1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
03/01/2004 |
07/30/2007 |
Common Stock
|
10,380
|
$
88.55
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
07/30/2006 |
07/30/2007 |
Common Stock
|
10,380
|
$
106.26
(1)
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
07/30/2006 |
07/30/2007 |
Common Stock
|
10,380
|
$
127.51
(1)
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
12/10/2009 |
Common Stock
|
20,760
|
$
41.12
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
01/23/2010 |
Common Stock
|
15,673
|
$
52.26
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
02/01/2011 |
Common Stock
|
16,296
|
$
80.18
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
04/23/2012 |
Common Stock
|
21,798
|
$
64.79
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
01/30/2013 |
Common Stock
|
21,000
|
$
60.25
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(7)
|
01/30/2014 |
Common Stock
|
17,000
|
$
82.48
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(8)
|
02/08/2015 |
Common Stock
|
20,000
|
$
72.3
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option becomes exercisable on the earlier of (i) the date upon which the closing price of a share of Allergan, Inc. common stock equals or exceeds the option exercise price or (ii) July 30, 2006, the fifth (5th) anniversary of the date of grant. |
(2) |
The option becomes exercisable in four equal annual installments beginning on 09/02/2003. |
(3) |
The option becomes exercisable in four equal annual installments beginning January 24, 2001. |
(4) |
The option becomes exercisable in four equal annual installments beginning February 2, 2002. |
(5) |
The option becomes exercisable in four equal annual installments beginning January 24, 2003. |
(6) |
The option becomes exercisable in four equal annual installments beginning January 31, 2004. |
(7) |
The option becomes exercisable in four equal annual installments beginning January 30, 2005. |
(8) |
The option becomes exercisable in four equal annual installments beginning February 9, 2006. |