1
|
NAME OF REPORTING PERSON
COPPERSMITH CAPITAL MANAGEMENT, LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF, WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
1,850,000
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
1,850,000
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,850,000
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.3%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSON
JEROME J. LANDE
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
|
8
|
SHARED VOTING POWER
1,850,000
|
||
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
||
10
|
SHARED DISPOSITIVE POWER
1,850,000
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,850,000
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.3%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
CRAIG ROSENBLUM
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
|
8
|
SHARED VOTING POWER
1,850,000
|
||
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
||
10
|
SHARED DISPOSITIVE POWER
1,850,000
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,850,000
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.3%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
SCOPIA LONG LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
30,738
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
30,738
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
30,738
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSON
SCOPIA PARTNERS QP LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
30,099
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
30,099
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
30,099
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSON
SCOPIA PX, LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
863,505
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
863,505
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
863,505
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.1%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSON
SCOPIA PARTNERS LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
30,173
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
30,173
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
30,173
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSON
SCOPIA WINDMILL FUND, LP
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
642,663
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
642,663
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
642,663
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
NAME OF REPORTING PERSON
SCOPIA INTERNATIONAL MASTER FUND LP
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
BERMUDA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
151,334
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
151,334
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
151,334
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
NAME OF REPORTING PERSON
SCOPIA PX INTERNATIONAL MASTER FUND LP
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
BERMUDA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
1,059,696
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
1,059,696
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,059,696
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
NAME OF REPORTING PERSON
SCOPIA CAPITAL GP LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
2,808,208
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
2,808,208
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,808,208
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.5%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSON
SCOPIA CAPITAL MANAGEMENT LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC, AF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
2,893,627
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
2,893,627
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,893,627
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSON
MATTHEW SIROVICH
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
|
8
|
SHARED VOTING POWER
2,893,627
|
||
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
||
10
|
SHARED DISPOSITIVE POWER
2,893,627
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,893,627
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
JEREMY MINDICH
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
|
8
|
SHARED VOTING POWER
2,893,627
|
||
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
||
10
|
SHARED DISPOSITIVE POWER
2,893,627
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,893,627
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
CURT R. HARTMAN
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
1,000
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
1,000
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,000
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
THEODORE E. MARTIN
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
925
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
925
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
925
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
Item 1.
|
Security and Issuer.
|
Item 2.
|
Identity and Background.
|
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
Item 4.
|
Purpose of Transaction.
|
Item 5.
|
Interest in Securities of the Issuer.
|
A.
|
Coppersmith Capital
|
|
(a)
|
Coppersmith Capital, as the Investment Manager of the Coppersmith Accounts, may be deemed the beneficial owner of the 1,850,000 Shares held in the Coppersmith Accounts.
|
|
(b)
|
1. Sole power to vote or direct vote: 1,850,000
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 1,850,000
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares on behalf of Coppersmith Capital with respect to the Shares held in the Coppersmith Accounts during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
B.
|
Mr. Lande
|
|
(a)
|
Mr. Lande, as a Managing Member of Coppersmith Capital, may be deemed the beneficial owner of the 1,850,000 Shares beneficially owned by Coppersmith Capital.
|
|
(b)
|
1. Sole power to vote or direct vote: 0
|
|
2. Shared power to vote or direct vote: 1,850,000
|
|
3. Sole power to dispose or direct the disposition: 0
|
|
4. Shared power to dispose or direct the disposition: 1,850,000
|
|
(c)
|
The transactions in the Shares by Mr. Lande and on behalf of Coppersmith Capital during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
C.
|
Mr. Rosenblum
|
|
(a)
|
Mr. Rosenblum, as a Member of Coppersmith Capital, may be deemed the beneficial owner of the 1,850,000 Shares beneficially owned by Coppersmith Capital.
|
|
(b)
|
1. Sole power to vote or direct vote: 0
|
|
2. Shared power to vote or direct vote: 1,850,000
|
|
3. Sole power to dispose or direct the disposition: 0
|
|
4. Shared power to dispose or direct the disposition: 1,850,000
|
|
(c)
|
The transactions in the Shares by Mr. Rosenblum and on behalf of Coppersmith Capital during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
D.
