UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21586
First Trust/Fiduciary Asset Management Covered Call Fund
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Exact Name of Registrant as Specified in Declaration of Trust
1001 Warrenville Road, Suite 300, Lisle, Illinois 60532
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
1001 Warrenville Road, Suite 300
Lisle, Illinois 60532
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 241-4141
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
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Date of reporting period: July 1, 2006 - June 30, 2007
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
First Trust/Fiduciary Asset Management Covered Call Fund
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AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
7/13/2006 Centex CTX 152312104 1.1 Elect Director Ursula For Y Management
Fairbairn
7/13/2006 Centex CTX 152312104 1.2 Elect Director Thomas Falk For Y Management
7/13/2006 Centex CTX 152312104 1.3 Elect Director Matthew For Y Management
Rose
7/13/2006 Centex CTX 152312104 1.4 Elect Director Thomas For Y Management
Schoewe
7/13/2006 Centex CTX 152312104 2 Ratify Auditors For Y Management
7/13/2006 Centex CTX 152312104 3 Report on Energy Against Y Shareholder
Efficiency
7/13/2006 Centex CTX 152312104 4 Require a Majority Vote For N Shareholder
for Election of Directors
7/18/2006 Legg Mason LM 524901105 1.1 Elect Director Carl Bildt For Y Management
7/18/2006 Legg Mason LM 524901105 1.2 Elect Director John E. For Y Management
Koerner III
7/18/2006 Legg Mason LM 524901105 1.3 Elect Director Cheryl For Y Management
Gordon Krongard
7/18/2006 Legg Mason LM 524901105 1.4 Elect Director James E For Y Management
Ukrop
7/18/2006 Legg Mason LM 524901105 1.5 Elect Director W Allen For Y Management
Reed
7/18/2006 Legg Mason LM 524901105 2 Increase Authorized For Y Management
Common Stock
7/18/2006 Legg Mason LM 524901105 3 Amend Omnibus Stock Plan Against N Management
7/18/2006 Legg Mason LM 524901105 4 Ratify Auditors For Y Management
7/19/2006 BEA Systems BEAS 073325102 1.1 Elect Director L. Dale For Y Management
Crandall
7/19/2006 BEA Systems BEAS 073325102 1.2 Elect Director Wm. H. For Y Management
Janeway
7/19/2006 BEA Systems BEAS 073325102 1.3 Elect Director Richard T. For Y Management
Schlosberg, III
7/19/2006 BEA Systems BEAS 073325102 2 Approve Omnibus Stock Plan For Y Management
7/19/2006 BEA Systems BEAS 073325102 3 Approve Exec Incen Bonus For Y Management
Plan
7/19/2006 BEA Systems BEAS 073325102 4 Ratify Auditors For Y Management
7/19/2006 BEA Systems BEAS 073325102 5 Act on Shareholder Against Y Shareholder
Resolutions that Receive
Majority Support
7/19/2006 BEA Systems BEAS 073325102 6 Declassify Board of For N Shareholder
Directors
8/24/2006 Medtronic MDT 585055106 1.1 Elect Director Richard H. For Y Management
Anderson
8/24/2006 Medtronic MDT 585055106 1.2 Elect Director Michael R. For Y Management
Bonsignore
8/24/2006 Medtronic MDT 585055106 1.3 Elect Director Robert C. For Y Management
Pozen
8/24/2006 Medtronic MDT 585055106 1.4 Elect Director Gordon M. For Y Management
Sprenger
8/24/2006 Medtronic MDT 585055106 2 Ratify Auditors For Y Management
8/24/2006 Medtronic MDT 585055106 3 Require a Majority Vote Against Y Shareholder
for Election of Directors
8/31/2006 Wachovia WB 929903102 1 Issue Shares in For Y Management
Connection with
Acquisition
8/31/2006 Wachovia WB 929903102 2 Amend Omnibus Stock Plan For Y Management
9/13/2006 Symantec SYMC 871503108 1.1 Elect Director Michael For Y Management
Brown
9/13/2006 Symantec SYMC 871503108 1.2 Elect Director Wm Coleman For Y Management
9/13/2006 Symantec SYMC 871503108 1.3 David Mahoney For Y Management
9/13/2006 Symantec SYMC 871503108 1.4 Elect Director Robert For Y Management
Miller
9/13/2006 Symantec SYMC 871503108 1.5 Elect Director George For Y Management
Reyes
9/13/2006 Symantec SYMC 871503108 1.6 Elect Director David Roux For Y Management
9/13/2006 Symantec SYMC 871503108 1.7 Elect Director Daniel For Y Management
Schulman
9/13/2006 Symantec SYMC 871503108 1.8 Elect Director John For Y Management
Thompson
9/13/2006 Symantec SYMC 871503108 1.9 Elect Director V Paul For Y Management
Unruh
9/13/2006 Symantec SYMC 871503108 2 Amend Omnibus Stock Plan Against N Management
9/13/2006 Symantec SYMC 871503108 3 Ratify Auditors For Y Management
9/25/2006 Fed Ex FDX 31428x106 1.1 Elect Director James For Y Management
Barksdale
9/25/2006 Fed Ex FDX 31428x106 1.2 Elect Director August For Y Management
Busch IV
9/25/2006 Fed Ex FDX 31428x106 1.3 Elect Director John For Y Management
Edwardson
9/25/2006 Fed Ex FDX 31428x106 1.4 Elect Director Judith For Y Management
Estrin
9/25/2006 Fed Ex FDX 31428x106 1.5 Elect Director J Kenneth For Y Management
Glass
9/25/2006 Fed Ex FDX 31428x106 1.6 Elect Director Philip For Y Management
Greer
9/25/2006 Fed Ex FDX 31428x106 1.7 Elect Director J R Hyde For Y Management
III
9/25/2006 Fed Ex FDX 31428x106 1.8 Elect Director Shirley For Y Management
Jackson
9/25/2006 Fed Ex FDX 31428x106 1.9 Elect Director Steven For Y Management
Loranger
9/25/2006 Fed Ex FDX 31428x106 1.10 Elect Director Charles For Y Management
Manatt
9/25/2006 Fed Ex FDX 31428x106 1.11 Elect Director Frederick For Y Management
Smith
9/25/2006 Fed Ex FDX 31428x106 1.12 Elect Director Joshua For Y Management
Smith
9/25/2006 Fed Ex FDX 31428x106 1.13 Elect Director Paul Walsh For Y Management
9/25/2006 Fed Ex FDX 31428x106 1.14 Elect Director Peter For Y Management
Willmott
-1-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
9/25/2006 Fed Ex FDX 31428x106 2 Eliminate Supermajority For Y Management
Required to Act by
Written Consent
9/25/2006 Fed Ex FDX 31428x106 3 Ratify Auditors For Y Management
9/25/2006 Fed Ex FDX 31428x106 4 Shareholder Prop Re Against Y Shareholder
Environmental
9/25/2006 Fed Ex FDX 31428x106 5 Shareholder Prop Re Corp For N Shareholder
Governance
10/10/2006 Procter & Gamble PG 742718109 1.1 Elect Director Norman For Y Management
Augustine
10/10/2006 Procter & Gamble PG 742718109 1.2 Elect Director A G Lafley For Y Management
10/10/2006 Procter & Gamble PG 742718109 1.3 Elect Director Johnathan For Y Management
Rodgers
10/10/2006 Procter & Gamble PG 742718109 1.4 Elect Director John Smith For Y Management
Jr
10/10/2006 Procter & Gamble PG 742718109 1.5 Elect Director Margaret For Y Management
Whitman
10/10/2006 Procter & Gamble PG 742718109 2 Approve Decrease in Size For Y Management
of Board
10/10/2006 Procter & Gamble PG 742718109 3 Ratify Auditors For Y Management
10/10/2006 Procter & Gamble PG 742718109 4 Amend Omnibus Stock Plan For Y Management
10/10/2006 Procter & Gamble PG 742718109 5 Put Repricing of Stock Against Y Shareholder
Options to Shareholder
Vote
11/14/2006 Microsoft MSFT 594918104 1 Elect Director Wm Gates For Y Management
III
11/14/2006 Microsoft MSFT 594918104 2 Elect Director Steven For Y Management
Ballmer
11/14/2006 Microsoft MSFT 594918104 3 Elect Director James Cash For Y Management
Jr, PhD
11/14/2006 Microsoft MSFT 594918104 4 Elect Director Dina Dublon For Y Management
11/14/2006 Microsoft MSFT 594918104 5 Elect Director Raymond For Y Management
Gilmartin
11/14/2006 Microsoft MSFT 594918104 6 Elect Director David For Y Management
Marquardt
11/14/2006 Microsoft MSFT 594918104 7 Elect Director Chas Noski For Y Management
11/14/2006 Microsoft MSFT 594918104 8 Elect Director Helmut For Y Management
Panke
11/14/2006 Microsoft MSFT 594918104 9 Elect Director Jon Shirley For Y Management
11/14/2006 Microsoft MSFT 594918104 10 Ratify Auditors For Y Management
11/14/2006 Microsoft MSFT 594918104 11 S/H Prop Re Against Y Shareholder
Political/Government
11/14/2006 Microsoft MSFT 594918104 12 S/H Prop Re Elim. Against Y Shareholder
Cumulative Voting
11/14/2006 Microsoft MSFT 594918104 13 Misc. S/H Proposal Against Y Shareholder
11/15/2006 Cisco Systems CSCO 17275R102 1.1 Elect Director Carol Bartz For Y Management
11/15/2006 Cisco Systems CSCO 17275R102 1.2 Elect Director M Michele For Y Management
Burns
11/15/2006 Cisco Systems CSCO 17275R102 1.3 Elect Director Michael For Y Management
Capellas
11/15/2006 Cisco Systems CSCO 17275R102 1.4 Elect Director Larry For Y Management
Carter
11/15/2006 Cisco Systems CSCO 17275R102 1.5 Elect Director John For Y Management
Chambers
11/15/2006 Cisco Systems CSCO 17275R102 1.6 Elect Director Dr John For Y Management
Hennessy
11/15/2006 Cisco Systems CSCO 17275R102 1.7 Elect Director Richard For Y Management
Kovacevich
11/15/2006 Cisco Systems CSCO 17275R102 1.8 Elect Director Roderick For Y Management
McGeary
11/15/2006 Cisco Systems CSCO 17275R102 1.9 Elect Director Steven West For Y Management
11/15/2006 Cisco Systems CSCO 17275R102 1.10 Elect Director Jerry Yang For Y Management
11/15/2006 Cisco Systems CSCO 17275R102 2 Ratify Auditors For Y Management
11/15/2006 Cisco Systems CSCO 17275R102 3 S/H Prop Re Exec Compen Against Y Shareholder
11/15/2006 Cisco Systems CSCO 17275R102 4 S/H Prop Re Reincor. Out Against Y Shareholder
of Delaware
11/15/2006 Cisco Systems CSCO 17275R102 5 S/H Prop Re Human Rights Against Y Shareholder
