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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 15.565 | 11/21/2007 | M | 93,576 | (4) | 07/16/2013 | Common Stock | 93,576 | $ 0 | 200,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DE BRIER DONALD P OCCIDENTAL PETROLEUM CORP 10889 WILSHIRE BOULEVARD LOS ANGELES, CA 90024 |
EVP, GC & Secretary |
/s/ Christel H. Pauli, Attorney-in-Fact for Donald P. de Brier | 11/21/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported is an average sales price. 100 shares were sold at $70.60; 1,400 shares were sold at $70.72; 800 shares were sold at $70.81; 200 shares were sold at $70.82; 400 shares were sold at $70.85; 300 shares were sold at $70.86; 1,200 shares were sold at $70.87; 100 shares were sold at $70.88; 1,400 shares were sold at $70.89; 100 shares were sold at $70.95; 400 shares were sold at $71.05; 100 shares were sold at $71.07; 100 shares were sold at $71.09; 1,400 shares were sold at $71.10; 400 shares were sold at $71.22; 400 shares were sold at $71.24; 500 shares were sold at $71.25; 100 shares were sold at $71.27; 100 shares were sold at $71.28; 100 shares were sold at $71.41; 1,400 shares were sold at $71.42; 1,000 shares were sold at $71.43; 100 shares were sold at $71.45; 900 shares were sold at $71.46; 100 shares were sold at $71.49; 400 shares were sold at $71.52; 100 shares were sold at $71.53; and 400 shares were sold at $71.54. |
(2) | An additional 500 shares were sold at $71.55; 400 shares were sold at $71.60; 100 shares were sold at $71.61; 500 shares were sold at $71.65; 1,400 shares were sold at $71.66; 100 shares were sold at $71.67; 100 shares were sold at $71.68; 900 shares were sold at $71.72; 400 shares were sold at $ 71.76; 1,900 shares were sold at $71.80; 400 shares were sold at $71.82; 100 shares were sold at $71.83; 100 shares were sold at $71.86; 1,000 shares were sold at $71.90; 900 shares were sold at $71.91; 100 shares were sold at $71.92; 1,400 shares were sold at $71.95; 100 shares were sold at $71.96; 3,000 shares were sold at $72.00; 100 shares were sold at $72.08; 100 shares were sold at $72.10; 400 shares were sold at $72.11; 100 shares were sold at $72.14; 900 shares were sold at $72.17; 372 shares were sold at $72.21; 100 shares were sold at $72.22; 100 shares were sold at $72.33; and 900 shares were sold at $72.34. |
(3) | An additional 900 shares were sold at $72.40; 100 shares were sold at $72.41; 100 shares were sold at $72.56; 900 shares were sold at $72.57; 900 shares were sold at $72.59; 100 shares were sold at $72.61; 100 shares were sold at $72.78; 1,200 shares were sold at $72.79; 100 shares were sold at $72.81; 400 shares were sold at $72.87; 200 shares were sold at $72.91; 200 shares were sold at $72.96; 200 shares were sold at $72.97; 1,500 shares were sold at $72.99; 100 shares were sold at $73.00; 156 shares were sold at $73.03; 1,800 shares were sold at $73.04; and 528 shares were sold at $73.10. |
(4) | The option vested in three equal annual installments beginning on July 16, 2004. |