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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Rights (1) (2) | $ 9.71 (3) | 07/30/2004 | 07/29/2004 | Class A Subordinate Voting Shares | 0 | 5,000 | D | ||||||||
Stock Options (4) | $ 7.6 (3) | 04/16/2002 | 04/15/2007 | Class A Subordinate Voting Shares | 0 | 800 | D | ||||||||
Stock Options (4) | $ 7.25 (3) | 05/01/2003 | 04/29/2008 | Class A Subordinate Voting Shares | 0 | 1,600 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FRENCH GUY C/O MDC PARTNERS INC. 45 HAZELTON AVE. TORONTO, A6 9999999999 |
Retired from the Board |
Guy French | 11/28/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Stock Appreciation Rights vest 1/3 on each anniversary of the grant date, expiring four years from the grant date. The grant date was July 30, 2003. |
(2) | Stock Appreciation Rights are tied to the performance of the underlying Shares of the Issuer, but may be settled in cash. |
(3) | Canadian dollars |
(4) | Stock Options vest 1/5 on grant and 1/5 on each anniversary of the grant date, expiring five years from the grant date. |