Related
1/30/2007 BJ Services BJS 55482103 1.1 Elect Director Don Jordan For Y Management
1/30/2007 BJ Services BJS 55482103 1.2 Elect Director Wm White For Y Management
2/6/2007 Emerson Elec EMR 291011104 1.1 Elect Director C Fernandez For Y Management
2/6/2007 Emerson Elec EMR 291011104 1.2 Elect Director W J Galvin For Y Management
2/6/2007 Emerson Elec EMR 291011104 1.3 Elect Director R L Ridgway For Y Management
2/6/2007 Emerson Elec EMR 291011104 1.4 Elect Director R L For Y Management
Stephenson
2/6/2007 Emerson Elec EMR 291011104 2 Ratify Auditors For Y Management
3/5/2007 Whole Foods Market WFMI 966837106 1.1 Elect Director For Y Management
3/5/2007 Whole Foods Market WFMI 966837106 1.2 Elect Director For Y Management
3/5/2007 Whole Foods Market WFMI 966837106 1.3 Elect Director For Y Management
3/5/2007 Whole Foods Market WFMI 966837106 1.4 Elect Director For Y Management
3/5/2007 Whole Foods Market WFMI 966837106 1.5 Elect Director For Y Management
3/5/2007 Whole Foods Market WFMI 966837106 1.6 Elect Director For Y Management
3/5/2007 Whole Foods Market WFMI 966837106 1.7 Elect Director For Y Management
3/5/2007 Whole Foods Market WFMI 966837106 1.8 Elect Director For Y Management
3/5/2007 Whole Foods Market WFMI 966837106 2 Ratify Auditors For Y Management
3/5/2007 Whole Foods Market WFMI 966837106 3 Approve Omnibus Stock Plan For Y Management
3/5/2007 Whole Foods Market WFMI 966837106 4 Approve Qual Employee For Y Management
Stock Purch Plan
3/5/2007 Whole Foods Market WFMI 966837106 5 Report on Energy Against Y Shareholder
Efficiency
3/5/2007 Whole Foods Market WFMI 966837106 6 Separate Chairman & CEO Against Y Shareholder
Positions
3/13/2007 Qualcomm QCOM 747525103 1.1 Elect Director Barbara For Y Management
Alexander
3/13/2007 Qualcomm QCOM 747525103 1.2 Elect Director Raymond For Y Management
Dittamore
3/13/2007 Qualcomm QCOM 747525103 1.3 Elect Director Irwin Mark For Y Management
Jacobs
3/13/2007 Qualcomm QCOM 747525103 1.4 Elect Director Sherry For Y Management
Lansing
-2-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
3/13/2007 Qualcomm QCOM 747525103 1.5 Elect Director Peter For Y Management
Sacerdote
3/13/2007 Qualcomm QCOM 747525103 1.6 Elect Director Marc Stern For Y Management
3/13/2007 Qualcomm QCOM 747525103 2 Ratify Auditors For Y Management
3/27/2007 Goldman Sachs Group GS 38141G104 1.1 Elect Director Lloyd For Y Management
Blankfein
3/27/2007 Goldman Sachs Group GS 38141G104 1.2 Elect Director Lord For Y Management
Browne of Madingley
3/27/2007 Goldman Sachs Group GS 38141G104 1.3 Elect Director John Bryan For Y Management
3/27/2007 Goldman Sachs Group GS 38141G104 1.4 Elect Director Gary Cohn For Y Management
3/27/2007 Goldman Sachs Group GS 38141G104 1.5 Elect Director Claes For Y Management
Dahlback
3/27/2007 Goldman Sachs Group GS 38141G104 1.6 Elect Director Stephen For Y Management
Friedman
3/27/2007 Goldman Sachs Group GS 38141G104 1.7 Elect Director Wm George For Y Management
3/27/2007 Goldman Sachs Group GS 38141G104 1.8 Elect Director Rajat Gupta For Y Management
3/27/2007 Goldman Sachs Group GS 38141G104 1.9 Elect Director James For Y Management
Johnson
3/27/2007 Goldman Sachs Group GS 38141G104 1.1 Elect Director Lois For Y Management
Juliber
3/27/2007 Goldman Sachs Group GS 38141G104 1.11 Elect Director Edward For Y Management
Liddy
3/27/2007 Goldman Sachs Group GS 38141G104 1.12 Elect Director Ruth For Y Management
Simmons
3/27/2007 Goldman Sachs Group GS 38141G104 1.13 Elect Director Jon For Y Management
Winkelried
3/27/2007 Goldman Sachs Group GS 38141G104 2 Ratify Auditors For Y Management
3/27/2007 Goldman Sachs Group GS 38141G104 3 Rpt on Char Contr Against Y Shareholder
3/27/2007 Goldman Sachs Group GS 38141G104 4 Sustainability Rpt Against Y Shareholder
4/11/2007 Goldman Sachs Group GS 38141G104 5 Executive Stock Based Against Y Shareholder
Awards
4/11/2007 Schlumberger Ltd SLB 806857108 1.1 Elect Director P Camus For Y Management
4/11/2007 Schlumberger Ltd SLB 806857108 1.2 Elect Director J S For Y Management
Gorelick
4/11/2007 Schlumberger Ltd SLB 806857108 1.3 Elect Director A Gould For Y Management
4/11/2007 Schlumberger Ltd SLB 806857108 1.4 Elect Director T Isaac For Y Management
4/11/2007 Schlumberger Ltd SLB 806857108 1.5 Elect Director N For Y Management
Kudryavtsev
4/11/2007 Schlumberger Ltd SLB 806857108 1.6 Elect Director A Lajous For Y Management
4/11/2007 Schlumberger Ltd SLB 806857108 1.7 Elect Director M E Marks For Y Management
4/11/2007 Schlumberger Ltd SLB 806857108 1.8 Elect Director D Primat For Y Management
4/11/2007 Schlumberger Ltd SLB 806857108 1.9 Elect Director L R Reif For Y Management
4/11/2007 Schlumberger Ltd SLB 806857108 1.10 Elect Director T I For Y Management
Sandvold
4/11/2007 Schlumberger Ltd SLB 806857108 1.11 Elect Director N Seydoux For Y Management
4/11/2007 Schlumberger Ltd SLB 806857108 1.12 Elect Director L G Stuntz For Y Management
4/11/2007 Schlumberger Ltd SLB 806857108 1.13 Elect Director R Talwar For Y Management
4/11/2007 Schlumberger Ltd SLB 806857108 2 Approve Finan Stmts For Y Management
4/11/2007 Schlumberger Ltd SLB 806857108 3 Ratify Auditors For Y Management
4/11/2007 United Technologies UTX 913017109 1.1 Elect Director Louis For Y Management
Chenevert
4/11/2007 United Technologies UTX 913017109 1.2 Elect Director George For Y Management
David
4/11/2007 United Technologies UTX 913017109 1.3 Elect Director John Faraci For Y Management
4/11/2007 United Technologies UTX 913017109 1.4 Elect Director For Y Management
Jean-Pierre Garnier
4/11/2007 United Technologies UTX 913017109 1.5 Elect Director Jamie For Y Management
Gorelick
4/11/2007 United Technologies UTX 913017109 1.6 Elect Director Chas Lee For Y Management
4/11/2007 United Technologies UTX 913017109 1.7 Elect Director Richard For Y Management
McCormick
4/11/2007 United Technologies UTX 913017109 1.8 Elect Director Harold For Y Management
McGraw III
4/11/2007 United Technologies UTX 913017109 1.9 Elect Director Richard For Y Management
Myers
4/11/2007 United Technologies UTX 913017109 1.10 Elect Director Frank For Y Management
Popoff
4/11/2007 United Technologies UTX 913017109 1.11 Elect Director H Patrick For Y Management
Swygert
4/11/2007 United Technologies UTX 913017109 1.12 Elect Director Andre For Y Management
Villeneuve
4/11/2007 United Technologies UTX 913017109 1.13 Elect Director H A Wagner For Y Management
4/11/2007 United Technologies UTX 913017109 1.14 Elect Director Christine For Y Management
Todd Whitman
4/11/2007 United Technologies UTX 913017109 2 Ratify Auditors For Y Management
4/11/2007 United Technologies UTX 913017109 3 Establish Term Limits for Against Y Shareholder
Directors
4/11/2007 United Technologies UTX 913017109 4 Rpt on Foreign Military Against Y Shareholder
Sales
4/11/2007 United Technologies UTX 913017109 5 Rpt on Polit Contrib Against Y Shareholder
4/11/2007 United Technologies UTX 913017109 6 Vote to Ratify Named Exec Against Y Shareholder
Officers' Compen
4/11/2007 United Technologies UTX 913017109 7 Pay for Superior Against Y Shareholder
Performance
4/12/2007 Lehman Bros. LEH 524908100 1.1 Elect Director Michael For Y Management
Holdings Ainslie
4/12/2007 Lehman Bros. LEH 524908100 1.2 Elect Director John Akers For Y Management
Holdings
4/12/2007 Lehman Bros. LEH 524908100 1.3 Elect Director Roger For Y Management
Holdings Berlind
4/12/2007 Lehman Bros. LEH 524908100 1.4 Elect Director Thos For Y Management
Holdings Cruikshank
4/12/2007 Lehman Bros. LEH 524908100 1.5 Elect Director Marsha For Y Management
Holdings Johnson Evans
4/12/2007 Lehman Bros. LEH 524908100 1.6 Elect Director Richard For Y Management
Holdings Fuld Jr
4/12/2007 Lehman Bros. LEH 524908100 1.7 Elect Director For Y Management
Holdings Christopher Gent
4/12/2007 Lehman Bros. LEH 524908100 1.8 Elect Director Roland For Y Management
Holdings Hernandez
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AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
4/12/2007 Lehman Bros. LEH 524908100 1.9 Elect Director Henry For Y Management
Holdings Kaufman
4/12/2007 Lehman Bros. LEH 524908100 1.10 Elect Director John For Y Management
Holdings Macomber
4/12/2007 Lehman Bros. LEH 524908100 2 Ratify Auditors For Y Management
Holdings
4/12/2007 Lehman Bros. LEH 524908100 3 Approve Stock Compen Plan For Y Management
Holdings
4/12/2007 Lehman Bros. LEH 524908100 4 Publish Polit Contrib Against Y Shareholder
Holdings
4/17/2007 Citigroup C 172967101 1 Elect Director C Michael For Y Management
Armstrong
4/17/2007 Citigroup C 172967101 2 Elect Director Alain J P For Y Management
Belda
4/17/2007 Citigroup C 172967101 3 Elect Director George For Y Management
David
4/17/2007 Citigroup C 172967101 4 Elect Director Kenneth For Y Management
Derr
4/17/2007 Citigroup C 172967101 5 Elect Director John Deutch For Y Management
4/17/2007 Citigroup C 172967101 6 Elect Director Roberto For Y Management
Hernandez Ramirez
4/17/2007 Citigroup C 172967101 7 Elect Director Klaus For Y Management
Kleinfeld
4/17/2007 Citigroup C 172967101 8 Elect Director Andrew For Y Management
Liveris
