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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Altman Louis Michael 275 WEST FEDERAL STREET YOUNGSTOWN, OH 44503 |
X |
/s/ Jude J. Nohra, POA for Louis M. Altman | 02/13/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pro-rata distribution by AF Capital Holdings, LLC ("AF Capital") to its members upon conversion of each issued and oustanding share of Ohio Legacy Corp. ("OLC") common stock into a right to receive 2.736 shares of United Community Financial Corp. (the "Issuer") common stock, pursuant to the Agreement and Plan of Merger by and between the Issuer, The Home Savings and Loan Company of Youngstown, Ohio, OLC, and Premier Bank & Trust, dated as of September 8, 2016 (the "Merger Agreement"), at the effective time of the merger, subject to proration and allocation requirements in the Merger Agreement. |
(2) | The shares of Issuer common stock were initially distributed to Louis M. Altman, LLC before being distributed to the reporting person, as sole member of Louis M. Altman, LLC. |
(3) | The reporting person's spouse is trustee of the trust. The reporting person disclaims ownership of these securities, and the filing of this Form 4 is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. |