CUSIP Nos. 422806 10 9 and 422806 20 8 | 13D | Page 2 of 11 |
1 | NAME OF REPORTING PERSONS Laurans A. Mendelson | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) x (b) o | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) PF, OO | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 7 | SOLE VOTING POWER 1,156,018 shares of Common Stock (1) 197,371 shares of Class A Common Stock (2) | |
8 | SHARED VOTING POWER 996,576 shares of Common Stock (3) 188,312 shares of Class A Common Stock (4) | ||
9 | SOLE DISPOSITIVE POWER 1,156,018 shares of Common Stock (1) 197,371 shares of Class A Common Stock (2) | ||
10 | SHARED DISPOSITIVE POWER 996,576 shares of Common Stock (3) 188,312 shares of Class A Common Stock (4) | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,152,594 shares of Common Stock (1)(3) 385,683 shares of Class A Common Stock (2)(4) | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o (see Instructions) | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.0% of Common Stock 1.0% of Class A Common Stock | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
1) | Includes (i) 474,184 shares of Common Stock held directly by Laurans A. Mendelson, (ii) 544 shares of Common Stock held by the HEICO Savings and Investment Plan and allocated to Laurans A. Mendelson’s account, and (iii) 681,290 shares of Common Stock held by LAM Alpha Limited Partners, a partnership whose sole general partner is a corporation controlled by Laurans A. Mendelson (“LAM Alpha LP”). |
2) | Includes (i) 196,053 shares of Class A Common Stock held directly by Laurans A. Mendelson, (ii) 747 shares of Class A Common Stock held by the HEICO Savings and Investment Plan and allocated to Laurans A. Mendelson’s account, and (iii) 571 shares of Class A Common Stock held by LAM Alpha LP. |
3) | Includes (i) 932,381 shares of Common Stock owned by LAM Limited Partners, a partnership whose sole general partner is a corporation controlled by Arlene H. Mendelson, Laurans A. Mendelson’s wife, and (ii) 64,195 shares of Common Stock which were donated to and are presently held by the Laurans A. and Arlene H. Mendelson Charitable Foundation, Inc. (the “Foundation”), which Laurans A. Mendelson is President. Laurans A. Mendelson disclaims beneficial ownership of these shares of Common Stock. |
4) | Includes (i) 31,797 shares of Class A Common Stock which were donated to and are presently held by the Foundation and (ii) 156,515 shares of Class A Common Stock held by Mendelson International Corporation, a corporation whose stock is owned by Eric A. Mendelson and Victor H. Mendelson and whose Chairman of the Board is Laurans A. Mendelson. Laurans A. Mendelson disclaims ownership of these shares of Class A Common Stock. |
CUSIP Nos. 422806 10 9 and 422806 20 8 | 13D | Page 3 of 11 |
1 | NAME OF REPORTING PERSONS Eric A. Mendelson | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) x (b) o | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) PF, OO | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 7 | SOLE VOTING POWER 1,214,957 shares of Common Stock (1) 248,635 shares of Class A Common Stock (2) | |
8 | SHARED VOTING POWER -0- shares of Common Stock 156,515 shares of Class A Common Stock (3) | ||
9 | SOLE DISPOSITIVE POWER 1,214,957 shares of Common Stock (1) 248,635 shares of Class A Common Stock (2) | ||
10 | SHARED DISPOSITIVE POWER -0- shares of Common Stock 156,515 shares of Class A Common Stock (3) | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,214,957 shares of Common Stock (1) 405,150 shares of Class A Common Stock (2) (3) | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o (see Instructions) | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.4% of Common Stock and 1.0% of Class A Common Stock | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
1) | Includes (i) 294,759 shares of Common Stock directly held by Eric A. Mendelson, (ii) 56,040 shares of Common Stock held by the HEICO Savings and Investment Plan and allocated to Eric A. Mendelson’s account, (iii) 201,072 shares of Common Stock held by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by Eric A. Mendelson, (iv) 146,332 shares of Common Stock held by family trusts for the benefit of Eric A. Mendelson’s immediate family and whose trustee is Eric A. Mendelson, (v) 7,797 shares of Common Stock held in an individual Keogh account, (vi) 2,316 shares of Common Stock held by Eric A. Mendelson’s children, and (vii) 506,641 shares of Common Stock underlying options exercisable within 60 days. |