|
Scopia Long
|
|
(a)
|
As of the close of business on the date hereof, Scopia Long beneficially owned 30,738 Shares.
|
|
(b)
|
1. Sole power to vote or direct vote: 30,738
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 30,738
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares by Scopia Long during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
E.
|
Scopia QP LLC
|
|
(a)
|
As of the close of business on the date hereof, Scopia QP LLC beneficially owned 30,099 Shares.
|
|
(b)
|
1. Sole power to vote or direct vote: 30,099
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 30,099
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares by Scopia QP LLC during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
F.
|
Scopia PX
|
|
(a)
|
As of the close of business on the date hereof, Scopia PX beneficially owned 863,505 Shares.
|
|
(b)
|
1. Sole power to vote or direct vote: 863,505
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 863,505
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares by Scopia PX during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
G.
|
Scopia Partners
|
|
(a)
|
As of the close of business on the date hereof, Scopia Partners beneficially owned 30,173 Shares.
|
|
(b)
|
1. Sole power to vote or direct vote: 30,173
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 30,173
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares by Scopia Partners during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
H.
|
Scopia Windmill
|
|
(a)
|
As of the close of business on the date hereof, Scopia Windmill beneficially owned 642,663 Shares.
|
|
(b)
|
1. Sole power to vote or direct vote: 642,663
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 642,663
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares by Scopia Windmill during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
I.
|
Scopia International
|
|
(a)
|
As of the close of business on the date hereof, Scopia International beneficially owned 151,334 Shares.
|
|
(b)
|
1. Sole power to vote or direct vote: 151,334
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 151,334
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares by Scopia International during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
J.
|
Scopia PX International
|
|
(a)
|
As of the close of business on the date hereof, Scopia PX International beneficially owned 1,059,696 Shares.
|
|
(b)
|
1. Sole power to vote or direct vote: 1,059,696
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 1,059,696
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares by Scopia PX International during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
K.
|
Scopia Capital
|
|
(a)
|
Scopia Capital, as the Managing Member of each of Scopia Long, Scopia QP LLC, Scopia PX and Scopia Partners, and the general partner of Scopia Windmill, Scopia International and Scopia PX International, may be deemed the beneficial owner of the: (i) 30,738 Shares owned by Scopia Long; (ii) 30,099 Shares owned by Scopia QP LLC; (iii) 863,505 Shares owned by Scopia PX; (iv) 30,173 Shares owned by Scopia Partners; (v) 642,663 Shares owned by Scopia Windmill; (vi) 151,334 Shares owned by Scopia International; and (vii) 1,059,696 Shares owned by Scopia PX International.
|
|
(b)
|
1. Sole power to vote or direct vote: 2,808,208
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 2,808,208
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
Scopia Capital has not entered into any transactions in the Shares during the past 60 days. The transactions in the Shares on behalf of each of Scopia Long, Scopia QP LLC, Scopia PX, Scopia Partners, Scopia Windmill, Scopia International and Scopia PX International during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
L.
|
Scopia Management
|
|
(a)
|
Scopia Management, as the Investment Manager of each of Scopia Long, Scopia QP LLC, Scopia PX, Scopia Partners, Scopia Windmill, Scopia International, Scopia PX International and of the Managed Account, may be deemed the beneficial owner of the: (i) 30,738 Shares owned by Scopia Long; (ii) 30,099 Shares owned by Scopia QP LLC; (iii) 863,505 Shares owned by Scopia PX; (iv) 30,173 Shares owned by Scopia Partners; (v) 642,663 Shares owned by Scopia Windmill; (vi) 151,334 Shares owned by Scopia International; (vii) 1,059,696 Shares owned by Scopia PX International and (viii) 85,419 Shares held in the Managed Account.
