UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
BHP BILLITON LIMITED (ABN 49 004 028 077) (Exact name of Registrant as specified in its charter)
VICTORIA, AUSTRALIA (Jurisdiction of incorporation or organisation)
180 LONSDALE STREET, MELBOURNE, VICTORIA 3000 AUSTRALIA (Address of principal executive offices) |
BHP BILLITON PLC (REG. NO. 3196209) (Exact name of Registrant as specified in its charter)
ENGLAND AND WALES (Jurisdiction of incorporation or organisation)
NEATHOUSE PLACE, VICTORIA, LONDON, UNITED KINGDOM (Address of principal executive offices) |
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: [x] Form 20-F [ ] Form 40-F | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ] | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ] | ||||
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: [ ] Yes [x] No | ||||
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a |
22 December 2006
To: |
Australian Stock Exchange |
cc: |
New York Stock Exchange |
Swiss Stock Exchange |
|||
JSE Limited |
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London Stock Exchange |
Deutsche Bank |
Notification of Change of Interests of Persons Discharging Managerial Responsibilities and Connected Persons
(Listing Rules & Disclosure Rules of the UK Listing Authority)
Name of entities |
BHP Billiton Limited |
BHP Billiton Plc |
ABN 49 004 028 077 |
REG NO 3196209 |
As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on which either BHP Billiton Plc or BHP Billiton Limited have primary or secondary listings, all those interests of persons discharging managerial responsibilities of both entities in the securities of both entities (and changes to those interests) which are required to be disclosed under the Listing Rules and Disclosure Rules of the United Kingdom Listing Authority and the Group's Securities Dealing Code.
We (the entities) advise the following information under the UK Listing Authority Disclosure Rule 3.1.4 and as agent for the person discharging managerial responsibilities in accordance with the Group's Securities Dealing Code.
Name of person discharging managerial responsibilities |
Ms K J Wood |
Date of last notice |
11 December 2006 |
Date issuer informed of transaction |
22 December 2006 |
Date and place of transaction |
20 December 2006 (place of transaction not applicable) |
Part 1 - Change of relevant interests in securities
Included in this Part are:
Direct or indirect interest |
Direct and Indirect |
Nature of indirect interest (including registered holder and the identity of a Connected Person if applicable) |
Sloan Wood Superannuation Fund is the registered holder. The trustees of this private superannuation fund are K Wood and A Sloan, of which Ms Wood is a beneficiary*. |
No. of securities held prior to change |
74,656 (all direct interest) |
Class |
Ordinary fully paid shares in BHP Billiton Limited |
Number acquired |
38,000 (transfer from direct to indirect holding) |
Number disposed |
38,000 (transfer from direct to indirect holding) |
Value/Consideration |
A$25.77 per share |
No. of securities held after change |
74,656 (38,000 indirect and 36,656 direct) |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Off-market transfer |
Any additional information |
*Ms Wood has transferred 38,000 shares from a registered holding in her name into a private superannuation fund in which Ms Wood is a beneficiary. Any changes in the holdings of the superannuation fund are notifiable to the exchanges. |
Part 2 - Change of interests in contracts other than as described in Part 3
Included in this Part are:
Detail of contract |
- |
Nature of interest (including the identity of a Connected Person if applicable) |
- |
Name of registered holder |
- |
No. and class of securities to which interest related prior to change |
- |
Interest acquired |
- |
Interest disposed |
- |
Value/Consideration |
- |
Interest after change |
- |
No. and class of securities to which interest related after the change |
- |
Part 3 - Change
of interests in options or other rights granted by the entitiesIncluded in this Part are only details of options or other rights granted which have changed, save for the total number of securities over which options or other rights are held following this notification.
Date of grant |
- |
Period during which or date on which exercisable |
- |
Total amount paid (if any) for the grant |
- |
Description of securities involved: class; number |
- |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise |
- |
Part 3 - Change
of interests in options or other rights granted by the entities (cont'd)
Total number of securities over which options or other rights held at the date of this notice |
25,846 - 24,110 vested Performance Rights under the PSP
16,547 - vested GIS Performance Shares (ordinary shares
26,631 - vested GIS Deferred Shares (ordinary shares of
38,729 - maximum number of GIS Deferred Shares
335,000 - maximum number of Performance Shares 442,753 Total |
Any additional information |
- |
Part 4 - Contact details
Name of authorised officers responsible for making this notification on behalf of the entities |
Mr R Mallett - BHP Billiton Limited Mrs I Watson - BHP Billiton Plc - BHP Billiton Plc |
Contact details
|
Mr R Mallett Tel: +61 3 9609 3324 Mrs I Watson Tel: +44 20 7802 4176 |
BHP Billiton Limited ABN 49 004 028 077 |
BHP Billiton Plc Registration number 3196209 |
The BHP Billiton Group is headquartered in Australia