File No. 70-09985 United States Securities and Exchange Commission Washington, D.C. 20549 ________________________________________ Post-Effective Amendment No. 3 to Form U-1 Application/Declaration under the Public Utility Holding Company Act of 1935 ________________________________________ E.ON AG Powergen Ltd. E.ON-Platz 1 City Point 40479 Dusseldorf 1 Ropemaker Street Germany London EC2Y 9HT United Kingdom (Names of companies filing this statement and addresses of principal executive offices) ________________________________________ E.ON AG (Name of top registered holding company) ________________________________________ Ulrich Hueppe Chris Salame General Counsel, Executive Vice President Company Secretary Dr. Guntram Wuerzberg Powergen Ltd. Vice President General Legal Affairs City Point E.ON AG 1 Ropemaker Street E.ON-Platz 1 London EC2Y 9HT 40479 Dusseldorf United Kingdom Germany Telephone: 011-44-207-826-2742 Telephone: 011-49-211-4579-388 Facsimile: 011-44-207-826-2889 Facsimile: 011-49-211-4579-610 (Names and addresses of agents for service) The Commission is also requested to send copies of any communication in connection with this matter to: Tia S. Barancik Markian M. W. Melnyk LeBoeuf, Lamb, Greene & MacRae, L.L.P. LeBoeuf, Lamb, Greene & MacRae, L.L.P. 125 West 55th Street 1875 Connecticut Ave., N.W. New York, NY 10019-5389 Washington, D.C. 20009-5728 Telephone: (212) 424-8455 Telephone: (202) 986-8212 Facsimile: (212) 424-8500 Facsimile: (202) 986-8102 2 This Post-Effective Amendment No. 3 amends Post-Effective Amendment Nos. 1 and 2 to File No. 70-9985 by adding the following sentence to the end of Item 1, and by adding Exhibit E-1 to Item 6 thereof. Item 1. Description of the Proposed Transaction * * * * * PUSIC is currently a registered holding company under the Act and will continue in this status after the Transfer. * * * * * Item 6. Exhibits and Financial Statements Exhibit List A. Exhibits A-1 Corporate Chart of the E.ON US and UK Chains Prior to the Transfer (filed under Form SE). A-2 Corporate Chart of the E.ON US and UK Chains After the Transfer (filed under Form SE). B-1 Valuation Report Prepared by Standard & Poor's (confidential treatment requested). C-1 Opinion of Counsel. D-1 Past-Tense Opinion of Counsel.* E-1 PUSIC Pro Forma Balance Sheet Consolidation. (*) To be filed by amendment. B. Financial Statements None. * * * * * 3 SIGNATURES Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the Applicants have duly caused this Amendment to be signed on their behalf by the undersigned thereunto duly authorized on the dates indicated. The signature of the Applicants and of the persons on their behalf are restricted to the information contained in this application which is pertinent to the application of the respective companies. E.ON AG By: /s/ Dr. Guntram Wurzberg By: /s/ Dr. Patrick Wolff ------------------------ --------------------- Name: Dr. Guntram Wurzberg Name: Dr. Patrick Wolff Title: Vice President General Legal Affairs Title: General Legal Affairs Date: February 20, 2003 Date: February 20, 2003 Powergen Ltd. By: /s/ Dr. Guntram Wurzberg ------------------------ Name: Dr. Guntram Wurzberg Title: Vice President General Legal Affairs, E.ON AG Date: February 20, 2003 4 Exhibit Index Exhibit Description E-1 PUSIC Pro Forma Balance Sheet Consolidation. 5