|
|
(b)
|
1. Sole power to vote or direct vote: 2,893,627
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 2,893,627
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
Scopia Management has not directly entered into any transactions in the Shares during the past 60 days. The transactions in the Shares on behalf of each of Scopia Long, Scopia QP LLC, Scopia PX, Scopia Partners, Scopia Windmill, Scopia International, Scopia PX International and through the Managed Account during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
M.
|
Mr. Sirovich
|
|
(a)
|
Mr. Sirovich, as a Managing Director of the Managing Member of Scopia Management, may be deemed the beneficial owner of the: (i) 30,738 Shares owned by Scopia Long; (ii) 30,099 Shares owned by Scopia QP LLC; (iii) 863,505 Shares owned by Scopia PX; (iv) 30,173 Shares owned by Scopia Partners; (v) 642,663 Shares owned by Scopia Windmill; (vi) 151,334 Shares owned by Scopia International; (vii) 1,059,696 Shares owned by Scopia PX International and (viii) 85,419 Shares held in the Managed Account.
|
|
(b)
|
1. Sole power to vote or direct vote: 0
|
|
2. Shared power to vote or direct vote: 2,893,627
|
|
3. Sole power to dispose or direct the disposition: 0
|
|
4. Shared power to dispose or direct the disposition: 2,893,627
|
|
(c)
|
Mr. Sirovich has not entered into any transactions in the Shares during the past 60 days. The transactions in the Shares on behalf of each of Scopia Long, Scopia QP LLC, Scopia PX, Scopia Partners, Scopia Windmill, Scopia International, Scopia PX International and through the Managed Account during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
N.
|
Mr. Mindich
|
|
(a)
|
Mr. Mindich, as a Managing Director of the Managing Member of Scopia Management, may be deemed the beneficial owner of the: (i) 30,738 Shares owned by Scopia Long; (ii) 30,099 Shares owned by Scopia QP LLC; (iii) 863,505 Shares owned by Scopia PX; (iv) 30,173 Shares owned by Scopia Partners; (v) 642,663 Shares owned by Scopia Windmill; (vi) 151,334 Shares owned by Scopia International; (vii) 1,059,696 Shares owned by Scopia PX International and (viii) 85,419 Shares held in the Managed Account.
|
|
(b)
|
1. Sole power to vote or direct vote: 0
|
|
2. Shared power to vote or direct vote: 2,893,627
|
|
3. Sole power to dispose or direct the disposition: 0
|
|
4. Shared power to dispose or direct the disposition: 2,893,627
|
|
(c)
|
Mr. Mindich has not entered into any transactions in the Shares during the past 60 days. The transactions in the Shares on behalf of each of Scopia Long, Scopia QP LLC, Scopia PX, Scopia Partners, Scopia Windmill, Scopia International, Scopia PX International and through the Managed Account during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
O.
|
Mr. Hartman
|
|
(a)
|
As of the close of business on the date hereof, Mr. Hartman beneficially owns 1,000 Shares.
|
|
(b)
|
1. Sole power to vote or direct vote: 1,000
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 1,000
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares by Mr. Hartman during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
P.
|
Mr. Martin
|
|
(a)
|
As of the close of business on the date hereof, Mr. Martin beneficially owns 925 Shares.
|
|
(b)
|
1. Sole power to vote or direct vote: 925
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 925
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares by Mr. Martin during the past 60 days are set forth in Schedule A and are incorporated herein by reference.
|
|
(d)
|
No person other than the Reporting Persons is known to have the right to receive, or the power to direct the receipt of dividends from, or proceeds from the sale of, the Shares.
|
|
(e)
|
Not applicable.