4/17/2007 Citigroup C 172967101 9 Elect Director Anne For Y Management
Mulcahy
4/17/2007 Citigroup C 172967101 10 Elect Director Richard For Y Management
Parsons
4/17/2007 Citigroup C 172967101 11 Elect Director Charles For Y Management
Prince
4/17/2007 Citigroup C 172967101 12 Elect Director Judith For Y Management
Rodin
4/17/2007 Citigroup C 172967101 13 Elect Director Robert For Y Management
Rubin
4/17/2007 Citigroup C 172967101 14 Elect Director Franklin For Y Management
Thomas
4/17/2007 Citigroup C 172967101 15 Ratify Auditors For Y Management
4/17/2007 Citigroup C 172967101 16 Govt Service of Employees Against Y Shareholder
4/17/2007 Citigroup C 172967101 17 Political Contrib Against Y Shareholder
4/17/2007 Citigroup C 172967101 18 Charitable Contrib Against Y Shareholder
4/17/2007 Citigroup C 172967101 19 Compen Comm Rpt Against Y Shareholder
4/17/2007 Citigroup C 172967101 20 Pay Disparity Against Y Shareholder
4/17/2007 Citigroup C 172967101 21 Separate Chairman/CEO Against Y Shareholder
4/17/2007 Citigroup C 172967101 22 Limit Compensation Against Y Shareholder
4/17/2007 Citigroup C 172967101 23 Adopt Cumulative Voting For N Shareholder
4/17/2007 Citigroup C 172967101 24 Corp Governance Against Y Shareholder
4/17/2007 Wachovia WB 929903102 1.1 Elect Director Ernest Rady For Y Management
4/17/2007 Wachovia WB 929903102 1.2 Elect Director Jerry Gitt For Y Management
4/17/2007 Wachovia WB 929903102 1.3 Elect Director John For Y Management
Casteen III
4/17/2007 Wachovia WB 929903102 1.4 Elect Director Maryellen For Y Management
Herringer
4/17/2007 Wachovia WB 929903102 1.5 Elect Director Joseph For Y Management
Neubauer
4/17/2007 Wachovia WB 929903102 1.6 Elect Director Timothy For Y Management
Proctor
4/17/2007 Wachovia WB 929903102 1.7 Elect Director Van Richey For Y Management
4/17/2007 Wachovia WB 929903102 1.8 Elect Director Dona Davis For Y Management
Young
4/17/2007 Wachovia WB 929903102 2 Declassify Board For Y Management
4/17/2007 Wachovia WB 929903102 3 Approve Charter Amdmt For Y Management
4/17/2007 Wachovia WB 929903102 4 Ratify Auditors For Y Management
4/17/2007 Wachovia WB 929903102 5 Exec Compen Against Y Shareholder
4/17/2007 Wachovia WB 929903102 6 Require Direc Nominee Against Y Shareholder
Qualifications
4/17/2007 Wachovia WB 929903102 7 Rpt on Polit Contrib Against Y Shareholder
4/17/2007 Wachovia WB 929903102 8 Separate Chairman/CEO Against Y Shareholder
4/18/2007 Bear Stearns BSC 073902108 1.1 Elect Director James Cayne For Y Management
Companies
4/18/2007 Bear Stearns BSC 073902108 1.2 Elect Director Henry For Y Management
Companies Bienen
4/18/2007 Bear Stearns BSC 073902108 1.3 Elect Director Carl For Y Management
Companies Glickman
4/18/2007 Bear Stearns BSC 073902108 1.4 Elect Director Michael For Y Management
Companies Goldstein
4/18/2007 Bear Stearns BSC 073902108 1.5 Elect Director Alan For Y Management
Companies Greenberg
4/18/2007 Bear Stearns BSC 073902108 1.6 Elect Director Donald For Y Management
Companies Harrington
4/18/2007 Bear Stearns BSC 073902108 1.7 Elect Director Frank For Y Management
Companies Nickell
4/18/2007 Bear Stearns BSC 073902108 1.8 Elect Director Paul For Y Management
Companies Novelly
4/18/2007 Bear Stearns BSC 073902108 1.9 Elect Director Frederic For Y Management
Companies Salerno
4/18/2007 Bear Stearns BSC 073902108 1.10 Elect Director Alan For Y Management
Companies Schwartz
4/18/2007 Bear Stearns BSC 073902108 1.11 Elect Director Warren For Y Management
Companies Spector
4/18/2007 Bear Stearns BSC 073902108 1.12 Elect Director Vincent For Y Management
Companies Tese
4/18/2007 Bear Stearns BSC 073902108 1.13 Elect Director Wesley For Y Management
Companies Williams Jr
4/18/2007 Bear Stearns BSC 073902108 2 Approve Option Grants Against N Management
Companies
4/18/2007 Bear Stearns BSC 073902108 3 Adopt Restricted Stock For Y Management
Companies Awards
4/18/2007 Bear Stearns BSC 073902108 4 Misc Corp Actions Against N Management
Companies
-5-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
4/18/2007 Bear Stearns BSC 073902108 5 Approve Stock Compen Plan For Y Management
Companies
4/18/2007 Bear Stearns BSC 073902108 6 Ratify Auditors For Y Management
Companies
4/18/2007 Bear Stearns BSC 073902108 7 Corp Governance Against Y Shareholder
Companies
4/19/2007 Burlington Northern BNI 12189T104 1.1 Elect Director Alan For Y Management
Santa Fe Boeckmann
4/19/2007 Burlington Northern BNI 12189T104 1.2 Elect Director Donald Cook For Y Management
Santa Fe
4/19/2007 Burlington Northern BNI 12189T104 1.3 Elect Director Vilma For Y Management
Santa Fe Martinez
4/19/2007 Burlington Northern BNI 12189T104 1.4 Elect Director Marc For Y Management
Santa Fe Racicot
4/19/2007 Burlington Northern BNI 12189T104 1.5 Elect Director Roy Roberts For Y Management
Santa Fe
4/19/2007 Burlington Northern BNI 12189T104 1.6 Elect Director Matthew For Y Management
Santa Fe Rose
4/19/2007 Burlington Northern BNI 12189T104 1.7 Elect Director Marc For Y Management
Santa Fe Shapiro
4/19/2007 Burlington Northern BNI 12189T104 1.8 Elect Director J C Watts For Y Management
Santa Fe Jr
4/19/2007 Burlington Northern BNI 12189T104 1.9 Elect Director Robert West For Y Management
Santa Fe
4/19/2007 Burlington Northern BNI 12189T104 1.10 Elect Director J Steven For Y Management
Santa Fe Whisler
4/19/2007 Burlington Northern BNI 12189T104 1.11 Elect Director Edward For Y Management
Santa Fe Whitacre Jr
4/19/2007 Burlington Northern BNI 12189T104 2 Ratify Auditors For Y Management
Santa Fe
4/19/2007 Texas Instruments TXN 882508104 1 Elect Director James Adams For Y Management
4/19/2007 Texas Instruments TXN 882508104 2 Elect Director David Boren For Y Management
4/19/2007 Texas Instruments TXN 882508104 3 Elect Director Daniel Carp For Y Management
4/19/2007 Texas Instruments TXN 882508104 4 Elect Director Carrie Cox For Y Management
4/19/2007 Texas Instruments TXN 882508104 5 Elect Director Thos For Y Management
Engibous
4/19/2007 Texas Instruments TXN 882508104 6 Elect Director David Goode For Y Management
4/19/2007 Texas Instruments TXN 882508104 7 Elect Director Pamela For Y Management
Patsley
4/19/2007 Texas Instruments TXN 882508104 8 Elect Director Wayne For Y Management
Sanders
4/19/2007 Texas Instruments TXN 882508104 9 Elect Director Ruth For Y Management
Simmons
4/19/2007 Texas Instruments TXN 882508104 10 Elect Director Richard For Y Management
Templeton
4/19/2007 Texas Instruments TXN 882508104 11 Elect Director Christine For Y Management
Todd Whitman
4/19/2007 Texas Instruments TXN 882508104 12 Ratify Auditors For Y Management
4/20/2007 Genentech DNA 368710406 1.1 Elect Director Herbert For Y Management
Boyer PhD
4/20/2007 Genentech DNA 368710406 1.2 Elect Director Wm Burns For Y Management
4/20/2007 Genentech DNA 368710406 1.3 Elect Director Erich For Y Management
Hunziker PhD
4/20/2007 Genentech DNA 368710406 1.4 Elect Director Jonathan For Y Management
Knowles PhD
4/20/2007 Genentech DNA 368710406 1.5 Elect Director Arthur For Y Management
Levinson PhD
4/20/2007 Genentech DNA 368710406 1.6 Elect Director Debra Reed For Y Management
4/20/2007 Genentech DNA 368710406 1.7 Elect Director Chas For Y Management
Sanders, MD
4/20/2007 Genentech DNA 368710406 2 Ratify Auditors For Y Management
4/23/2007 Honeywell Intl. HON 438516106 1.1 Elect Director Gordon For Y Management
Bethune
4/23/2007 Honeywell Intl. HON 438516106 1.2 Elect Director Jaime For Y Management
Chico Pardo
4/23/2007 Honeywell Intl. HON 438516106 1.3 Elect Director David Cote For Y Management
-6-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
4/23/2007 Honeywell Intl. HON 438516106 1.4 Elect Director D Scott For Y Management
Davis
4/23/2007 Honeywell Intl. HON 438516106 1.5 Elect Director Linnet For Y Management
Deily
4/23/2007 Honeywell Intl. HON 438516106 1.6 Elect Director Clive For Y Management
Hollick
4/23/2007 Honeywell Intl. HON 438516106 1.7 Elect Director James For Y Management
Howard
4/23/2007 Honeywell Intl. HON 438516106 1.8 Elect Director Ivan For Y Management
Seidenberg
4/23/2007 Honeywell Intl. HON 438516106 1.9 Elect Director Bradley For Y Management
Sheares
4/23/2007 Honeywell Intl. HON 438516106 1.1 Elect Director Eric For Y Management
Shinseki
4/23/2007 Honeywell Intl. HON 438516106 1.11 Elect Director John For Y Management
Stafford
4/23/2007 Honeywell Intl. HON 438516106 1.12 Elect Director Michael For Y Management
Wright
4/23/2007 Honeywell Intl. HON 438516106 2 Ratify Auditors For Y Management
4/23/2007 Honeywell Intl. HON 438516106 3 Adopt Stock Option Plan For Y Management
4/23/2007 Honeywell Intl. HON 438516106 4 Claw-back of Payments Against Y Shareholder
under Restatements
4/23/2007 Honeywell Intl. HON 438516106 5 Perf-Based/Time-Based Against Y Shareholder
Equity Awds
4/23/2007 Honeywell Intl. HON 438516106 6 Amend ByLaws-Call Spec Against Y Shareholder
Meeting
4/23/2007 Honeywell Intl. HON 438516106 7 Remove Six Sigma Against Y Shareholder
Terminology
4/24/2007 Wells Fargo WFC 949746101 1.A Elect Director John Chen For Y Management
4/24/2007 Wells Fargo WFC 949746101 1.B Elect Director Lloyd Dean For Y Management
