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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) | $ 2.31 | 11/14/2013 | A | 1,500 | 11/14/2014(6) | 11/14/2023 | Common Stock | 1,500 | (7) | 1,500 | D | ||||
Option (right to buy) | $ 3.555 | 11/10/2012(6) | 11/09/2021 | Common Stock | 1,500 | 1,500 | D | ||||||||
Option (right to buy) | $ 4.34 | 11/11/2011(6) | 11/10/2020 | Common Stock | 1,500 | 1,500 | D | ||||||||
Option (right to buy) | $ 5.04 | 11/13/2010(6) | 11/12/2019 | Common Stock | 1,500 | 1,500 | D | ||||||||
Option (right to buy) | $ 4.05 | 11/13/2009(6) | 11/12/2018 | Common Stock | 1,500 | 1,500 | D | ||||||||
Option (right to buy) | $ 6.73 | 11/08/2008(6) | 11/07/2017 | Common Stock | 1,500 | 1,500 | D | ||||||||
Option (right to buy) | $ 5.24 | 11/16/2007(6) | 11/15/2016 | Common Stock | 1,500 | 1,500 | D | ||||||||
Option (right to buy) | $ 5.63 | 12/14/2006(6) | 12/13/2015 | Common Stock | 1,000 | 1,000 | D | ||||||||
Option (right to buy) | $ 6.841 | 11/12/2005(6) | 11/11/2014 | Common Stock | 1,000 | 1,000 | D | ||||||||
Option (right to buy) | $ 2.59 | 11/08/2013(6) | 11/07/2022 | Common Stock | 1,500 | 1,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WEIL JOHN D 200 N BROADWAY SUITE 825 ST LOUIS, MO 63102 |
X | X |
John D. Weil | 11/18/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person disclaims any economic benefit in such shares. |
(2) | Owned by a trust for the benefit of the reporting person and for which the reporting person acts as co-trustee. |
(3) | Owned by a trust for the benefit of a sibling of the reporting person and for which the reporting person acts as co-trustee. The reporting person disclaims any economic benefit in such shares. |
(4) | Owned by a family limited partnership of which the reporting person acts as one of several general partners. Number of shares reported includes all shares held by limited partnership. The reporting person disclaims beneficial ownership of shares held by the limited partnership in excess of the reporting person's proportionate interest as determined pursuant to Rule 16a-1(2)(ii)(B). |
(5) | Owned by a corporation controlled by the reporting person. Includes the corporation's proportionate interest in shares held by a limited partners of which the corporation serves as one of several general partners, as determined pursuant to Rule 16s-1(2)(ii)(B). |
(6) | Options may not be exercised for a period of one year from the date of the grant and thereafter are exercisable in full. |
(7) | Issued pursuant to the company's 2005 directors stock option plan. |
(8) | Shares acquired or disposed of in a transfer for no consideration among the reporting person and members of the reporting person's family including shares transferred in connection with a liquidation of a family limited partnership |
(9) | Owned by trusts for which the reporting person acts as co-trustee and with respect to which the reporting person and/or members of his immediate family have a remote contingent beneficiary interest. The reporting person disclaims any economic benefit in shares. |
(10) | This transaction previously inadvertently omitted. |