1)(TTT)
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Order by the High Court of Ireland entered on June 3, 2013.*
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(a)(1)(UUU)
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Summary Advertisement as published in the Wall Street Journal and The New York Times on June 11, 2013.
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(a)(1)(VVV)
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Announcement issued pursuant to Rule 17.1 and Rule 2.9 of the Irish Takeover Rules on June 11, 2013.
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(a)(1)(WWW)
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Press Release announcing Acceptance Levels of Further Increased Offer issued by Royalty Pharma on June 11, 2013.
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(a)(1)(XXX)
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Announcement of Withdrawal of Elan Suit issued by Royalty Pharma on June 11, 2013.
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(a)(1)(YYY)
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Press Release announcing Withdrawal of Elan Suit issued by Royalty Parma on June 11, 2013.
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(a)(1)(ZZZ)
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Announcement issued by Royalty Pharma on June 11, 2013.
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(a)(1)(AAAA)
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Press Release issued by Royalty Pharma on June 11, 2013.
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(a)(1)(BBBB)
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Notice of Voluntary Dismissal, dated June 10, 2013.
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(a)(1)(CCCC)
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Q&A for Further Increased Offer, dated June 11, 2013. |
(a)(1)(DDDD)
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Press Release issued by Royalty Pharma on June 11, 2013. |
(b)(1)
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Form of Senior Secured Bridge Credit Agreement, among State Street Custodial (Ireland) Limited, solely in its capacity as trustee of Royalty Pharma Investments (the “Bridge Credit Borrower”), certain affiliates of the Bridge Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A. as syndication agent.*
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(b)(2)
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Form of Amended and Restated Credit Agreement, among RPI Finance Trust (the “A&R Credit Borrower”), certain affiliates of the A&R Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A., as syndication agent.*
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(b)(3)
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Amended Form of Senior Secured Bridge Credit Agreement, among State Street Custodial (Ireland) Limited, solely in its capacity as trustee of Royalty Pharma Investments (the “Bridge Credit Borrower”), certain affiliates of the Bridge Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A. as syndication agent.*
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(b)(4)
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Amended Form of Amended and Restated Credit Agreement, among RPI Finance Trust (the “A&R Credit Borrower”), certain affiliates of the A&R Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A., as syndication agent.*
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(b)(5)
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Second Amended Form of Senior Secured Bridge Credit Agreement, among State Street Custodial (Ireland) Limited, solely in its capacity as trustee of Royalty Pharma Investments (the “Bridge Credit Borrower”), certain affiliates of the Bridge Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A. as syndication agent.*
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(b)(6)
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Second Amended Form of Amended and Restated Credit Agreement, among RPI Finance Trust (the “A&R Credit Borrower”), certain affiliates of the A&R Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A., as syndication agent.*
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(b)(7)
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Third Amended Form of Senior Secured Bridge Credit Agreement, among State Street Custodial (Ireland) Limited, solely in its capacity as trustee of Royalty Pharma Investments (the “Bridge Credit Borrower”), certain affiliates of the Bridge Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A. as syndication agent.*
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(b)(8)
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Third Amended Form of Amended and Restated Credit Agreement, among RPI Finance Trust (the “A&R Credit Borrower”), certain affiliates of the A&R Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A., as syndication agent.*
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(d)
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Not applicable.
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(g)
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Not applicable.
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(h)
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Not applicable.