4/24/2007 Wells Fargo WFC 949746101 1.C Elect Director Susan Engel For Y Management
4/24/2007 Wells Fargo WFC 949746101 1.D Elect Director Enrique For Y Management
Hernandez Jr
4/24/2007 Wells Fargo WFC 949746101 1.E Elect Director Robert Joss For Y Management
4/24/2007 Wells Fargo WFC 949746101 1.F Elect Director Richard For Y Management
Kovacevich
4/24/2007 Wells Fargo WFC 949746101 1.G Elect Director Richard For Y Management
McCormick
4/24/2007 Wells Fargo WFC 949746101 1.H Elect Director Cynthia For Y Management
Milligan
4/24/2007 Wells Fargo WFC 949746101 1.I Elect Director Nicholas For Y Management
Moore
4/24/2007 Wells Fargo WFC 949746101 1.J Elect Director Philip For Y Management
Quigley
4/24/2007 Wells Fargo WFC 949746101 1.L Elect Director Judith For Y Management
Runstad
4/24/2007 Wells Fargo WFC 949746101 1.M Elect Director Stephen For Y Management
Sanger
4/24/2007 Wells Fargo WFC 949746101 1.N Elect Director Susan For Y Management
Swenson
4/24/2007 Wells Fargo WFC 949746101 1.O Elect Director John Stumpf For Y Management
4/24/2007 Wells Fargo WFC 949746101 1.P Elect Director Michael For Y Management
Wright
4/24/2007 Wells Fargo WFC 949746101 1.K Elect Director Donald Rice Against N Management
4/24/2007 Wells Fargo WFC 949746101 2 Ratify Auditors For Y Management
4/24/2007 Wells Fargo WFC 949746101 3 Separate Chairman/CEO Against Y Shareholder
4/24/2007 Wells Fargo WFC 949746101 4 Exec. Compensation Against Y Shareholder
4/24/2007 Wells Fargo WFC 949746101 5 Rescind or Allow Against Y Shareholder
Shareholder to Ratify
Poison Pill
4/24/2007 Wells Fargo WFC 949746101 6 Rpt on Racial and Ethnic Against Y Shareholder
Disparities in Loan
Pricing
4/24/2007 Wells Fargo WFC 949746101 7 Rpt on Emission Reduction Against Y Shareholder
Goals
4/25/2007 Bank of America BAC 060505104 1 Elect Director Wm Barnet For Y Management
III
4/25/2007 Bank of America BAC 060505104 2 Elect Director Frank For Y Management
Bramble Sr
4/25/2007 Bank of America BAC 060505104 3 Elect Director John For Y Management
Collins
4/25/2007 Bank of America BAC 060505104 4 Elect Director Gary For Y Management
Countryman
4/25/2007 Bank of America BAC 060505104 5 Elect Director Tommy For Y Management
Franks
4/25/2007 Bank of America BAC 060505104 6 Elect Director Chas For Y Management
Gifford
4/25/2007 Bank of America BAC 060505104 7 Elect Director W Steven For Y Management
Jones
4/25/2007 Bank of America BAC 060505104 8 Elect Director Kenneth For Y Management
Lewis
4/25/2007 Bank of America BAC 060505104 9 Elect Director Monica For Y Management
Lozano
4/25/2007 Bank of America BAC 060505104 10 Elect Director Walter For Y Management
Massey
4/25/2007 Bank of America BAC 060505104 11 Elect Director Thomas May For Y Management
4/25/2007 Bank of America BAC 060505104 12 Elect Director Patricia For Y Management
Mitchell
4/25/2007 Bank of America BAC 060505104 13 Elect Director Thomas Ryan For Y Management
4/25/2007 Bank of America BAC 060505104 14 Elect Director O Temple For Y Management
Sloan Jr
4/25/2007 Bank of America BAC 060505104 15 Elect Director Meredith For Y Management
Spangler
4/25/2007 Bank of America BAC 060505104 16 Elect Director Robert For Y Management
Tillman
4/25/2007 Bank of America BAC 060505104 17 Elect Director Jackie Ward For Y Management
4/25/2007 Bank of America BAC 060505104 18 Ratify Auditors For Y Management
4/25/2007 Bank of America BAC 060505104 19 Limit Compensation Against Y Shareholder
4/25/2007 Bank of America BAC 060505104 20 Corp Governance Against Y Shareholder
-7-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
4/25/2007 Bank of America BAC 060505104 21 Separate Chairman/CEO Against Y Shareholder
4/25/2007 Chevron CVX 166764100 1 Elect Director Samuel For Y Management
Armacost
4/25/2007 Chevron CVX 166764100 2 Elect Director Linnet For Y Management
Deily
4/25/2007 Chevron CVX 166764100 3 Elect Director Robert For Y Management
Denham
4/25/2007 Chevron CVX 166764100 4 Elect Director Robert For Y Management
Eaton
4/25/2007 Chevron CVX 166764100 5 Elect Director Sam Ginn For Y Management
4/25/2007 Chevron CVX 166764100 6 Elect Director Franklyn For Y Management
Jenifer
4/25/2007 Chevron CVX 166764100 7 Elect Director Sam Nunn For Y Management
4/25/2007 Chevron CVX 166764100 8 Elect Director David For Y Management
O'Reilly
4/25/2007 Chevron CVX 166764100 9 Elect Director Donald Rice For Y Management
4/25/2007 Chevron CVX 166764100 10 Elect Director Peter For Y Management
Robertson
4/25/2007 Chevron CVX 166764100 11 Elect Director Kevin For Y Management
Sharer
4/25/2007 Chevron CVX 166764100 12 Elect Director Chas For Y Management
Shoemate
4/25/2007 Chevron CVX 166764100 13 Elect Director Ronald For Y Management
Sugar
4/25/2007 Chevron CVX 166764100 14 Elect Director Carl Ware For Y Management
4/25/2007 Chevron CVX 166764100 15 Ratify Auditors For Y Management
4/25/2007 Chevron CVX 166764100 16 Eliminate Supermajority For Y Management
Requirement to Act by
Written Consent
4/25/2007 Chevron CVX 166764100 17 Human Rights Related Against Y Shareholder
4/25/2007 Chevron CVX 166764100 18 Adopt Greenhouse Gas Against Y Shareholder
Emission Reduction Goals
4/25/2007 Chevron CVX 166764100 19 Animal Rights Against Y Shareholder
4/25/2007 Chevron CVX 166764100 20 Separate Chairman/CEO Against Y Shareholder
4/25/2007 Chevron CVX 166764100 21 Corp. Governance Against Y Shareholder
4/25/2007 Chevron CVX 166764100 22 Rpt on Market-Specific Against Y Shareholder
Environmental Laws
4/25/2007 E I DuPont DD 263534109 1.1 Elect Director Richard For Y Management
Brown
4/25/2007 E I DuPont DD 263534109 1.2 Elect Director Robert For Y Management
Brown
4/25/2007 E I DuPont DD 263534109 1.3 Elect Director Bertrand For Y Management
Collomb
4/25/2007 E I DuPont DD 263534109 1.4 Elect Director Curtis For Y Management
Crawford
4/25/2007 E I DuPont DD 263534109 1.5 Elect Director John Dillon For Y Management
4/25/2007 E I DuPont DD 263534109 1.6 Elect Director Eleuthere For Y Management
I du Pont
4/25/2007 E I DuPont DD 263534109 1.7 Elect Director Chas For Y Management
Holliday Jr
4/25/2007 E I DuPont DD 263534109 1.8 Elect Director Lois For Y Management
Juliber
4/25/2007 E I DuPont DD 263534109 1.9 Elect Director Masahisa For Y Management
Naitoh
4/25/2007 E I DuPont DD 263534109 1.10 Elect Director Sean For Y Management
O'Keefe
4/25/2007 E I DuPont DD 263534109 1.11 Elect Director Wm Reilly For Y Management
4/25/2007 E I DuPont DD 263534109 2 Ratify Auditors For Y Management
4/25/2007 E I DuPont DD 263534109 3 Approve Omnibus Stock Plan Against N Management
4/25/2007 E I DuPont DD 263534109 4 Rpt on Genetically Against Y Shareholder
Modified Organisms
4/25/2007 E I DuPont DD 263534109 5 Evaluate Community Impace Against Y Shareholder
of Plant Closures or
Layoffs
4/25/2007 E I DuPont DD 263534109 6 Rpt on PFOA Compounds in Against Y Shareholder
DuPont Products
4/25/2007 E I DuPont DD 263534109 7 Rpt on Lobbying Against Y Shareholder
Expenditures Re Environ.
Pollution
4/25/2007 E I DuPont DD 263534109 8 Prepare a Global Warming Against Y Shareholder
Rpt
4/25/2007 E I DuPont DD 263534109 9 Rpt on Security of Against Y Shareholder
Chemical Facilities
4/25/2007 General Electric GE 369604103 1.1 Elect Director James Cash For Y Management
Jr
4/25/2007 General Electric GE 369604103 1.2 Elect Director Wm Castell For Y Management
4/25/2007 General Electric GE 369604103 1.3 Elect Director Ann Fudge For Y Management
4/25/2007 General Electric GE 369604103 1.4 Elect Director Claudio For Y Management
Gonzalez
4/25/2007 General Electric GE 369604103 1.5 Elect Director Susan For Y Management
Hockfield
4/25/2007 General Electric GE 369604103 1.6 Elect Director Jerry For Y Management
Immelt
4/25/2007 General Electric GE 369604103 1.7 Elect Director Andrea Jung For Y Management
4/25/2007 General Electric GE 369604103 1.8 Elect Director Alan Lafley For Y Management
4/25/2007 General Electric GE 369604103 1.9 Elect Director Robert Lane For Y Management
4/25/2007 General Electric GE 369604103 1.10 Elect Director Ralph For Y Management
Larsen
4/25/2007 General Electric GE 369604103 1.11 Elect Director Rochelle For Y Management
Lazarus
4/25/2007 General Electric GE 369604103 1.12 Elect Director Sam Nunn For Y Management
4/25/2007 General Electric GE 369604103 1.13 Elect Director Roger For Y Management
Penske
4/25/2007 General Electric GE 369604103 1.14 Elect Director Robert For Y Management
Swieringa
4/25/2007 General Electric GE 369604103 1.15 Elect Director Douglas For Y Management
Warner III
4/25/2007 General Electric GE 369604103 1.16 Elect Director Robert For Y Management
Wright
-8-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
4/25/2007 General Electric GE 369604103 2 Ratify Auditors For Y Management
4/25/2007 General Electric GE 369604103 3 Approve Charter Amendment For Y Management
4/25/2007 General Electric GE 369604103 4 Approve Stock For Y Management
Compensation Plan
4/25/2007 General Electric GE 369604103 5 Amend Cash/Stock Bonus For Y Management
Plan
4/25/2007 General Electric GE 369604103 6 Adopt Cumulative Voting For N Shareholder
4/25/2007 General Electric GE 369604103 7 Adopt Policy on Against Y Shareholder
Overboarded Direc.
