UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 9)
Publix Super Markets, Inc.
--------------------------
(Name of Issuer)
Common Stock, Par Value $1.00 Per Share
---------------------------------------
(Title of Class of Securities)
None
----
(CUSIP Number)
December 31, 2001
-----------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
|X| Rule 13d-1(b)
|_| Rule 13d-1(c)
|_| Rule 13d-1(d)
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act.
Page 1 of 4
SCHEDULE 13G
CUSIP No. None Page 2 of 4 Pages
---- -- --
1 Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons
Publix Super Markets, Inc. Employee Stock Ownership Plan
59-1673419
2 Check the Appropriate Box if A Member of a Group
(a)
(b)_X_
3 SEC Use Only
4 Citizenship or Place of Organization
Employee Benefit Plan (Florida)
Number of
Shares 5 Sole Voting Power 0
Beneficially
Owned By 6 Shared Voting Power 53,720,709
Each
Reporting 7 Sole Dispositive Power 0
Person
With: 8 Shared Dispositive Power 53,720,709
9 Aggregate Amount Beneficially Owned by Each Reporting Person
53,720,709
10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not applicable.
11 Percent of Class Represented by Amount in Row (9)
27.25%
12 Type of Reporting Person
EP
SCHEDULE 13G
CUSIP No. None Page 3 of 4 Pages
---- -- --
Item 1(a). Name of Issuer:
Publix Super Markets, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
1936 George Jenkins Boulevard, Lakeland, FL 33815
Item 2(a). Name of Person Filing:
Publix Super Markets, Inc. Employee Stock Ownership Plan
Item 2(b). Address of Principal Business Office or, if None, Residence:
1936 George Jenkins Boulevard, Lakeland, FL 33815
Item 2(c). Citizenship:
Employee Benefit Plan (Florida)
Item 2(d). Title of Class of Securities:
Common Stock, Par Value $1.00 Per Share
Item 2(e). CUSIP Number:
None
Item 3. This statement is filed pursuant to Rule 13d-1(b). Check whether
the person filing is an employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F): |X|
Item 4. Ownership
------- ---------
Information regarding ownership of common stock of the Company:
(a) Amount beneficially owned: 53,720,709
(b) Percent of class: 27.25%
(c) Number of shares as to which the person has:
(i) Sole power to vote or direct the vote: 0
(ii) Shared power to vote or to direct the vote: 53,720,709
(iii) Sole power to dispose or to direct the disposition of:
0
(iv) Shared power to dispose or to direct the disposition
of: 53,720,709
SCHEDULE 13G
CUSIP No. None Page 4 of 4 Pages
---- -- --
As of December 31, 2001, the Publix Super Markets, Inc. Employee Stock
Ownership Plan ("ESOP") was the beneficial owner, as that term is defined
under Rule 13d-3 under the Securities Exchange Act of 1934, as amended, of a
total of 53,720,709 shares of the Company's common stock or approximately
27.25% of the total outstanding shares of the Company's common stock.
Changes that have occurred in the total number of shares of common
stock held by the ESOP since the filing of the eighth amendment to the
initial statement are reflected in Schedule 1 attached hereto. All such
changes have been in accordance with the terms of the ESOP.
Item 5. Ownership of Five Percent or Less of a Class
------- --------------------------------------------
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
------- ---------------------------------------------------------------
Dividends paid on the Company's common stock and attributable to shares
allocated to ESOP participants' accounts may be distributed to such
participants as directed by Publix Super Markets, Inc. in accordance with the
terms of the Publix Super Markets, Inc. Employee Stock Ownership Trust.
Item 7. Identification and Classification of the Subsidiary Which Acquired
------- ------------------------------------------------------------------
the Security Being Reported on by the Parent Holding Company
------------------------------------------------------------
Not applicable.
Item 8. Identification and Classification of Members of the Group
------- ---------------------------------------------------------
Not applicable.
Item 9. Notice of Dissolution of Group
------- ------------------------------
Not applicable.
Item 10. Certification
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By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in
the ordinary course of business and were not acquired and are not held
for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are
not held in connection with or as a participant in any transaction
having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Dated: February 14, 2002
/s/ Hoyt R. Barnett
-------------------
Hoyt R. Barnett, Trustee
Publix Super Markets, Inc.
Employee Stock Ownership Plan
SCHEDULE 1
SHARES HELD BY PUBLIX SUPER MARKETS, INC.
EMPLOYEE STOCK OWNERSHIP PLAN
Shares Shares
Date Acquired Disposed of Balance Description of Transaction
---- -------- ----------- ------- --------------------------
Beginning Balance 54,336,127
Jan-01 271,274 54,064,853 Distributions to participants
Feb-01 636,537 53,428,316 Distributions to participants
Mar-01 14,592 53,442,908 Company contribution - Publix
Alabama, LLC
Mar-01 4,118,171 57,561,079 Company contribution - Publix
Super Markets, Inc.
Mar-01 153 57,561,232 Special Company contribution
Mar-01 1 57,561,233 Partial share adjustment
Mar-01 550,970 57,010,263 Distributions to participants
May-01 672,304 56,337,959 Distributions to participants
Jun-01 799,432 55,538,527 Distributions to participants
Aug-01 541,450 54,997,077 Distributions to participants
Sep-01 608,552 54,388,525 Distributions to participants
Nov-01 571,223 53,817,302 Distributions to participants
Dec-01 318,743 53,498,559 Distributions to participants
Dec-01 222,150 53,720,709 Purchase
--------- ---------
4,355,067 4,970,485
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