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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to buy) | $ 32.38 | 08/29/2004 | 08/29/2013 | Common Stock | 6,000 | 6,000 (8) | I | Leonard Green & Partners, L.P. |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SOKOLOFF JONATHAN D 11111 SANTA MONICA BLVD STE 2000 LOS ANGELES, CA 90025 |
X | X |
Nesa E. Hassanein, Attorney-In-Fact | 10/13/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(7) | Amount of Securities Beneficially Owned at End of Month are owned by The Sokoloff Family Trust dated 12-16-98 with Jonathan Sokoloff as Trustee and a beneficiary. |
(1) | Amount of Securities Beneficially Owned at End of Month are owned by the 1998 Children's Trust with Jonathan D. Sokoloff & Sheryl D. Sokoloff as Trustees and Emma Sokoloff as beneficiary. |
(2) | Amount of Securities Beneficially Owned at End of Month are owned by the 1998 Children's Trust with Jonathan D. Sokoloff & Sheryl D. Sokoloff as Trustees and Zachary Sokoloff as beneficiary. |
(5) | Transferred by LGP to LGP Management, Inc., the general partner of LGP, for no consideration. Reporting Person is a Director, Vice President and shareholder of LGP Management, Inc., and may be deemed to be the beneficial owner of these shares. |
(3) | Shares indirectly owned are for the benefit of Green Equity Investors, L.P. ("GEI"), a Delaware limited partnership, the general partner of which is Leonard Green & Associates, L.P. ("LGA"). The general partner of LGA is Jonathan Sokoloff. Mr. Sokoloff may be deemed to be the beneficial owner of the shares of The Sports Authority, Inc. Common Stock held by GEI since he, or entities controlled by him, is a general partner of LGA and also because he, whether through ownership interest or position, may be deemed to control LGA. |
(8) | The amounts beneficially owned as reflected on this Form 4 are owned by Leonard Green & Partners, L.P. as director compensation for the services of Jonathan Sokoloff, a member of the Board of Directors of The Sports Authority, Inc. and a general partner of Leonard Green & Partners L.P. |
(4) | Transferred by Leonard Green & Partners, L.P. ("LGP") to the Reporting Person for no consideration. Reporting Person is the managing partner of LGP. |
(6) | Transferred by LGP to the partners of LGP for no consideration. Jonathan Sokoloff, a member of the Board of Directors of The Sports Authority, Inc. and a partner of LGP, received 933 of the 3,404 shares transferred. |