4/25/2007 General Electric GE 369604103 8 One Direc. From Retiree Against Y Shareholder
Ranks
4/25/2007 General Electric GE 369604103 9 Separate Chairman/CEO Against Y Shareholder
4/25/2007 General Electric GE 369604103 10 Limit Div. and Div. Against Y Shareholder
Equiv. Payments to Execs
4/25/2007 General Electric GE 369604103 11 Rpt. On Char. Against Y Shareholder
Contributions
4/25/2007 General Electric GE 369604103 12 Environmental Against Y Shareholder
4/25/2007 General Electric GE 369604103 13 Adopt Ethical Criteria Against Y Shareholder
for Military Contracts
4/25/2007 General Electric GE 369604103 14 Rpt on Pay Disparity Against Y Shareholder
4/25/2007 Magellan Midstream MMP 559080106 1.1 Elect Director John For Y Management
Partners Desbarres
4/25/2007 Magellan Midstream MMP 559080106 1.2 Elect Director Patrick For Y Management
Partners Eilers
4/25/2007 Magellan Midstream MMP 559080106 1.3 Elect Director Thos For Y Management
Partners Macejko Jr
4/25/2007 Magellan Midstream MMP 559080106 2 Amend Stock Compen Plan For Y Management
Partners
4/26/2007 Baker Hughes BHI 057224107 1.1 Elect Director Larry Brady For Y Management
4/26/2007 Baker Hughes BHI 057224107 1.2 Elect Director Clarence For Y Management
Cazalot Jr
4/26/2007 Baker Hughes BHI 057224107 1.3 Elect Director Chad Deaton For Y Management
4/26/2007 Baker Hughes BHI 057224107 1.4 Elect Director Edward For Y Management
Djerejian
4/26/2007 Baker Hughes BHI 057224107 1.5 Elect Director Anthony For Y Management
Fernandes
4/26/2007 Baker Hughes BHI 057224107 1.6 Elect Director Claire For Y Management
Gargalli
4/26/2007 Baker Hughes BHI 057224107 1.7 Elect Director Pierre For Y Management
Jungeis
4/26/2007 Baker Hughes BHI 057224107 1.8 Elect Director James Lash For Y Management
4/26/2007 Baker Hughes BHI 057224107 1.9 Elect Director James For Y Management
McCall
4/26/2007 Baker Hughes BHI 057224107 1.10 Elect Director Larry For Y Management
Nichols
4/26/2007 Baker Hughes BHI 057224107 1.11 Elect Director H John For Y Management
Riley Jr
4/26/2007 Baker Hughes BHI 057224107 1.12 Elect Director Chas Watson For Y Management
4/26/2007 Baker Hughes BHI 057224107 2 Ratify Auditors For Y Management
4/26/2007 Baker Hughes BHI 057224107 3 Approve Charter Amendment For Y Management
4/26/2007 Corning GLW 219350105 1.1 Elect Director Robert For Y Management
Cummings Jr
4/26/2007 Corning GLW 219350105 1.2 Elect Director Eugene Sit For Y Management
4/26/2007 Corning GLW 219350105 1.3. Elect Director Wm For Y Management
Smithburg
4/26/2007 Corning GLW 219350105 1.4 Elect Director Hansel For Y Management
Tookes II
4/26/2007 Corning GLW 219350105 1.5 Elect Director Wendell For Y Management
Weeks
4/26/2007 Corning GLW 219350105 2 Ratify Auditors For Y Management
4/26/2007 Corning GLW 219350105 3 Declassify Board For N Shareholder
4/26/2007 Johnson & Johnson JNJ 478160104 1.1 Elect Director Mary Sue For Y Management
Coleman
4/26/2007 Johnson & Johnson JNJ 478160104 1.2 Elect Director James For Y Management
Cullen
4/26/2007 Johnson & Johnson JNJ 478160104 1.3 Elect Director Michael M For Y Management
E Johns
4/26/2007 Johnson & Johnson JNJ 478160104 1.4 Elect Director Arnold For Y Management
Langbo
4/26/2007 Johnson & Johnson JNJ 478160104 1.5 Elect Director Susan For Y Management
Lindquist
4/26/2007 Johnson & Johnson JNJ 478160104 1.6 Elect Director Leo Mullin For Y Management
4/26/2007 Johnson & Johnson JNJ 478160104 1.7 Elect Director Christine For Y Management
Poon
4/26/2007 Johnson & Johnson JNJ 478160104 1.8 Elect Director Chas Prince For Y Management
4/26/2007 Johnson & Johnson JNJ 478160104 1.9 Elect Director Steven For Y Management
Reinemund
4/26/2007 Johnson & Johnson JNJ 478160104 1.10 Elect Director David For Y Management
Satcher
4/26/2007 Johnson & Johnson JNJ 478160104 1.11 Elect Director Wm Weldon For Y Management
4/26/2007 Johnson & Johnson JNJ 478160104 2 Ratify Auditors For Y Management
4/26/2007 Johnson & Johnson JNJ 478160104 3 Require Majority Vote for Against Y Shareholder
Election of Directors
4/26/2007 Johnson & Johnson JNJ 478160104 4 Submit Supplmtl Exec Ret Against Y Shareholder
Plans to Shareholder Vote
4/26/2007 Pfizer PFE 717081103 1.1 Elect Director Dennis For Y Management
Ausiello
4/26/2007 Pfizer PFE 717081103 1.2 Elect Director Michael For Y Management
Brown
4/26/2007 Pfizer PFE 717081103 1.3 Elect Director M Anthony For Y Management
Burns
4/26/2007 Pfizer PFE 717081103 1.4 Elect Director Robert Burt For Y Management
4/26/2007 Pfizer PFE 717081103 1.5 Elect Director W Don For Y Management
Cornwell
4/26/2007 Pfizer PFE 717081103 1.6 Elect Director Wm Gray III For Y Management
4/26/2007 Pfizer PFE 717081103 1.7 Elect Director Constance For Y Management
Horner
4/26/2007 Pfizer PFE 717081103 1.8 Elect Director Wm Howell For Y Management
4/26/2007 Pfizer PFE 717081103 1.9 Elect Director Jeffrey For Y Management
Kindler
-9-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
4/26/2007 Pfizer PFE 717081103 1.10 Elect Director George For Y Management
Lorch
4/26/2007 Pfizer PFE 717081103 1.11 Elect Director Dana Mead For Y Management
4/26/2007 Pfizer PFE 717081103 1.12 Elect Director Wm Steere For Y Management
Jr
4/26/2007 Pfizer PFE 717081103 2 Ratify Auditors For Y Management
4/26/2007 Pfizer PFE 717081103 3 Provide for Cumulative For N Shareholder
Voting
4/26/2007 Pfizer PFE 717081103 4 Rpt on Animal Testing Against Y Shareholder
Policies
4/26/2007 Pfizer PFE 717081103 5 Amend Animal Welfare Against Y Shareholder
Policy
4/26/2007 Pfizer PFE 717081103 6 Require Direc. Nominee Against Y Shareholder
Qualif.
5/2/2007 Broadcom BRCM 111320107 1.1 Elect Director George For Y Management
Farinsky
5/2/2007 Broadcom BRCM 111320107 1.2 Elect Director Maureen Against N Management
Grzelakowski
5/2/2007 Broadcom BRCM 111320107 1.3 Elect Director Nancy For Y Management
Handel
5/2/2007 Broadcom BRCM 111320107 1.4 Elect Director John Major Against N Management
5/2/2007 Broadcom BRCM 111320107 1.5 Elect Director Scott For Y Management
McGregor
5/2/2007 Broadcom BRCM 111320107 1.6 Elect Director Alan Ross Against N Management
5/2/2007 Broadcom BRCM 111320107 1.7 Elect Director Henry Against N Management
Samueli, PhD
5/2/2007 Broadcom BRCM 111320107 1.8 Elect Director Robert For Y Management
Switz
5/2/2007 Broadcom BRCM 111320107 1.9 Elect Director Werner Against N Management
Wolfen
5/2/2007 Broadcom BRCM 111320107 2 Amend Stock Purchase Plan For Y Management
5/2/2007 Broadcom BRCM 111320107 3 Approve Option Grants For Y Management
5/2/2007 Broadcom BRCM 111320107 4 Amend Stock Compen Plan For Y Management
5/2/2007 Broadcom BRCM 111320107 5 Ratify Auditors For Y Management
5/2/2007 Broadcom BRCM 111320107 6 Compen. Specific: Adopt For N Shareholder
Policy Re Backdating
Controversy
5/2/2007 Pepsico PEP 713448108 1.1 Elect Director Dina Dublon For Y Management
5/2/2007 Pepsico PEP 713448108 1.2 Elect Director Victor For Y Management
Dzau MD
5/2/2007 Pepsico PEP 713448108 1.3 Elect Director Ray Hunt For Y Management
5/2/2007 Pepsico PEP 713448108 1.4 Elect Director Alberto For Y Management
Ibarguen
5/2/2007 Pepsico PEP 713448108 1.5 Elect Director Arthur For Y Management
Martinez
5/2/2007 Pepsico PEP 713448108 1.6 Elect Director Indra Nooyi For Y Management
5/2/2007 Pepsico PEP 713448108 1.7 Elect Director Sharon For Y Management
Percy Rockefeller
5/2/2007 Pepsico PEP 713448108 1.8 Elect Director James For Y Management
Schiro
5/2/2007 Pepsico PEP 713448108 1.9 Elect Director Daniel For Y Management
Vasella
5/2/2007 Pepsico PEP 713448108 1.10 Elect Director Michael For Y Management
White
5/2/2007 Pepsico PEP 713448108 2 Ratify Auditors For Y Management
5/2/2007 Pepsico PEP 713448108 3 Approve Stock For Y Management
Compensation Plan
5/2/2007 Pepsico PEP 713448108 4 Establish Nominating Against Y Shareholder
Committee
5/3/2007 EMC Corp. EMC 268648102 1.1 Elect Director Michael For Y Management
Brown
5/3/2007 EMC Corp. EMC 268648102 1.2 Elect Director John Egan For Y Management
5/3/2007 EMC Corp. EMC 268648102 1.3 Elect Director David For Y Management
Strohm
5/3/2007 EMC Corp. EMC 268648102 2 Ratify Auditors For Y Management
5/3/2007 EMC Corp. EMC 268648102 3 Amend Stock Compensation For Y Management
Plan
5/3/2007 EMC Corp. EMC 268648102 4 Amend Stock Purchase Plan For Y Management
5/3/2007 EMC Corp. EMC 268648102 5 Declassify Board For Y Management
5/3/2007 EMC Corp. EMC 268648102 6 Limit Composition of Against Y Shareholder
Committees to Indep
Directors
5/3/2007 EMC Corp. EMC 268648102 7 Require Majority Vote for Against Y Shareholder
Director Election
5/3/2007 EMC Corp. EMC 268648102 8 Eliminate Supermajority For N Shareholder
Vote
5/3/2007 EMC Corp. EMC 268648102 9 Pay for Superior Against Y Shareholder
Performance
5/3/2007 Verizon VZ 92343V104 1.A Elect Director James For Y Management
Communications Barker
5/3/2007 Verizon VZ 92343V104 1.B Elect Director Richard Against N Management
Communications Carrion
5/3/2007 Verizon VZ 92343V104 1.C Elect Director M Frances For Y Management
Communications Keeth
5/3/2007 Verizon VZ 92343V104 1.D Elect Director Robert Lane For Y Management
Communications
5/3/2007 Verizon VZ 92343V104 1.E Elect Director Sandra For Y Management
Communications Moose
5/3/2007 Verizon VZ 92343V104 1.F Elect Director Joseph For Y Management
Communications Neubauer
5/3/2007 Verizon VZ 92343V104 1.G Elect Director Donald For Y Management
Communications Nicolaisen
5/3/2007 Verizon VZ 92343V104 1.H Elect Director Thomas For Y Management
Communications O'Brien
5/3/2007 Verizon VZ 92343V104 1.I Elect Director Clarence For Y Management
Communications Otis Jr
5/3/2007 Verizon VZ 92343V104 1.J Elect Director Hugh Price For Y Management
Communications
5/3/2007 Verizon VZ 92343V104 1.K Elect Director Ivan For Y Management
Communications Seidenberg
-10-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
5/3/2007 Verizon VZ 92343V104 1.L Elect Director Walter For Y Management
Communications Shipley
5/3/2007 Verizon VZ 92343V104 1.M Elect Director John Snow For Y Management
Communications
5/3/2007 Verizon VZ 92343V104 1.N Elect Director John For Y Management
Communications Stafford
5/3/2007 Verizon VZ 92343V104 1.O Elect Director Robert For Y Management
Communications Storey
5/3/2007 Verizon VZ 92343V104 2 Ratify Auditors For Y Management
Communications
5/3/2007 Verizon VZ 92343V104 3 Limit Exec Compensation Against Y Shareholder
Communications
5/3/2007 Verizon VZ 92343V104 4 Eliminate/Restrict Against Y Shareholder
Communications Severance Agreements
5/3/2007 Verizon VZ 92343V104 5 Disclose Info on Compen Against Y Shareholder
Communications Consultant
5/3/2007 Verizon VZ 92343V104 6 Advisory Vote to Ratify Against Y Shareholder
Communications Named Exec Officer's
Compen
5/3/2007 Verizon VZ 92343V104 7 Adopt Policy on Against Y Shareholder
Communications Overboarded Director
5/3/2007 Verizon VZ 92343V104 8 Approve Terms of Existing For N Shareholder
Communications Poison Pill
5/3/2007 Verizon VZ 92343V104 9 Rpt on Charit Contrib Against Y Shareholder
Communications
5/7/2007 Motorola (gold card MOT 620076109 1.1 Elect Director Carl Icahn For N Shareholder
recommend.)