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
|
Item 7.
|
Material to be Filed as Exhibits.
|
|
99.1
|
Letter to the Chairman and CEO and the Board of Alere Inc. dated May 8, 2013.
|
|
99.2
|
Joint Filing and Solicitation Agreement.
|
|
99.3
|
Form of Indemnification Letter Agreement.
|
|
99.4
|
Form of Compensation Letter Agreement.
|
|
99.5
|
Powers of Attorney
|
COPPERSMITH CAPITAL MANAGEMENT, LLC
|
|||
By:
|
/s/ Jerome J. Lande
|
||
Name:
|
Jerome J. Lande
|
||
Title:
|
Managing Member
|
/s/ Jerome J. Lande
|
|
JEROME J. LANDE, Individually and as Attorney-In-Fact for Curt R. Hartman and Theodore E. Martin
|
/s/ Craig Rosenblum
|
|
CRAIG ROSENBLUM
|
SCOPIA PARTNERS LLC
|
SCOPIA PARTNERS QP LLC
|
|||||
By: Scopia Capital Management LLC, its Investment Manager
|
By: Scopia Capital Management LLC, its Investment Manager
|
|||||
By:
|
/s/ Matthew Sirovich
|
By:
|
/s/ Matthew Sirovich
|
|||
Name:
|
Matthew Sirovich
|
Name:
|
Matthew Sirovich
|
|||
Title:
|
Managing Director of its Managing Member
|
Title:
|
Managing Director of its Managing Member
|
SCOPIA PX, LLC
|
SCOPIA LONG LLC
|
|||||
By: Scopia Capital Management LLC, its Investment Manager
|
By: Scopia Capital Management LLC, its Investment Manager
|
|||||
By:
|
/s/ Matthew Sirovich
|
By:
|
/s/ Matthew Sirovich
|
|||
Name:
|
Matthew Sirovich
|
Name:
|
Matthew Sirovich
|
|||
Title:
|
Managing Director of its Managing Member
|
Title:
|
Managing Director of its Managing Member
|
SCOPIA INTERNATIONAL MASTER FUND LP
|
SCOPIA PX INTERNATIONAL MASTER FUND LP
|
|||||
By: Scopia Capital Management LLC, its Investment Manager
|
By: Scopia Capital Management LLC, its Investment Manager
|
|||||
By:
|
/s/ Matthew Sirovich
|
By:
|
/s/ Matthew Sirovich
|
|||
Name:
|
Matthew Sirovich
|
Name:
|
Matthew Sirovich
|
|||
Title:
|
Managing Director of its Managing Member
|
Title:
|
Managing Director of its Managing Member
|
SCOPIA WINDMILL FUND, LP
|
SCOPIA CAPITAL GP LLC
|
|||||
By: Scopia Capital Management LLC, its
|
By:
|
/s/ Matthew Sirovich
|
||||
Investment Manager
|
Name:
|
Matthew Sirovich
|
||||
Title:
|
Manager
|
|||||
By:
|
/s/ Matthew Sirovich
|
|||||
Name:
|
Matthew Sirovich
|
|||||
Title:
|
Managing Director of its
|
SCOPIA CAPITAL MANAGEMENT LLC
|
||||
Managing Member
|
||||||
By:
|
/s/ Matthew Sirovich
|
|||||
Name:
|
Matthew Sirovich
|
|||||
Title:
|
Managing Director of its Managing Member
|
/s/ Matthew Sirovich
|
|
MATTHEW SIROVICH
|
/s/ Jeremy Mindich
|
|
JEREMY MINDICH
|
Shares of Common Stock
Purchased/(Sold)
|
Price Per
Share($)
|
