Transaction
valuation*
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Amount
of filing fee**
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||
$378,815.88
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$14.90
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*
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The
“transaction valuation” set forth above is based on the Black-Scholes
option valuation model and assumes that all eligible outstanding options
to purchase 164,088 shares of common stock of EMCORE CORPORATION will be
amended pursuant to this offer, which may not occur.
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**
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The
amount of the filing fee, calculated in accordance with Rule 0-11 under
the Securities Exchange Act of 1934, as amended, as modified by Fee
Advisory No. 6 for fiscal year 2008, equals $39.30 per $1,000,000 of
transaction valuation. The transaction valuation set forth
above was calculated for the sole purpose of determining the filing fee,
and should not be used or relied upon for any other
purpose. This amount was previously paid.
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||
ý
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Check
box if any part of the fee is offset as provided by Rule 0-11(a)(2) and
identify the filing with which the offsetting fee was previously
paid. Identify the previous filing by registration statement
number, or the Form or Schedule and the date of its
filing.
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Amount
Previously Paid: $14.90
Form
or Registration No.: Schedule TO
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Filing
party: EMCORE Corporation
Date
filed: November 19, 2008
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¨
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Check
the box if the filing relates solely to preliminary communications made
before the commencement of a tender offer.
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Check
the appropriate boxes below to designate any transactions to which the
statement relates:
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¨ third
party tender offer subject to Rule 14d-1.
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ý issuer
tender offer subject to Rule 13e-4.
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¨ going-private
transaction subject to Rule 13e-3.
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¨ amendment
to Schedule 13D under Rule 13d-2.
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Check
the following box if the filing is a final amendment reporting the results
of the tender offer: ý
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Item
4.
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Terms
of the Transaction.
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EMCORE
CORPORATION
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By:
/s/ Hong
Hou
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Hong
Hou
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President,
Chief Executive Officer and Director
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Date: December
18, 2008
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