2) | Includes (i) 175,109 shares of Class A Common Stock directly held by Eric A. Mendelson, (ii) 53,198 shares of Class A Common Stock held by the HEICO Savings and Investment Plan and allocated to Eric A. Mendelson’s account, (iii) 5,161 shares of Class A Common Stock held in an individual Keogh account, (iv) 2,667 shares of Class A Common Stock held by Eric A. Mendelson’s children, and (v) 12,500 shares of Class A Common Stock underlying options exercisable within 60 days. |
3) | Includes 156,515 shares of Class A Common Stock held by Mendelson International Corporation, a corporation whose stock is owned by Eric A. Mendelson and Victor H. Mendelson and whose Chairman of the Board is Laurans A. Mendelson. |
CUSIP Nos. 422806 10 9 and 422806 20 8 | 13D | Page 4 of 11 |
1 | NAME OF REPORTING PERSONS Victor H. Mendelson | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) x (b) o | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) PF, OO | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 7 | SOLE VOTING POWER 1,175,364 shares of Common Stock (1) 288,970 shares of Class A Common Stock(2) | |
8 | SHARED VOTING POWER -0- shares of Common Stock 156,515 shares of Class A Common Stock (3) | ||
9 | SOLE DISPOSITIVE POWER 1,175,364 shares of Common Stock (1) 288,970 shares of Class A Common Stock (2) | ||
10 | SHARED DISPOSITIVE POWER -0- shares of Common Stock and 156,515 shares of Class A Common Stock (3) | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,175,364 shares of Common Stock (1) 445,485 shares of Class A Common Stock (2) (3) | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o (see Instructions) | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.3% of Common Stock and 1.1% of Class A Common Stock | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
1) | Includes (i) 279,176 shares of Common Stock directly held by Victor H. Mendelson, (ii) 46,313 shares of Common Stock held by the HEICO Savings and Investment Plan and allocated to Victor H. Mendelson’s account, (iii) 238,245 shares of Common Stock held by family trusts for the benefit of Victor H. Mendelson’s immediate family members and whose trustee is Victor H. Mendelson, (iv) 88,328 shares of Common Stock held by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by Victor H. Mendelson, (v) 14,750 shares of Common Stock held by Victor H. Mendelson Revocable Investment Trust, whose grantor, sole presently vested beneficiary and trustee is Victor H. Mendelson,(vi) 472 shares of Common Stock held in an individual Keogh account, (vii) 1,439 shares of Common Stock held by Victor H. Mendelson’s children and (viii) 506,641 shares of Common Stock underlying options exercisable within 60 days. |
2) | Includes (i) 142,386 shares of Class A Common Stock directly held by Victor H. Mendelson, (ii) 43,761 shares of Class A Common Stock held by the HEICO Savings and Investment Plan and allocated to Victor H. Mendelson’s account, (iii) 70,248 shares of Class A Common Stock held by family trusts for the benefit of Victor H. Mendelson’s immediate family members and whose trustee is Victor H. Mendelson, (iv) 4,335 shares of Class A Common Stock held by the Victor H. Mendelson Revocable Investment Trust, whose grantor, sole presently vested beneficiary and trustee is Victor H. Mendelson, (v) 6,750 shares of Class A Common Stock held in an individual Keogh account, (vi) 8,990 shares of Class A Common Stock held by Victor H. Mendelson’s children and (vii) 12,500 shares of Class A Common Stock underlying options exercisable within 60 days. |
3) | Includes 156,515 shares of Class A Common Stock held by Mendelson International Corporation, a corporation whose stock is owned by Eric A. Mendelson and Victor H. Mendelson and whose Chairman of the Board is Laurans A. Mendelson. |
CUSIP Nos. 422806 10 9 and 422806 20 8 | 13D | Page 5 of 11 |
1 | NAME OF REPORTING PERSONS Mendelson International Corporation | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) x (b) o | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) OO | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Florida | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 7 | SOLE VOTING POWER -0- shares of Common Stock and 156,515 shares of Class A Common Stock (1) | |
8 | SHARED VOTING POWER -0- shares of Common Stock and -0- shares of Class A Common Stock | ||
9 | SOLE DISPOSITIVE POWER -0- shares of Common Stock 156,515 shares of Class A Common Stock (1) | ||
