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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HERBERT GAVIN S 2525 DUPONT DRIVE IRVINE, CA 92612 |
 X |  |  |  |
By: Matthew J. Maletta, Attorney-in-Fact | 02/14/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Herbert Family Trust gifted the 103 shares, received as a result of the J. Gleis, LLC dissolution, to Herbert Pacifica, LLC. Herbert Pacifica, LLC is a Charitable Remainder Trust and 1% owned by the Successor Trust. The reporting person disclaims beneficial ownership of the shares held by Herbert Pacifica, LLC, except to the extent, if any, that a pecuniary interest is ultimately realized. |
(2) | Shares held by the Herbert Family Trust. Reporting person is trustee and beneficiary of this trust and has the power to revoke without another's consent. (Includes an aggregate of 306 shares held by J. Gleis, LLC. The Herbert Family Trust holds a 1% interest in GHH Capital, LLC, which beneficially owns all the shares held by J. Gleis, LLC. Of the aggregrate 306 shares held by J. Gleis, LLC, 100 shares were sold by J. Gleis, LLC, and the remaining 206 shares were distributed evenly between the two members of GGH Capital, LLC, resulting from the dissolution of J. Gleis, LLC. The Herbert Family Trust held 103 shares, which reflects their 1% interest in GGH Capital, LLC. The reporting person disclaims beneficial ownership of the shares held by J. Gleis, LLC, except to the extent, if any, that a pecuniary interest is ultimately realized.) |
(3) | Shares held by the Herbert Family Trust. Reporting person is trustee and beneficiary of this trust and has the power to revoke without another's consent. |
(4) | Shares held by G. Herbert, Inc., which in turn is wholly owned by Gavin Herbert Successor Trust (GHST). The reporting person is co-trustee and has a pecuniary interest in GHST. |