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Echo Pharma Acquisition Limited
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By: | /s/ Pablo Legorreta | ||
Name: | Pablo Legorreta | ||
Title: | Director |
Echo Acquisition Lux Three Sarl
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By: | /s/ Hugo Froment | ||
Name: | Hugo Froment | ||
Title: | Manager |
By: | /s/ Andrew O’Shea | ||
Name: | Andrew O’Shea | ||
Title: | Manager |
Echo Acquisition Lux Two Sarl
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By: | /s/ Hugo Froment | ||
Name: | Hugo Froment | ||
Title: | Manager |
By: | /s/ Andrew O’Shea | ||
Name: | Andrew O’Shea | ||
Title: | Manager |
Echo Acquisition Lux One Sarl
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By: | /s/ Hugo Froment | ||
Name: | Hugo Froment | ||
Title: | Manager |
By: | /s/ Andrew O’Shea | ||
Name: | Andrew O’Shea | ||
Title: | Manager |
RPI US Partners, LP
By: Pharmaceutical Investors, LP, Managing General Partner
By: Pharma Management, LLC, General Partner
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By: | /s/ Pablo Legorreta | ||
Name: | Pablo Legorreta | ||
Title: | Member |
RPI US Partners II, LP
By: Pharmaceutical Investors, LP, Managing General Partner
By: Pharma Management, LLC, General Partner
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By: | /s/ Pablo Legorreta | ||
Name: | Pablo Legorreta | ||
Title: | Member |
RPI International Partners, LP
By: Pharmaceutical Investors, LP, Managing General Partner
By: Pharma Management, LLC, General Partner
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By: | /s/ Pablo Legorreta | ||
Name: | Pablo Legorreta | ||
Title: | Member |
RPI International Partners II, LP
By: Pharmaceutical Investors, LP, Managing General Partner
By: Pharma Management, LLC, General Partner
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By: | /s/ Pablo Legorreta | ||
Name: | Pablo Legorreta | ||
Title: | Member |
RPI International Holdings, LP
By: Pharma Management (Cayman) Limited
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By: | /s/ Pablo Legorreta | ||
Name: | Pablo Legorreta | ||
Title: | Member |
RPI Holdings, LP
By: Pharma Management (Cayman) Limited
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By: | /s/ Pablo Legorreta | ||
Name: | Pablo Legorreta | ||
Title: | Member |
Pharmaceutical Investors, LP
By: Pharma Management, LLC, General Partner
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By: | /s/ Pablo Legorreta | ||
Name: | Pablo Legorreta | ||
Title: | Member |
Pharma Management, LLC
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By: | /s/ Pablo Legorreta | ||
Name: | Pablo Legorreta | ||
Title: | Member |
Pharma Management (Cayman) Limited
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By: | /s/ Pablo Legorreta | ||
Name: | Pablo Legorreta | ||
Title: | Member |
RP Management, LLC
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By: | /s/ Pablo Legorreta | ||
Name: | Pablo Legorreta | ||
Title: |
Chief Executive Officer and Managing Member
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By: | /s/ Pablo Legorreta | ||
Pablo Legorreta |
Exhibit No.
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Description
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(a)(1)(A)
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Cash Offer, dated May 2, 2013.*
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(a)(1)(B)
|
Form of Acceptance for Holders of Certificated Elan Shares.*
|
(a)(1)(C)
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Form of Acceptance for Holders of Elan Shares Through CREST.*
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(a)(1)(D)
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Form of ADS Letter of Transmittal.*
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(a)(1)(E)
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Form of Letter to Brokers, Dealers, Etc.*
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(a)(1)(F)
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Form of Letter to Clients.*
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(a)(1)(G)
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Announcement by Royalty Pharma issued pursuant to Rule 2.4 of the Irish Takeover Rules on February 25, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on February 25, 2013.*
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(a)(1)(H)
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Announcement by Royalty Pharma issued on May 6, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on March 6, 2013.*
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(a)(1)(I)
|
Presentation by Royalty Pharma made available on March 6, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on March 6, 2013.*
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(a)(1)(J)
|
Announcement by Royalty Pharma issued on April 3, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on April 3, 2013.*
|
(a)(1)(K)
|
Presentation by Royalty Pharma made available on April 15, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on April 15, 2013.*
|
(a)(1)(L)
|
Announcement issued pursuant to Rule 2.5 of the Irish Takeover Rules issued on April 15, 2013, incorporated by reference to Schedule TO-C filed by RP Management, LLC on April 15, 2013.*
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(a)(1)(M)
|
Press Release issued by Royalty Pharma on May 2, 2013.*
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(a)(1)(N)
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Summary Advertisement as published in The New York Times on May 2, 2013.*
|
(a)(1)(O)
|
