UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
September 20, 2007
A.G. EDWARDS, INC.
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Delaware |
001-08527 |
43-1288229 |
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(State or Other |
(Commission File Number) |
(IRS Employer |
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Jurisdiction) |
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Identification Number) |
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One North Jefferson |
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St. Louis, Missouri |
63103 |
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(Address of Principal Executive Offices) |
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Registrant’s telephone number, including area code: (314) 955-3000 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 425 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c)
Item 2.02 Results of Operations and Financial Condition
Filed herewith is the Unaudited Earnings Summaries for the three and six month periods ended August 31, 2007, and supplemental quarterly information for A. G. Edwards, Inc. as contained in a press release dated September 20, 2007. The results of operations and financial condition are unaudited.
Item 9.01 Financial Statements and Exhibits
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(d) Exhibits |
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99(i) |
Unaudited Earnings Summaries for the three and six month periods ended August 31, 2007, and supplemental quarterly information for A. G. Edwards, Inc. |
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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A.G. Edwards, Inc. |
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Registrant |
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Date: |
September 20, 2007 |
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By: |
/s/ Douglas L. Kelly |
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Douglas L. Kelly |
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Chief Financial Officer |
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Exhibit Index |
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Exhibit No. |
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Description |
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99(i) |
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Unaudited Earnings Summaries for the three and six month periods ended August 31, 2007 and supplemental quarterly information. |