5/7/2007 Motorola (gold card MOT 620076109 1.2 Elect Director E Zander For N Shareholder
recommend.)
5/7/2007 Motorola (gold card MOT 620076109 1.3 Elect Director D Dorman For N Shareholder
recommend.)
5/7/2007 Motorola (gold card MOT 620076109 1.4 Elect Director J Lewent For N Shareholder
recommend.)
5/7/2007 Motorola (gold card MOT 620076109 1.5 Elect Director T Meredith For N Shareholder
recommend.)
5/7/2007 Motorola (gold card MOT 620076109 1.6 Elect Director N For N Shareholder
recommend.) Negroponte
5/7/2007 Motorola (gold card MOT 620076109 1.7 Elect Director S Scott III For N Shareholder
recommend.)
5/7/2007 Motorola (gold card MOT 620076109 1.8 Elect Director R Sommer For N Shareholder
recommend.)
5/7/2007 Motorola (gold card MOT 620076109 1.9 Elect Director J Stengel For N Shareholder
recommend.)
5/7/2007 Motorola (gold card MOT 620076109 1.10 Elect Director D Warner For N Shareholder
recommend.) III
5/7/2007 Motorola (gold card MOT 620076109 1.11 Elect Director M White For N Shareholder
recommend.)
5/7/2007 Motorola (gold card MOT 620076109 2 Amend Qual Employee Stock For Y Management
recommend.) Purch Plan
5/7/2007 Motorola (gold card MOT 620076109 3 Advisory Vote to Ratify Against Y Shareholder
recommend.) Named Exec Officers'
Compen
5/7/2007 Motorola (gold card MOT 620076109 4 Claw-back of Payments Against Y Shareholder
recommend.) under Restatements
5/8/2007 CIT Group CIT 125581108 1.1 Elect Director Jeffrey For Y Management
Peek
5/8/2007 CIT Group CIT 125581108 1.2 Elect Director Gary For Y Management
Butler
5/8/2007 CIT Group CIT 125581108 1.3 Elect Director Wm Freeman For Y Management
5/8/2007 CIT Group CIT 125581108 1.4 Elect Director Susan Lyne For Y Management
5/8/2007 CIT Group CIT 125581108 1.5 Elect Director Marianne For Y Management
Miller Parrs
5/8/2007 CIT Group CIT 125581108 1.6 Elect Director Timothy For Y Management
Ring
5/8/2007 CIT Group CIT 125581108 1.7 Elect Director John Ryan For Y Management
5/8/2007 CIT Group CIT 125581108 1.8 Elect Director Seymour For Y Management
Sternberg
5/8/2007 CIT Group CIT 125581108 1.9 Elect Director Peter Tobin For Y Management
5/8/2007 CIT Group CIT 125581108 1.10 Elect Director Lois Van For Y Management
Deusen
5/8/2007 CIT Group CIT 125581108 2 Ratify Auditors For Y Management
5/8/2007 Sprint Nextel S 852061100 1 Elect Director Keith Bane For Y Management
5/8/2007 Sprint Nextel S 852061100 2 Elect Director Robert For Y Management
Bennett
5/8/2007 Sprint Nextel S 852061100 3 Elect Director Gordon For Y Management
Bethune
5/8/2007 Sprint Nextel S 852061100 4 Elect Director Frank For Y Management
Drendel
5/8/2007 Sprint Nextel S 852061100 5 Elect Director Gary Forsee For Y Management
5/8/2007 Sprint Nextel S 852061100 6 Elect Director James For Y Management
Hance Jr
5/8/2007 Sprint Nextel S 852061100 7 Elect Director V Janet For Y Management
Hill
5/8/2007 Sprint Nextel S 852061100 8 Elect Director Irvine For Y Management
Hockaday Jr
5/8/2007 Sprint Nextel S 852061100 9 Elect Director Linda Koch For Y Management
Lorimer
5/8/2007 Sprint Nextel S 852061100 10 Elect Director Wm Swanson For Y Management
5/8/2007 Sprint Nextel S 852061100 11 Ratify Auditors For Y Management
5/8/2007 Sprint Nextel S 852061100 12 Approve Stock Compen Plan For Y Management
5/8/2007 Sprint Nextel S 852061100 13 Advisory Vote to Ratify Against Y Shareholder
Named Exec Offic. Compen
5/9/2007 Amgen AMGN 031162100 1 Elect Director Frank For Y Management
Biondi Jr
5/9/2007 Amgen AMGN 031162100 2 Elect Director Jerry For Y Management
Choate
5/9/2007 Amgen AMGN 031162100 3 Elect Director Frank For Y Management
Herringer
5/9/2007 Amgen AMGN 031162100 4 Elect Director Gilbert For Y Management
Omenn
-11-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
5/9/2007 Amgen AMGN 031162100 5 Ratify Auditors For Y Management
5/9/2007 Amgen AMGN 031162100 6 Declassify Board For Y Management
5/9/2007 Amgen AMGN 031162100 7 Declassify Board For Y Management
5/9/2007 Amgen AMGN 031162100 8 Develop Animal Welfare Against Y Shareholder
Policy
5/9/2007 Amgen AMGN 031162100 9 Prepare Sustainability Against Y Shareholder
Report
5/9/2007 Gilead Sciences GILD 375558103 1.1 Elect Director Paul Berg For Y Management
5/9/2007 Gilead Sciences GILD 375558103 1.2 Elect Director John Cogan For Y Management
5/9/2007 Gilead Sciences GILD 375558103 1.3 Elect Director Etienne For Y Management
Davignon
5/9/2007 Gilead Sciences GILD 375558103 1.4 Elect Director James Denny For Y Management
5/9/2007 Gilead Sciences GILD 375558103 1.5 Elect Director Carla Hills For Y Management
5/9/2007 Gilead Sciences GILD 375558103 1.6 Elect Director John For Y Management
Madigan
5/9/2007 Gilead Sciences GILD 375558103 1.7 Elect Director John Martin For Y Management
5/9/2007 Gilead Sciences GILD 375558103 1.8 Elect Director Gordon For Y Management
Moore
5/9/2007 Gilead Sciences GILD 375558103 1.9 Elect Director Nicholas For Y Management
Moore
5/9/2007 Gilead Sciences GILD 375558103 1.10 Elect Director Gayle For Y Management
Wilson
5/9/2007 Gilead Sciences GILD 375558103 2 Ratify Auditors For Y Management
5/9/2007 Gilead Sciences GILD 375558103 3 Amend Stock Compen Plan For Y Management
5/9/2007 Gilead Sciences GILD 375558103 4 Amend Stock Purchase Plan For Y Management
5/10/2007 Apple AAPL 037833100 1.1 Elect Director Wm Campbell Against N Management
5/10/2007 Apple AAPL 037833100 1.2 Elect Director Millard Against N Management
Drexler
5/10/2007 Apple AAPL 037833100 1.3 Elect Director Albert A For Y Management
Gore Jr
5/10/2007 Apple AAPL 037833100 1.4 Elect Director Steven Jobs For Y Management
5/10/2007 Apple AAPL 037833100 1.5 Elect Director Arthur Against N Management
Levinson PhD
5/10/2007 Apple AAPL 037833100 1.6 Elect Director Eric For Y Management
Schmidt PhD
5/10/2007 Apple AAPL 037833100 1.7 Elect Director Jerome York Against N Management
5/10/2007 Apple AAPL 037833100 2 Amend Omnibus Stock Plan For Y Management
5/10/2007 Apple AAPL 037833100 3 Amend Qualified Employee For Y Management
Stock Purch Plan
5/10/2007 Apple AAPL 037833100 4 Amend Non-Employee For Y Management
Director Stock Option Plan
5/10/2007 Apple AAPL 037833100 5 Ratify Auditors For Y Management
5/10/2007 Apple AAPL 037833100 6 Compen-Specific: Option For N Shareholder
Dating Policy
5/10/2007 Apple AAPL 037833100 7 Pay for Superior Against Y Shareholder
Performance
5/10/2007 Apple AAPL 037833100 8 Rpt on Feasibility of Against Y Shareholder
Adopting a Toxic Chemical
Elimination Policy
5/10/2007 Apple AAPL 037833100 9 Stock Retention/Holding Against Y Shareholder
Period
5/10/2007 Apple AAPL 037833100 10 Rpt on Computer Recycling Against Y Shareholder
Policy
5/10/2007 Apple AAPL 037833100 11 Advisory Vote to Ratify Against Y Shareholder
Named Exec Officers'
Compen
5/15/2007 Alltel AT 020039103 1.1 Elect Director Scott Ford For Y Management
5/15/2007 Alltel AT 020039103 1.2 Elect Director L L For Y Management
Gellerstedt III
5/15/2007 Alltel AT 020039103 1.3 Elect Director Emon For Y Management
Mahony Jr
5/15/2007 Alltel AT 020039103 2 Ratify Auditors For Y Management
5/15/2007 J P Morgan Chase JPM 46625H100 1.1 Elect Director Crandall For Y Management
Bowles
5/15/2007 J P Morgan Chase JPM 46625H100 1.2 Elect Director Stephen For Y Management
Burke
5/15/2007 J P Morgan Chase JPM 46625H100 1.3 Elect Director James Crown For Y Management
5/15/2007 J P Morgan Chase JPM 46625H100 1.4 Elect Director James Dimon For Y Management
5/15/2007 J P Morgan Chase JPM 46625H100 1.5 Elect Director Ellen For Y Management
Futter
5/15/2007 J P Morgan Chase JPM 46625H100 1.6 Elect Director Wm Gray III For Y Management
5/15/2007 J P Morgan Chase JPM 46625H100 1.7 Elect Director Laban For Y Management
Jackson Jr
5/15/2007 J P Morgan Chase JPM 46625H100 1.8 Elect Director Robert Lipp For Y Management
5/15/2007 J P Morgan Chase JPM 46625H100 1.9 Elect Director David Novak For Y Management
5/15/2007 J P Morgan Chase JPM 46625H100 1.10 Elect Director Lee Raymond For Y Management
5/15/2007 J P Morgan Chase JPM 46625H100 1.11 Elect Director Wm W eldon For Y Management
5/15/2007 J P Morgan Chase JPM 46625H100 2 Ratify Auditors For Y Management
5/15/2007 J P Morgan Chase JPM 46625H100 3 Put Repricing of Stock Against Y Shareholder
Options to Shareholder
Vote
5/15/2007 J P Morgan Chase JPM 46625H100 4 Perf-Based/Time-Based Against Y Shareholder
Equity Awards
