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Under the Securities Exchange Act of 1934
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(Amendment No. )
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CUSIP No. 897871109
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13G
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Page of 2 Pages 10
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1.
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Name of Reporting Persons:
1987-1988 Richard C Blum Irrevocable Children’s Trust
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2.
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Check the Appropriate Box if a Member of a Group (a) [ ]
(b) [ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization: California
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NUMBER OF
SHARES
BENEFICIALLY OWNED BY
EACH
REPORTING
PERSON WITH
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5.
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Sole Voting Power: 680,000
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6.
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Shared Voting Power: 0
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7.
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Sole Dispositive Power: 680,000
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8.
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Shared Dispositive Power: 0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person: 680,000
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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11.
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Percent of Class Represented by Amount in Row (9): 18.89%†
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12.
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Type of Reporting Person (See Instructions): OO
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CUSIP No. 897871109
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13G
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Page of 3 Pages 10
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1.
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Name of Reporting Persons:
Michael Klein, as trustee of the 1987-1988 Richard C Blum Irrevocable Children’s Trust
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2.
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Check the Appropriate Box if a Member of a Group (a) [ ]
(b) [ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization: United States
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NUMBER OF
SHARES
BENEFICIALLY OWNED BY
EACH
REPORTING
PERSON WITH
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5.
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Sole Voting Power: 680,000
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6.
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Shared Voting Power: 0
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7.
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Sole Dispositive Power: 680,000
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8.
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Shared Dispositive Power: 0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person: 680,000
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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11.
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Percent of Class Represented by Amount in Row (9): 18.89%†
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12.
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Type of Reporting Person (See Instructions): IN
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Item 1.
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(a). Name of Issuer
Truett-Hurst, Inc. (the “Company”)
(b). Address of Issuer’s Principal Executive Offices:
4035 Westside Road
Healdsburg, California 95448
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Item 2(a). Item 2(b).
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Name of Person Filing
Address of Principal Business Office
(i) 1987-1988 Richard C Blum Irrevocable Children’s Trust
(ii) Michael Klein, as trustee of the 1987-1988 Richard C Blum Irrevocable Children’s Trust
1133 Connecticut Avenue NW Suite 600
Washington, DC 20036
The foregoing persons are hereinafter sometimes collectively referred to as the “Reporting Persons.”
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Item 2(c).
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Citizenship
See Item 4 of each cover page
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Item 2(d).
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Title of Class of Securities:
Class A Common stock, $0.001 par value (the “Common Stock”)
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Item 2(e).
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CUSIP Number:
897871109
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Item 3.
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If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
Not Applicable.
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Item 4.
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Ownership.
(a) Amount beneficially owned:
As of June 13, 2014, the 1987-1988 Richard C Blum Irrevocable Children’s Trust directly held 680,000 shares of the Common Stock. Mr. Michael Klein acts as sole trustee of the 1987-1988 Richard C Blum Irrevocable Children’s Trust has investment and dispositive power over the shares of Common Stock held by the trust. Accordingly, each of the
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Reporting Persons may be deemed to be the beneficial owner of 680,000 shares of the Common Stock.
Percent of class:
See Item 11 of each cover page and Item 4(a) above.
(b) Number of Shares as to which the Reporting Person has:
(i) Sole power to vote or to direct the vote:
See Item 5 of each cover page
(ii) Shared power to vote or to direct the vote:
See Item 6 of each cover page
(iii) Sole power to dispose or to direct the disposition of:
See Item 7 of each cover page
(iv) Shared power to dispose or to direct the disposition of:
See Item 8 of each cover page
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Item 5.
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Ownership of Five Percent or Less of a Class
Not Applicable
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
See Item 4 above. To the best knowledge of the Reporting Persons, no one other than the Reporting Persons has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock reported herein.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not Applicable.
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Item 8.
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Identification and Classification of Members of the Group.
Not Applicable.
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Item 9.
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Notice of Dissolution of Group.
Not Applicable.
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Item 10.
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Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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1
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Power of Attorney, dated June 13, 2014, granted by Michael Klein in favor of Jim Murray.
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