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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STARK MICHAEL J TWO EMBARCADERO CENTER SUITE 2200 SAN FRANCISCO, CA 94111 |
X | Affiliate of Director | ||
BLISKA THOMAS EDWARD |
X | Affiliate of Director | ||
DUNN DANIEL JOHN |
X | Affiliate of Director | ||
Epstein David TWO EMBARCADERO SUITE 2200 SAN FRANCISCO, CA 94111 |
X | Affiliate of Director | ||
Feuille James TWO EMBARCADERO SUITE 2200 SAN FRANCISCO, CA 94111 |
X | Affiliate of Director | ||
HROMADKO GARY 301 VELOCITY WAY 5TH FLOOR FOSTER CITY, CA 94404 |
X | Affiliate of Director | ||
KAUFMAN SEYMOUR F |
X | Affiliate of Director |
Michael J. Stark | 03/08/2007 | |
**Signature of Reporting Person | Date | |
Thomas Edward Bliska | 03/08/2007 | |
**Signature of Reporting Person | Date | |
Daniel John Dunn | 03/08/2007 | |
**Signature of Reporting Person | Date | |
David Epstein | 03/08/2007 | |
**Signature of Reporting Person | Date | |
James Feuille | 03/08/2007 | |
**Signature of Reporting Person | Date | |
Gary Hromadko | 03/08/2007 | |
**Signature of Reporting Person | Date | |
Seymour F. Kaufman | 03/08/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are beneficially owned directly by Daniel John Dunn, whose relationship to the reporting persons is described in Notes 6, 7 and 8. |
(2) | These securities are beneficially owned directly by Thomas Edward Bliska, whose relationship to the Reporting Persons is described in Notes 6, 7 and 8. |
(3) | These securities are directly beneficially owned by Seymour F. Kaufman, whose relationship to the reporting persons is described in Notes 6, 7 and 8. |
(4) | These securities are directly beneficially owned by Michael J. Stark, whose relationship to the Reporting Persons is describe in Notes 6, 7 and 8. |
(5) | These Securities are directly beneficially owned by David I. Epstein, whose relationship to the Reporting Persons is described in Notes 6, 7 and 8. |
(6) | The reporting persons (the "Reporting Persons") are Crosslink Capital, Inc. ("Crosslink"), Crossover Fund III Management, L.L.C. ("Crossover III Management"), Crosslink Ventures IV Holdings, L.L.C. ("Ventures IV Holdings"), Crosslink Verwaltungs GmbH ("Verwaltungs"), Michael J. Stark, Seymour F. Kaufman, James Feuille, David I. Epstein, Daniel John Dunn, Thomas Edward Bliska and Gary Hromadko. |
(7) | Crosslink is an investment adviser to investment funds of which Crossover III Management, Ventures IV Holdings or Verwaltungs is the general partner, manager or holder of Class B Units, and other investment funds. Crossover III Management is also the investment adviser to investment funds. Mr. Stark and Mr. Kaufman are control persons of Crosslink. Mr. Stark, Mr. Kaufman, Mr. Bliska, Mr. Dunn, Mr. Feuille and Mr. Epstein are control persons of Crossover III Management. Mr. Stark is a control person of Ventures IV Holdings and Verwaltungs. Mr. Hromadko is a member of the Issuer's board of directors and serves as the representative of the Reporting Persons. |
(8) | The Reporting Persons are filing this Form 4 jointly, but not as members of a group, and each of them disclaims membership in a group. These securities are held directly by investment funds to which Crosslink or Crossover III Management is investment adviser for the benefit of the investors in those funds. These securities are indirectly beneficially owned by Crosslink or Crossover III Management as the investment adviser to the Funds, by Crossover III Management, Ventures IV Holdings and Verwaltungs as the general partner, manager or holder of Class B Units of the Funds, and by Mr. Stark, Mr. Kaufman, Mr. Feuille, Mr. Epstein, Mr. Bliska and Mr. Dunn as the control persons of those entities. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of that person's pecuniary interest therein. |
(9) | These securities are directly beneficially owned by James Feuille, whose relationship to the Reporting Persons is described in Notes 6, 7 and 8. |