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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest reported) August 12, 2002
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E*TRADE Group, Inc.
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(Exact name of registrant as specified in its chapter)
Delaware 1-11921 94-2844166
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(State or other jurisdiction (Commission (IRS Employer
of incorporation File Number) Identification No.)
4500 Bohannon Drive, Menlo Park, California 94025
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (650) 331-6000
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Not Applicable
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(Former name or former address, if changed since last report)
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ITEM 7: FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits
99.1 Statement under oath of principal executive officer regarding facts
and circumstances relating to Exchange Act filings
99.2 Statement under oath of principal financial officer regarding facts
and circumstances relating to Exchange Act filings
ITEM 9: REGULATION FD DISCLOSURE
On August 12, 2002, pursuant to the Securities and Exchange Commission
Order No. 4-460, the Company's Chief Executive Officer and Chief Financial
Officer furnished their certifications of the Company's Exchange Act filings, in
the form prescribed by the SEC and without qualification. As required in Order
4-460, the certifications apply to the Company's Form 10-K filed on April 1,
2002, the Company's Forms 10-Q filed on May 15, 2002 and August 12, 2002, the
Company's proxy statement filed on April 30, 2002 and all Form 8-Ks filed after
April 1, 2002. The Company is attaching hereto copies of these statements as
Exhibits 99.1 and 99.2.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: August 12, 2002 E*TRADE GROUP, INC.
By: /s/ Russell S. Elmer
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Russell S. Elmer
Assistant Corporate Secretary
EXHIBIT INDEX
99.1 Statement under oath of principal executive officer regarding facts and
circumstances relating to Exchange Act filings
99.2 Statement under oath of principal financial officer regarding facts and
circumstances relating to Exchange Act filings