As filed with the Securities and Exchange Commission on July 6, 2006
Investment Company Act File No. 811-06062
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U.S. SECURITIES AND EXCHANGE COMMISSION |
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FORM N-2 |
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |
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Pre-Effective Amendment No. |
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Post-Effective Amendment No. and/or |
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
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Amendment No. 5 |
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(Check appropriate box or boxes.) |
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______________________ |
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THE THAI CAPITAL FUND, INC. (Exact Name of Registrant as Specified in Charter) |
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c/o Daiwa Securities Trust Company One Evertrust Plaza Jersey City, New Jersey 07302-3501 (Address of Principal Executive Offices) |
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Registrant’s Telephone Number, including Area Code: (201) 915-3054 |
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John O’Keefe The Thai Capital Fund, Inc. c/o Daiwa Securities Trust Company One Evertrust Plaza Jersey City, New Jersey 07302-3501 (Name and Address of Agent for Service) |
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WITH COPIES TO: |
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Leonard B. Mackey, Jr., Esq. Clifford Chance US LLP 31 West 52nd Street New York, New York 10019 (212) 878-8000 |
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EXPLANATORY NOTE
This filing is made solely for the purpose of filing as an exhibit the Dividend Reinvestment and Cash Purchase Plan of The Thai Capital Fund, Inc.
PART C – OTHER INFORMATION ITEM
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ITEM 24. |
FINANCIAL STATEMENTS AND EXHIBITS |
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(2) |
Exhibits |
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(a) |
(1) |
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Articles of Incorporation1 |
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(2) |
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Articles of Amendment2 |
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(3) |
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Articles Supplementary3 |
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(b) |
(1) |
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By-Laws, as amended2 |
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(2) |
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Amendment to By-Laws4 |
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(3) |
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Amendment to Amended and Restated Bylaws3 |
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(c) |
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Not applicable |
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(d) |
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Specimen certificate for Common Stock2 |
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(e) |
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Dividend Reinvestment and Cash Purchase Plan* |
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(f) |
(1) |
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Form of Investment Contract2 |
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(2) |
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Form of International Investment Advisory Agreement2 |
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(g) |
(1) |
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Form of U.S. Purchase Agreement2 |
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(2) |
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Form of International Purchase Agreement2 |
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(3) |
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Form Intersyndicate Agreement2 |
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(4) |
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Form of Master Agreement Among Underwriters2 |
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(5) |
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Form of Standard Dealer Agreement2 |
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(6) |
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Form of Agreement Among International Underwriters2 |
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(h) |
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Not applicable |
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(i) |
(1) |
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Form of Thai Custody Contract2 |
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(2) |
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Form of U.S. Custodian Contract2 |
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(j) |
(1) |
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Form of Registrar, Transfer Agency and Service Agreement2 |
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(2) |
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Form of Administration Agreement2 |
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(k) |
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Opinion and Consent of Clifford Chance US LLP2 |
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(1) |
(1) |
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Consent of Independent Accountants2 |
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(2) |
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Opinion and Consent of International Legal Counsellors Thailand Ltd. as to Thai Tax Matters4 |
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(3) |
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Opinion and Consent of Clifford Chance US LLP as to U.S. Tax Matters2 |
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(m) |
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Not applicable |
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(n) |
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Form of Investment Letter2 |
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(o) |
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Not applicable |
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1 |
Filed as an exhibit to the Fund’s Registration Statement on Form N-2 on March 14, 1990 (File Nos. 33-33835; 811-06062). |
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Filed as an exhibit to Pre-Effective Amendment No. 2 to the Fund’s Registration Statement on Form N-2 on May 22, 1990 (File Nos. 33-33835; 811-06062). |
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Filed as an exhibit to Amendment No. 4 to the Fund’s Registration Statement on Form N-2 on April 29, 2002 (File Nos. 33-72932; 811-10287). |
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Filed as an exhibit to Amendment No. 3 to the Fund’s Registration Statement on Form N-2 on March 20, 1998 (File No. 811-06062). |
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Filed herewith. |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the Registrant has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York, on the 6th day of July, 2006.
THE THAI CAPITAL FUND, INC.
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By: |
/s/ John O’Keefe | ||
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John O’Keefe |
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Vice President and Treasurer |
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EXHIBIT INDEX
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Exhibit Number |
Description of Document |
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(e) |
Dividend Reinvestment and Cash Purchase Plan |