Summary Advertisement as published in The Irish Examiner and The Irish Independent on May 2, 2013.*
|
(a)(1)(P)
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Announcement issued pursuant to Rule 2.5 of the Irish Takeover Rules issued on May 20, 2013.*
|
(a)(1)(Q)
|
Press Release issued by Royalty Pharma on May 20, 2013.*
|
(a)(1)(R)
|
Letter to Elan Stockholders from Pablo Legorreta, dated May 23, 2013.*
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(a)(1)(S)
|
Increased All Cash Offer, dated May 23, 2013.*
|
(a)(1)(T)
|
Revised Form of Acceptance for Holders of Certificated Elan Shares.*
|
(a)(1)(U)
|
Revised Form of Acceptance for Holders of Elan Shares Through CREST.*
|
(a)(1)(V)
|
Revised Form of ADS Letter of Transmittal.*
|
(a)(1)(W)
|
Revised Form of Letter to Brokers, Dealers, Etc.*
|
(a)(1)(X)
|
Revised Form of Letter to Clients. *
|
(a)(1)(Y)
|
Announcement issued pursuant to Rule 2.4 of the Irish Takeover Rules issued on May 23, 2013.*
|
(a)(1)(Z)
|
Press Release issued by Royalty Pharma on May 23, 2013.*
|
(a)(1)(AA)
|
Summary Advertisement as published in The Irish Examiner and The Irish Independent on May 23, 2013.*
|
(a)(1)(BB)
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Announcement issued pursuant to Rule 17.1 and Rule 2.9 of the Irish Takeover Rules on May 24, 2013.*
|
(a)(1)(CC)
|
Press Release issued by Royalty Pharma on May 24, 2013.*
|
(a)(1)(DD)
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Announcement issued by Royalty Pharma on May 28, 2013.*
|
(a)(1)(EE)
|
Press Release issued by Royalty Pharma on May 28, 2013.*
|
(a)(1)(FF)
|
Presentation by Royalty Pharma, dated May 28, 2013.*
|
(a)(1)(GG)
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Press Release issued by Royalty Pharma on May 29, 2013.*
|
(a)(1)(HH)
|
Announcement issued by Royalty Pharma on May 30, 2013.*
|
(a)(1)(II)
|
Press Release issued by Royalty Pharma on May 30, 2013.*
|
(a)(1)(JJ)
|
Statement issued by Royalty Pharma on May 30, 2013.*
|
(a)(1)(KK)
|
Proxy Statement of Royalty Pharma.*
|
(a)(1)(LL)
|
Green Proxy Card.*
|
(a)(1)(MM)
|
ADS Voting Instruction Card.*
|
(a)(1)(NN)
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Announcement issued by Royalty Pharma on May 31, 2013.*
|
(a)(1)(OO)
|
Press Release issued by Royalty Pharma on May 31, 2013.*
|
(a)(1)(PP)
|
Presentation by Royalty Pharma, dated May 31, 2013. *
|
(a)(1)(QQ)
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Press Release issued by Royalty Pharma on June 3, 2013.*
|
(a)(1)(RR)
|
Press Release issued by Royalty Pharma on June 5, 2013.*
|
(a)(1)(SS)
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Announcement issued by Royalty Pharma on June 6, 2013.*
|
(a)(1)(TT)
|
Press Release issued by Royalty Pharma on June 6, 2013.*
|
(a)(1)(UU)
|
Announcement issued pursuant to Rule 17.1 and Rule 2.9 of the Irish Takeover Rules on June 7, 2013.*
|
(a)(1)(VV)
|
Press Release issued by Royalty Pharma on June 7, 2013.*
|
(a)(1)(WW)
|
Announcement issued by Royalty Pharma pursuant to Rule 2.5 of the Irish Takeover Rules on June 7, 2013.*
|
(a)(1)(XX)
|
Press Release issued by Royalty Pharma on June 7, 2013.*
|
(a)(1)(YY)
|
Proxy Statement of Royalty Pharma.*
|
(a)(1)(ZZ)
|
Green Proxy Card.*
|
(a)(1)(AAA)
|
ADS Voting Instruction Card.*
|
(a)(1)(BBB)
|
Form of Contingent Rights Value Agreement between Royalty Pharma and The Colbent Corporation.*
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(a)(1)(CCC)
|
Complaint filed by Elan Corporation, plc in the United States District Court for the Southern District of New York on June 3, 2013.*
|
(a)(1)(DDD)
|
Order to Show Cause for Preliminary Injunction, Temporary Restraining Order, and Expedited Discovery entered on June 3, 2013.*
|
(a)(1)(EEE)
|
Further Increased Offer, dated June 10, 2013.*
|
(a)(1)(FFF)
|
Further Revised Form of Acceptance for Holders of Certificated Elan Shares.*
|
(a)(1)(GGG)
|
Further Revised Form of Acceptance for Holders of Elan Shares Through CREST.*
|
(a)(1)(HHH)
|
Further Revised Form of ADS Letter of Transmittal.*
|
(a)(1)(III)
|
Further Revised Form of Letter to Brokers, Dealers, Etc.*
|
(a)(1)(JJJ)
|
Further Revised Form of Letter to Clients.*
|
(a)(1)(KKK)
|
Summary Advertisement as published in the Wall Street Journal and The New York Times on June 10, 2013.*
|
(a)(1)(LLL)
|
Announcement of posting of Further Revised Offer Document issued by Royalty Pharma on June 10, 2013.*
|
(a)(1)(MMM)
|
Press Release announcing posting of Further Revised Offer Document issued by Royalty Pharma on June 10, 2013.*
|
(a)(1)(NNN)
|
Announcement issued by Royalty Pharma on June 10, 2013.*
|
(a)(1)(OOO)
|
Press Release issued by Royalty Pharma on June 10, 2013.*
|
(a)(1)(PPP)
|
Presentation by Royalty Pharma, dated June 10, 2013.*
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(a)(1)(QQQ)
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Announcement of Presentation by Royalty Pharma issued on June 10, 2013.*
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(a)(1)(RRR)
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Press Release announcing Presentation by Royalty Pharma issued on June 10, 2013.*
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(a)(1)(SSS)
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Plenary Summons issued by the High Court of Ireland.*
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(a)(1)(TTT)
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Order by the High Court of Ireland entered on June 3, 2013.*
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(a)(1)(UUU)
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Summary Advertisement as published in the Wall Street Journal and The New York Times on June 11, 2013.