Date of
Purchase / Sale
|
1,000
|
24.27
|
03/25/2013
|
90,000
|
24.31
|
03/25/2013
|
170,500
|
24.80
|
03/26/2013
|
65,400
|
24.97
|
03/27/2013
|
3,600
|
25.40
|
03/28/2013
|
70,900
|
25.45
|
04/01/2013
|
50,000
|
25.86
|
04/02/2013
|
32,500
|
25.60
|
04/03/2013
|
71,300
|
25.52
|
04/04/2013
|
122,000
|
25.64
|
04/05/2013
|
75,000
|
25.83
|
04/08/2013
|
225,000
|
26.15
|
04/15/2013
|
75,000
|
26.17
|
04/16/2013
|
3,500
|
25.50
|
04/17/2013
|
48,300
|
25.48
|
04/18/2013
|
13,800
|
25.50
|
04/19/2013
|
1,800
|
25.50
|
04/23/2013
|
28,500
|
25.78
|
04/26/2013
|
327,600
|
26.21
|
04/29/2013
|
5,400
|
25.85
|
04/30/2013
|
100,000
|
25.79
|
04/30/2013
|
150,000
|
25.68
|
05/01/2013
|
50,000
|
25.69
|
05/01/2013
|
40,000
|
26.94
|
05/07/2013
|
28,900
|
26.70
|
05/08/2013
|
(100)
|
23.95
|
03/22/2013
|
(200)
|
24.09
|
03/22/2013
|
357
|
23.81
|
03/20/2013
|
2,321
|
23.97
|
03/21/2013
|
5,908
|
23.99
|
03/22/2013
|
119
|
26.41
|
04/02/2013
|
2,096
|
26.16
|
04/15/2013
|
2,602
|
26.14
|
04/16/2013
|
5,236
|
25.96
|
04/17/2013
|
1,379
|
25.71
|
04/18/2013
|
906
|
25.77
|
04/19/2013
|
818
|
25.80
|
05/01/2013
|
1,236
|
25.84
|
05/01/2013
|
149
|
26.20
|
05/02/2013
|
590
|
26.10
|
05/02/2013
|
487
|
26.91
|
05/03/2013
|
4,747
|
26.94
|
05/03/2013
|
613
|
26.98
|
05/06/2013
|
295
|
27.00
|
05/06/2013
|
879
|
26.95
|
05/07/2013
|
418
|
23.81
|
03/20/2013
|
2,724
|
23.97
|
03/21/2013
|
6,933
|
23.99
|
03/22/2013
|
129
|
26.41
|
04/02/2013
|
2,342
|
26.16
|
04/15/2013
|
2,985
|
26.14
|
04/16/2013
|
3,642
|
25.96
|
04/17/2013
|
959
|
25.71
|
04/18/2013
|
630
|
25.77
|
04/19/2013
|
778
|
25.80
|
05/01/2013
|
1,176
|
25.84
|
05/01/2013
|
142
|
26.20
|
05/02/2013
|
561
|
26.10
|
05/02/2013
|
464
|
26.91
|
05/03/2013
|
4,516
|
26.94
|
05/03/2013
|
583
|
26.98
|
05/06/2013
|
281
|
27.00
|
05/06/2013
|
836
|
26.95
|
05/07/2013
|
12,138
|
23.81
|
03/20/2013
|
78,929
|
23.97
|
03/21/2013
|
200,849
|
23.99
|
03/22/2013
|
792
|
26.41
|
04/02/2013
|
67,213
|
26.16
|
04/15/2013
|
85,732
|
26.14
|
04/16/2013
|
104,577
|
25.96
|
04/17/2013
|
27,547
|
25.71
|
04/18/2013
|
18,080
|
25.77
|
04/19/2013
|
22,311
|
25.80
|
05/01/2013
|
33,712
|
25.84
|
05/01/2013
|
4,073
|
26.20
|
05/02/2013
|
16,097
|
26.10
|
05/02/2013
|
13,298
|
26.91
|
05/03/2013
|
129,428
|
26.94
|
05/03/2013
|
16,712
|
26.98
|
05/06/2013
|
8,056
|
27.00
|
05/06/2013
|
23,961
|
26.95
|
05/07/2013
|
435
|
23.81
|
03/20/2013
|
2,834
|
23.97
|
03/21/2013
|
7,212
|
23.99
|
03/22/2013
|
(255)
|
26.41
|
04/01/2013
|
2,348
|
26.16
|
04/15/2013
|
2,994
|
26.14
|
04/16/2013