5/15/2007 J P Morgan Chase JPM 46625H100 5 Advisory Vote to Ratify Against Y Shareholder
Named Exec Officers'
Compensation
5/15/2007 J P Morgan Chase JPM 46625H100 6 Separate Chairman & CEO Against Y Shareholder
Positions
5/15/2007 J P Morgan Chase JPM 46625H100 7 Provide for Cumulative For N Shareholder
Voting
5/15/2007 J P Morgan Chase JPM 46625H100 8 Require a Majority Vote Against Y Shareholder
for Election of Directors
5/15/2007 J P Morgan Chase JPM 46625H100 9 Rpt on Political Against Y Shareholder
Contributions
5/15/2007 J P Morgan Chase JPM 46625H100 10 Rpt on Mgmt Initiatives Against Y Shareholder
to Address Links to
Slavery and Human Rights
Abuse
5/16/2007 Amer Intl Group AIG 26874107 1.1 Elect Director Marshall For Y Management
Cohen
-12-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
5/16/2007 Amer Intl Group AIG 26874107 1.2 Elect Director Martin For Y Management
Feldstein
5/16/2007 Amer Intl Group AIG 26874107 1.3 Elect Director Ellen For Y Management
Futter
5/16/2007 Amer Intl Group AIG 26874107 1.4 Elect Director Stephen For Y Management
Hammerman
5/16/2007 Amer Intl Group AIG 26874107 1.5 Elect Director Richard For Y Management
Holbrooke
5/16/2007 Amer Intl Group AIG 26874107 1.6 Elect Director Fred For Y Management
Langhammer
5/16/2007 Amer Intl Group AIG 26874107 1.7 Elect Director George For Y Management
Miles Jr
5/16/2007 Amer Intl Group AIG 26874107 1.8 Elect Director Morris For Y Management
Offit
5/16/2007 Amer Intl Group AIG 26874107 1.9 Elect Director James Orr For Y Management
III
5/16/2007 Amer Intl Group AIG 26874107 1.10 Elect Director Virginia For Y Management
Rometty
5/16/2007 Amer Intl Group AIG 26874107 1.11 Elect Director Martin For Y Management
Sullivan
5/16/2007 Amer Intl Group AIG 26874107 1.12 Elect Director Michael For Y Management
Sutton
5/16/2007 Amer Intl Group AIG 26874107 1.13 Elect Director Edmund S W For Y Management
Tse
5/16/2007 Amer Intl Group AIG 26874107 1.14 Elect Director Robert For Y Management
Willumstad
5/16/2007 Amer Intl Group AIG 26874107 1.15 Elect Director Frank Zarb For Y Management
5/16/2007 Amer Intl Group AIG 26874107 2 Ratify Auditors For Y Management
5/16/2007 Amer Intl Group AIG 26874107 3 Approve Stock Compen Plan For Y Management
5/16/2007 Amer Intl Group AIG 26874107 4 Perf-Based/Time-Based Against Y Shareholder
Equity Awards
5/16/2007 Intel INTC 458140100 1.1 Elect Director Craig For Y Management
Barrett
5/16/2007 Intel INTC 458140100 1.2 Elect Director Charlene For Y Management
Barshefsky
5/16/2007 Intel INTC 458140100 1.3 Elect Director Susan For Y Management
Decker
5/16/2007 Intel INTC 458140100 1.4 Elect Director D James For Y Management
Guzy
5/16/2007 Intel INTC 458140100 1.5 Elect Director Reed Hundt For Y Management
5/16/2007 Intel INTC 458140100 1.6 Elect Director Paul For Y Management
Otellini
5/16/2007 Intel INTC 458140100 1.7 Elect Director James For Y Management
Plummer
5/16/2007 Intel INTC 458140100 1.8 Elect Director David For Y Management
Pottruck
5/16/2007 Intel INTC 458140100 1.9 Elect Director Jane Shaw For Y Management
5/16/2007 Intel INTC 458140100 1.10 Elect Director John For Y Management
Thornton
5/16/2007 Intel INTC 458140100 1.11 Elect Director David For Y Management
Yoffie
5/16/2007 Intel INTC 458140100 2 Ratify Auditors For Y Management
5/16/2007 Intel INTC 458140100 3 Amend Omnibus Stock Plan For Y Management
5/16/2007 Intel INTC 458140100 4 Approve Exec Incentive For Y Management
Bonus Plan
5/16/2007 Intel INTC 458140100 5 Limit Exec Compensation Against Y Shareholder
5/17/2007 Coventry Health Care CVH 222862104 1.1 Elect Director L Dale For Y Management
Crandall
5/17/2007 Coventry Health Care CVH 222862104 1.2 Elect Director Elizabeth For Y Management
Tallett
5/17/2007 Coventry Health Care CVH 222862104 1.3 Elect Director Allen Wise For Y Management
5/17/2007 Coventry Health Care CVH 222862104 2 Ratify Auditors For Y Management
5/17/2007 Williams Companies WMB 969457100 1 Elect Director Kathleen For Y Management
Cooper
5/17/2007 Williams Companies WMB 969457100 2 Elect Director Wm For Y Management
Granberry
5/17/2007 Williams Companies WMB 969457100 3 Elect Director Chas Lillis For Y Management
5/17/2007 Williams Companies WMB 969457100 4 Elect Director Wm Lowrie For Y Management
5/17/2007 Williams Companies WMB 969457100 5 Ratify Auditors For Y Management
5/17/2007 Williams Companies WMB 969457100 6 Approve Stock For Y Management
Compensation Plan
5/17/2007 Williams Companies WMB 969457100 7 Adopt Stock Purchase Plan For Y Management
5/22/2007 MGM Mirage MGM 552953101 1.1 Elect Director Robert For Y Management
Baldwin
5/22/2007 MGM Mirage MGM 552953101 1.2 Elect Director Willie For Y Management
Davis
5/22/2007 MGM Mirage MGM 552953101 1.3 Elect Director Kenny Guinn For Y Management
5/22/2007 MGM Mirage MGM 552953101 1.4 Elect Director Alexander For Y Management
Haig Jr
5/22/2007 MGM Mirage MGM 552953101 1.5 Elect Director Alexis For Y Management
Herman
5/22/2007 MGM Mirage MGM 552953101 1.6 Elect Director Roland For Y Management
Hernandez
5/22/2007 MGM Mirage MGM 552953101 1.7 Elect Director Gary Jacobs For Y Management
5/22/2007 MGM Mirage MGM 552953101 1.8 Elect Director Kirk For Y Management
Kerkorian
5/22/2007 MGM Mirage MGM 552953101 1.9 Elect Director J Terrence For Y Management
Lanni
5/22/2007 MGM Mirage MGM 552953101 1.10 Elect Director Anthony For Y Management
Madekic
5/22/2007 MGM Mirage MGM 552953101 1.11 Elect Director Rose For Y Management
McKinney-James
5/22/2007 MGM Mirage MGM 552953101 1.12 Elect Director James For Y Management
Murren
5/22/2007 MGM Mirage MGM 552953101 1.13 Elect Director Ronald For Y Management
Popeil
5/22/2007 MGM Mirage MGM 552953101 1.14 Elect Director John For Y Management
Redmond
5/22/2007 MGM Mirage MGM 552953101 1.15 Elect Director Daniel For Y Management
Taylor
-13-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
5/22/2007 MGM Mirage MGM 552953101 1.16 Elect Director Melvin For Y Management
Wolzinger
5/22/2007 MGM Mirage MGM 552953101 2 Ratify Auditors For Y Management
5/22/2007 Nordstrom JWN 655664100 1.1 Elect Director Phyllis For Y Management
Campbell
5/22/2007 Nordstrom JWN 655664100 1.2 Elect Director Enrique For Y Management
Hernandez Jr
5/22/2007 Nordstrom JWN 655664100 1.3 Elect Director Jeanne For Y Management
Jackson
5/22/2007 Nordstrom JWN 655664100 1.4 Elect Director Robert For Y Management
Miller
5/22/2007 Nordstrom JWN 655664100 1.5 Elect Director Blake For Y Management
Nordstrom
5/22/2007 Nordstrom JWN 655664100 1.6 Elect Director Erik For Y Management
Nordstrom
5/22/2007 Nordstrom JWN 655664100 1.7 Elect Director Peter For Y Management
Nordstrom
5/22/2007 Nordstrom JWN 655664100 1.8 Elect Director Philip For Y Management
Satre
5/22/2007 Nordstrom JWN 655664100 1.9 Elect Director Alison For Y Management
Winter
5/22/2007 Nordstrom JWN 655664100 2 Ratify Auditors For Y Management
5/23/2007 Comcast CMCSA 20030N101 1.1 Elect Director S Decker For Y Management
Anstrom
5/23/2007 Comcast CMCSA 20030N101 1.2 Elect Director Kenneth For Y Management
Bacon
5/23/2007 Comcast CMCSA 20030N101 1.3 Elect Director Sheldon For Y Management
Bonovitz
5/23/2007 Comcast CMCSA 20030N101 1.4 Elect Director Edward For Y Management
Breen
5/23/2007 Comcast CMCSA 20030N101 1.5 Elect Director Julian For Y Management
Brodsky
5/23/2007 Comcast CMCSA 20030N101 1.6 Elect Director Joseph For Y Management
Collins
5/23/2007 Comcast CMCSA 20030N101 1.7 Elect Director J Michael For Y Management
Cook
5/23/2007 Comcast CMCSA 20030N101 1.8 Elect Director Jeffrey For Y Management
Honickman
5/23/2007 Comcast CMCSA 20030N101 1.9 Elect Director Brian For Y Management
Roberts
5/23/2007 Comcast CMCSA 20030N101 1.10 Elect Director Ralph For Y Management
Roberts
5/23/2007 Comcast CMCSA 20030N101 1.11 Elect Director Judith For Y Management
Robin
5/23/2007 Comcast CMCSA 20030N101 2.00 Elect Director Michael For Y Management
Sovern
5/23/2007 Comcast CMCSA 20030N101 2 Ratify Auditors For Y Management
5/23/2007 Comcast CMCSA 20030N101 3 Prohibit Exec Stock-Based Against Y Shareholder
Awards
5/23/2007 Comcast CMCSA 20030N101 4 Separate Chairman & CEO Against Y Shareholder
Positions
5/23/2007 Comcast CMCSA 20030N101 5 Prepare Sustainability Rpt Against Y Shareholder
5/23/2007 Comcast CMCSA 20030N101 6 Company-Specific: Adopt Against Y Shareholder
Recap Plan