10 | SHARED DISPOSITIVE POWER -0- shares of Common Stock and -0- shares of Class A Common Stock | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- shares of Common Stock and 156,515 shares of Class A Common Stock (1) | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o (see Instructions) | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% of Common Stock and 0.4% of Class A Common Stock | ||
14 | TYPE OF REPORTING PERSON (See Instructions) CO |
1) | 156,515 shares of Class A Common Stock held by Mendelson International Corporation, a corporation whose stock is owned by Eric A. Mendelson and Victor H. Mendelson and whose Chairman of the Board is Laurans A. Mendelson. |
CUSIP Nos. 422806 10 9 and 422806 20 8 | 13D | Page 6 of 11 |
CUSIP Nos. 422806 10 9 and 422806 20 8 | 13D | Page 7 of 11 |
• | stock options were acquired through employee stock option grants under the Company’s stock option plans; no funds were expended by Laurans A. Mendelson, Eric A. Mendelson and Victor H. Mendelson for the acquisition of the stock options, however each person’s employment and contributions to the Company’s success were consideration; |
• | shares of Common Stock and Class A Common Stock acquired by Laurans A. Mendelson, Eric A. Mendelson and Victor H. Mendelson in connection with the exercise of stock options were acquired by means of personal funds in the amount of the applicable exercise price or the cashless exercise of such stock options; |
• | shares of Common Stock and Class A Common Stock acquired through the HEICO Savings and Investment Plan, the Company’s 401(k) plan (“HSIP”), by Laurans A. Mendelson, Eric A. Mendelson and Victor H. Mendelson were acquired through company contributions to each person’s account; most company contributions to the HSIP resulted from a matching payment by the persons from their cash compensation relating to their employment; and |
• | all other shares of Common Stock and Class A Common Stock acquired by the Reporting Persons were acquired in open market purchases by means of personal funds of the Reporting Persons, through the Company’s dividend reinvestment policy, or working capital of such entities described in Item 5 of Schedule 13D. |
CUSIP Nos. 422806 10 9 and 422806 20 8 | 13D | Page 8 of 11 |
CUSIP Nos. 422806 10 9 and 422806 20 8 | 13D | Page 9 of 11 |
Date | Action | Class | Share Amount | Price/Share | |
Larry Mendelson (directly) | 12/18/2014 | Purchase | Class A | 2,541 | $ 46.99 |
401K | 12/24/2014 | Mandatory Distribution | Common | 19 | $ 61.26 |
401K | 12/24/2014 | Mandatory Distribution | Class A | 27 | $ 48.88 |
401K | 1/20/2015 | Dividend Reinvest | Common | 1 | $ 58.08 |
401K | 1/20/2015 | Dividend Reinvest | Class A | 1 | $ 45.54 |
Charitable Foundation | 2/2/2015 | Gift | Common | 1,700 | $ — |
Charitable Foundation | 2/5/2015 | Gift | Common | 820 | $ — |
Date | Action | Class | Share Amount | Price/Share | |
Eric Mendelson (directly) | 12/18/2014 | Purchase | Class A | 1,999 | $ 46.99 |
Keogh | 12/18/2014 | Purchase | Class A | 555 | $ 46.99 |
Eric Mendelson (directly) | 12/30/2014 | Gift | Common | 1,400 | $ — |
401K | 1/20/2015 | Dividend Reinvest | Common | 67 | $ 58.06 |
401K | 1/20/2015 | Dividend Reinvest | Class A | 82 | $ 45.55 |
Date | Action | Class | Share Amount | Price/Share | |
Victor Mendelson (directly) | 12/18/2014 | Purchase | Class A | 1,910 | $ 46.99 |
Keogh | 12/18/2014 | Purchase | Class A | 635 | $ 46.99 |
Victor Mendelson (directly) | 12/23/2014 | Gift | Common | 3,115 | $ — |
401K | 1/20/2015 | Dividend Reinvest | Common | 56 | $ 58.06 |
401K | 1/20/2015 | Dividend Reinvest | Class A | 67 | $ 45.55 |
CUSIP Nos. 422806 10 9 and 422806 20 8 | 13D | Page 10 of 11 |
Date: February 12, 2015 | /s/ Laurans A. Mendelson | ||
Laurans A. Mendelson | |||
Date: February 12, 2015 | /s/ Eric A. Mendelson | ||
Eric A. Mendelson | |||
Date: February 12, 2015 | /s/ Victor H. Mendelson | ||
Victor H. Mendelson | |||
Mendelson International Corporation | |||
Date: February 12, 2015 | By: | /s/ Victor H. Mendelson | |
Victor H. Mendelson, President |
CUSIP Nos. 422806 10 9 and 422806 20 8 | 13D | Page 11 of 11 |
Date: February 12, 2015 | /s/ Laurans A. Mendelson | ||
Laurans A. Mendelson | |||
Date: February 12, 2015 | /s/ Eric A. Mendelson | ||
Eric A. Mendelson | |||
Date: February 12, 2015 | /s/ Victor H. Mendelson | ||
Victor H. Mendelson | |||
Mendelson International Corporation | |||
Date: February 12, 2015 | By: | /s/ Victor H. Mendelson | |
Victor H. Mendelson, President |