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(a)(1)(VVV)
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Announcement issued pursuant to Rule 17.1 and Rule 2.9 of the Irish Takeover Rules on June 11, 2013.
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(a)(1)(WWW)
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Press Release announcing Acceptance Levels of Further Increased Offer issued by Royalty Pharma on June 11, 2013.
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(a)(1)(XXX)
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Announcement of Withdrawal of Elan Suit issued by Royalty Pharma on June 11, 2013.
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(a)(1)(YYY)
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Press Release announcing Withdrawal of Elan Suit issued by Royalty Parma on June 11, 2013.
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(a)(1)(ZZZ)
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Announcement issued by Royalty Pharma on June 11, 2013.
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(a)(1)(AAAA)
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Press Release issued by Royalty Pharma on June 11, 2013.
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(a)(1)(BBBB)
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Notice of Voluntary Dismissal, dated June 10, 2013.
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(a)(1)(CCCC)
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Q&A for Further Increased Offer, dated June 11, 2013. |
(a)(1)(DDDD)
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Press Release issued by Royalty Pharma on June 11, 2013. |
(b)(1)
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Form of Senior Secured Bridge Credit Agreement, among State Street Custodial (Ireland) Limited, solely in its capacity as trustee of Royalty Pharma Investments (the “Bridge Credit Borrower”), certain affiliates of the Bridge Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A. as syndication agent.*
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(b)(2)
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Form of Amended and Restated Credit Agreement, among RPI Finance Trust (the “A&R Credit Borrower”), certain affiliates of the A&R Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A., as syndication agent.*
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(b)(3)
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Amended Form of Senior Secured Bridge Credit Agreement, among State Street Custodial (Ireland) Limited, solely in its capacity as trustee of Royalty Pharma Investments (the “Bridge Credit Borrower”), certain affiliates of the Bridge Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A. as syndication agent.*
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(b)(4)
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Amended Form of Amended and Restated Credit Agreement, among RPI Finance Trust (the “A&R Credit Borrower”), certain affiliates of the A&R Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A., as syndication agent.*
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(b)(5)
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Second Amended Form of Senior Secured Bridge Credit Agreement, among State Street Custodial (Ireland) Limited, solely in its capacity as trustee of Royalty Pharma Investments (the “Bridge Credit Borrower”), certain affiliates of the Bridge Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A. as syndication agent.*
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(b)(6)
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Second Amended Form of Amended and Restated Credit Agreement, among RPI Finance Trust (the “A&R Credit Borrower”), certain affiliates of the A&R Credit
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Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A., as syndication agent.* | |
(b)(7)
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Third Amended Form of Senior Secured Bridge Credit Agreement, among State Street Custodial (Ireland) Limited, solely in its capacity as trustee of Royalty Pharma Investments (the “Bridge Credit Borrower”), certain affiliates of the Bridge Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A. as syndication agent.*
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(b)(8)
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Third Amended Form of Amended and Restated Credit Agreement, among RPI Finance Trust (the “A&R Credit Borrower”), certain affiliates of the A&R Credit Borrower from time to time party thereto, each lender from time to time party thereto, Bank of America, N.A., as administrative agent, and JPMorgan Chase Bank, N.A., as syndication agent.*
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(d)
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Not applicable.
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(g)
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Not applicable.
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(h)
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Not applicable.
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