5/23/2007 Comcast CMCSA 20030N101 7 Advisory Vote to Ratify Against Y Shareholder
Named Exec Officers'
Compen
5/23/2007 Comcast CMCSA 20030N101 8 Rpt on Pay Disparity Against Y Shareholder
5/23/2007 Comcast CMCSA 20030N101 9 Rpt on Political Contrib Against Y Shareholder
5/24/2007 Target TGT 87612E106 1.1 Elect Director Calvin For Y Management
Darden
5/24/2007 Target TGT 87612E106 1.2 Elect Director Anne For Y Management
Mulcahy
5/24/2007 Target TGT 87612E106 1.3 Elect Director Stephen For Y Management
Sanger
5/24/2007 Target TGT 87612E106 1.4 Elect Director Gregg For Y Management
Steinhafel
5/24/2007 Target TGT 87612E106 2 Ratify Auditors For Y Management
5/24/2007 Target TGT 87612E106 3 Approve Stock Compen Plan For Y Management
5/24/2007 Target TGT 87612E106 4 Classify Board For Y Management
5/24/2007 Target TGT 87612E106 5 Rpt on Political Contrib Against Y Shareholder
5/29/2007 UnitedHealth Group UNH 91324P102 1.1 Elect Director Wm Ballard For Y Management
Jr
5/29/2007 UnitedHealth Group UNH 91324P102 1.2 Elect Director Richard For Y Management
Burke
5/29/2007 UnitedHealth Group UNH 91324P102 1.3 Elect Director Stephen For Y Management
Hemsley
5/29/2007 UnitedHealth Group UNH 91324P102 1.4 Elect Director Robert For Y Management
Darretta
5/29/2007 UnitedHealth Group UNH 91324P102 2 Adopt Supermajority For Y Management
Requirement to Change
No. Of Directors
5/29/2007 UnitedHealth Group UNH 91324P102 3 Approve Charter Amendment For Y Management
5/29/2007 UnitedHealth Group UNH 91324P102 4 Eliminate Supermajority For Y Management
Requirement to Act by
Written Consent
5/29/2007 UnitedHealth Group UNH 91324P102 5 Reduce Supermajority Vote For Y Management
Requirement
5/29/2007 UnitedHealth Group UNH 91324P102 6 Amend Articles: Make For Y Management
Stylistic, Clarifying and
Conforming Changes
5/29/2007 UnitedHealth Group UNH 91324P102 7 Ratify Auditors For Y Management
5/29/2007 UnitedHealth Group UNH 91324P102 8 Performance-Based/Time-BaseAgainst Y Shareholder
Equity Awards
5/29/2007 UnitedHealth Group UNH 91324P102 9 Establish SERP Policy Against Y Shareholder
5/29/2007 UnitedHealth Group UNH 91324P102 10 Advisory Vote to Ratify Against Y Shareholder
Named Exec Officers'
Compen
5/29/2007 UnitedHealth Group UNH 91324P102 11 Equal Access to Proxy for Against Y Shareholder
Purpose of Electing a
Director
-14-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
6/1/2007 Wal Mart WMT 931142103 1.1 Elect Director Aida For Y Management
Alvarez
6/1/2007 Wal Mart WMT 931142103 1.2 Elect Director James For Y Management
Breyer
6/1/2007 Wal Mart WMT 931142103 1.3 Elect Director M Michele For Y Management
Burns
6/1/2007 Wal Mart WMT 931142103 1.4 Elect Director James Cash For Y Management
Jr
6/1/2007 Wal Mart WMT 931142103 1.5 Elect Director Roger For Y Management
Corbett
6/1/2007 Wal Mart WMT 931142103 1.6 Elect Director Douglas For Y Management
Daft
6/1/2007 Wal Mart WMT 931142103 1.7 Elect Director David Glass For Y Management
6/1/2007 Wal Mart WMT 931142103 1.8 Elect Director Roland For Y Management
Hernandez
6/1/2007 Wal Mart WMT 931142103 1.9 Elect Director Allen For Y Management
Questrom
6/1/2007 Wal Mart WMT 931142103 1.10 Elect Director H Lee For Y Management
Scott Jr
6/1/2007 Wal Mart WMT 931142103 1.11 Elect Director Jack For Y Management
Shewmaker
6/1/2007 Wal Mart WMT 931142103 1.12 Elect Director Jim Walton For Y Management
6/1/2007 Wal Mart WMT 931142103 1.13 Elect Director S Robson For Y Management
Walton
6/1/2007 Wal Mart WMT 931142103 1.14 Elect Director For Y Management
Christopher Williams
6/1/2007 Wal Mart WMT 931142103 1.15 Elect Director Linda Wolf For Y Management
6/1/2007 Wal Mart WMT 931142103 2 Ratify Auditors For Y Management
6/1/2007 Wal Mart WMT 931142103 3 Establish Nominating Against Y Shareholder
Committee
6/1/2007 Wal Mart WMT 931142103 4 Opt Out of Anti-Takeover Against Y Shareholder
Statute
6/1/2007 Wal Mart WMT 931142103 5 Compensation Discussion & Against Y Shareholder
Analysis
6/1/2007 Wal Mart WMT 931142103 6 Eliminate Cumulative Against Y Shareholder
Voting
6/1/2007 Wal Mart WMT 931142103 7 Compensation Disparity Against Y Shareholder
6/1/2007 Wal Mart WMT 931142103 8 Business Social Against Y Shareholder
Responsibility Report
6/1/2007 Wal Mart WMT 931142103 9 Executive Compensation Against Y Shareholder
Vote
6/1/2007 Wal Mart WMT 931142103 10 Opt Out of Anti-Takeover Against Y Shareholder
Statute
6/1/2007 Wal Mart WMT 931142103 11 Social and Reputation Against Y Shareholder
Impact Report
6/1/2007 Wal Mart WMT 931142103 12 Adopt Cumulative Voting For N Shareholder
6/1/2007 Wal Mart WMT 931142103 13 Qualifications for Against Y Shareholder
Director Nominees
6/12/2007 Yahoo! YHOO 984332106 1.1 Elect Director Terry Semel For Y Management
6/12/2007 Yahoo! YHOO 984332106 1.2 Elect Director Jerry Yang For Y Management
6/12/2007 Yahoo! YHOO 984332106 1.3 Elect Director Roy For Y Management
Bostock
6/12/2007 Yahoo! YHOO 984332106 1.4 Elect Director Ronald For Y Management
Burkle
6/12/2007 Yahoo! YHOO 984332106 1.5 Elect Director Eric For Y Management
Hippeau
6/12/2007 Yahoo! YHOO 984332106 1.6 Elect Director Vyomesh For Y Management
Joshi
6/12/2007 Yahoo! YHOO 984332106 1.7 Elect Director Arthur Kern For Y Management
6/12/2007 Yahoo! YHOO 984332106 1.8 Elect Director Robert For Y Management
Kotick
6/12/2007 Yahoo! YHOO 984332106 1.9 Elect Director Edward For Y Management
Kozel
6/12/2007 Yahoo! YHOO 984332106 1.1 Elect Director Gary Wilson For Y Management
6/12/2007 Yahoo! YHOO 984332106 2 Amend Stock Compensation Against N Management
Plan
6/12/2007 Yahoo! YHOO 984332106 3 Amend Stock Purchase Plan For Y Management
6/12/2007 Yahoo! YHOO 984332106 4 Ratify Auditors For Y Management
6/12/2007 Yahoo! YHOO 984332106 5 Compensation Discussion & Against Y Shareholder
Analysis
6/12/2007 Yahoo! YHOO 984332106 6 Internet Censorship Against Y Shareholder
6/12/2007 Yahoo! YHOO 984332106 7 Human Rights Related Against Y Shareholder
6/13/2007 Caterpillar CAT 149123101 1.1 Elect Director John Dillon For Y Management
6/13/2007 Caterpillar CAT 149123101 1.2 Elect Director Juan For Y Management
Gallardo
6/13/2007 Caterpillar CAT 149123101 1.3 Elect Director Wm Osborn For Y Management
6/13/2007 Caterpillar CAT 149123101 1.4 Elect Director Edward For Y Management
Rust Jr
6/13/2007 Caterpillar CAT 149123101 2 Ratify Auditors For Y Management
6/13/2007 Caterpillar CAT 149123101 3 Separate Chairman & CEO Against Y Shareholder
6/13/2007 Caterpillar CAT 149123101 4 Require a Majority Vote Against Y Shareholder
for Election of Directors
6/14/2007 eBay EBAY 278642103 1.1 Elect Director Phillipe For Y Management
Bourguignon
6/14/2007 eBay EBAY 278642103 1.2 Elect Director Thomas For Y Management
Tierney
6/14/2007 eBay EBAY 278642103 1.3 Elect Director Margaret For Y Management
Whitman
6/14/2007 eBay EBAY 278642103 2 Amend Omnibus Stock Plan For Y Management
6/14/2007 eBay EBAY 278642103 3 Amend Qualified Employee For Y Management
Stock Purchase Plan
6/14/2007 eBay EBAY 278642103 4 Ratify Auditors For Y Management
6/27/2007 Best Buy BBY 086516101 1.1 Elect Director Ronald For Y Management
James
6/27/2007 Best Buy BBY 086516101 1.2 Elect Director Elliot For Y Management
Kaplan
6/27/2007 Best Buy BBY 086516101 1.3 Elect Director Matthew For Y Management
Paul
6/27/2007 Best Buy BBY 086516101 1.4 Elect Director James Press For Y Management
-15-
AGENDA
MEETING SECURITY ITEM VOTE VOTE WITH PROPOSED
DATE COMPANY TICKER ID NUMBER AGENDA ITEM CAST MANAGEMENT BY
6/27/2007 Best Buy BBY 086516101 1.5 Elect Director Richard For Y Management
Schulze
6/27/2007 Best Buy BBY 086516101 1.6 Elect Director Mary Tolan For Y Management
6/27/2007 Best Buy BBY 086516101 1.7 Elect Director Hatim For Y Management
Tyabji
6/27/2007 Best Buy BBY 086516101 1.8 Elect Director Rogelio For Y Management
Rebolledo
6/27/2007 Best Buy BBY 086516101 2 Ratify Auditors For Y Management
6/27/2007 Best Buy BBY 086516101 3 Amend Stock Compensation For Y Management
Plan
-16-
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST/FIDUCIARY ASSET MANAGEMENT
COVERED CALL FUND
---------------------------------------
By (Signature and Title)* /s/ James A. Bowen
-----------------------------------
James A. Bowen, President
Date August 31, 2007
-------------------------
* Print the name and title of each signing officer under his or her signature.