|
3,653
|
25.96
|
04/17/2013
|
962
|
25.71
|
04/18/2013
|
633
|
25.77
|
04/19/2013
|
780
|
25.80
|
05/01/2013
|
1,179
|
25.84
|
05/01/2013
|
142
|
26.20
|
05/02/2013
|
562
|
26.10
|
05/02/2013
|
465
|
26.91
|
05/03/2013
|
4,526
|
26.94
|
05/03/2013
|
584
|
26.98
|
05/06/2013
|
281
|
27.00
|
05/06/2013
|
838
|
26.95
|
05/07/2013
|
7,694
|
23.81
|
03/20/2013
|
50,033
|
23.97
|
03/21/2013
|
127,318
|
23.99
|
03/22/2013
|
2,098
|
26.41
|
04/02/2013
|
42,972
|
26.16
|
04/15/2013
|
55,464
|
26.14
|
04/16/2013
|
111,581
|
25.96
|
04/17/2013
|
29,392
|
25.71
|
04/18/2013
|
19,813
|
25.77
|
04/19/2013
|
16,363
|
25.80
|
05/01/2013
|
24,725
|
25.84
|
05/01/2013
|
2,987
|
26.20
|
05/02/2013
|
11,805
|
26.10
|
05/02/2013
|
9,753
|
26.91
|
05/03/2013
|
94,926
|
26.94
|
05/03/2013
|
12,257
|
26.98
|
05/06/2013
|
5,909
|
27.00
|
05/06/2013
|
17,573
|
26.95
|
05/07/2013
|
2,141
|
23.81
|
03/20/2013
|
13,925
|
23.97
|
03/21/2013
|
35,435
|
23.99
|
03/22/2013
|
(141)
|
26.41
|
04/01/2013
|
11,793
|
26.16
|
04/15/2013
|
15,042
|
26.14
|
04/16/2013
|
18,349
|
25.96
|
04/17/2013
|
4,833
|
25.71
|
04/18/2013
|
3,173
|
25.77
|
04/19/2013
|
3,900
|
25.80
|
05/01/2013
|
5,893
|
25.84
|
05/01/2013
|
712
|
26.20
|
05/02/2013
|
2,813
|
26.10
|
05/02/2013
|
2,324
|
26.91
|
05/03/2013
|
22,625
|
26.94
|
05/03/2013
|
2,921
|
26.98
|
05/06/2013
|
1,408
|
27.00
|
05/06/2013
|
4,188
|
26.95
|
05/07/2013
|
13,814
|
23.81
|
03/20/2013
|
89,806
|
23.97
|
03/21/2013
|
228,524
|
23.99
|
03/22/2013
|
16,200
|
25.49
|
04/01/2013
|
10,917
|
26.41
|
04/02/2013
|
82,499
|
26.16
|
04/15/2013
|
105,193
|
26.14
|
04/16/2013
|
128,315
|
25.96
|
04/17/2013
|
33,803
|
25.71
|
04/18/2013
|
22,700
|
25.77
|
04/19/2013
|
27,337
|
25.80
|
05/01/2013
|
41,304
|
25.84
|
05/01/2013
|
4,994
|
26.20
|
05/02/2013
|
19,725
|
26.10
|
05/02/2013
|
16,294
|
26.91
|
05/03/2013
|
158,563
|
26.94
|
05/03/2013
|
20,478
|
26.98
|
05/06/2013
|
9,874
|
27.00
|
05/06/2013
|
29,356
|
26.95
|
05/07/2013
|
1,203
|
23.81
|
03/20/2013
|
7,828
|
23.97
|
03/21/2013
|
19,921
|
23.99
|
03/22/2013
|
9
|
26.41
|
04/02/2013
|
6,650
|
26.16
|
04/15/2013
|
8,482
|
26.14
|
04/16/2013
|
10,347
|
25.96
|
04/17/2013
|
2,725
|
25.71
|
04/18/2013
|
1,790
|
25.77
|
04/19/2013
|
2,206
|
25.80
|
05/01/2013
|
3,333
|
25.84
|
05/01/2013
|
402
|
26.20
|
05/02/2013
|
1,591
|
26.10
|
05/02/2013
|
1,315
|
26.91
|
05/03/2013
|
12,800
|
26.94
|
05/03/2013
|
1,652
|
26.98
|
05/06/2013
|
796
|
27.00
|
05/06/2013
|
2,369
|
26.95
|
05/07/2013
|
1,000
|
26.94
|
05/07/2013
|
925
|
27.00
|
05/07/2013
|