Blueprint
UNITED STATES
|
SECURITIES AND EXCHANGE COMMISSION
|
Washington, D.C. 20549
|
|
|
|
|
FORM 8-K
|
|
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D)
|
OF THE SECURITIES EXCHANGE ACT OF 1934
|
|
Date of
Report (Date of earliest event
reported): July
23, 2018
|
|
Peoples Bancorp of North Carolina, Inc.
|
(Exact
Name of Registrant as Specified in Its Charter)
|
|
North Carolina
|
(State
or Other Jurisdiction of Incorporation)
|
|
000-27205
|
56-2132396
|
(Commission
File No.)
|
(IRS
Employer Identification No.)
|
|
518 West C Street, Newton, North Carolina
|
28658
|
(Address
of Principal Executive Offices)
|
(Zip
Code)
|
|
(828) 464-5620
|
(Registrant’s
Telephone Number, Including Area Code)
|
|
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
|
☐ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant
is an emerging growth company as defined in in Rule 405 of
the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of
this chapter).
Emerging
growth company ☐
If an
emerging growth company, indicate by checkmark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
☐
Peoples
Bancorp of North Carolina, Inc.
|
INDEX
|
|
|
Page
|
Item
2.02 – Results of Operations and Financial
Condition
|
3
|
|
|
Item
9.01 – Financial Statements and Exhibits
|
3
|
|
|
Signatures
|
4
|
|
|
Exhibit
(99)(a) Press Release dated July 23, 2018
|
5
|
Item 2.02. Results of Operations and Financial
Condition
On July
23, 2018, Peoples Bancorp of North Carolina, Inc. issued a press
release announcing second quarter 2018 earnings
results.
A copy
of the press release is attached hereto as Exhibit (99)(a) and is
incorporated by reference herein.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
(99)(a) Press Release dated July 23,
2018
Disclosure about forward-looking statements
Statements made in
this Form 8-K, other than those concerning historical information,
should be considered forward-looking statements pursuant to the
safe harbor provisions of the Securities Exchange Act of 1934 and
the Private Securities Litigation Act of 1995. These
forward-looking statements involve risks and uncertainties and are
based on the beliefs and assumptions of management and on the
information available to management at the time that this report
was prepared. These statements can be identified by the use of
words like “expect,” “anticipate,”
“estimate,” and “believe,” variations of
these words and other similar expressions. Readers should not place
undue reliance on forward-looking statements as a number of
important factors could cause actual results to differ materially
from those in the forward-looking statements. Factors that might cause such a
difference include, but are not limited to, changes in interest
rate environment, management’s business strategy, national,
regional, and local market conditions and legislative and
regulatory conditions.
The
Company undertakes no obligation to publicly revise these
forward-looking statements to reflect subsequent events or
circumstances. Readers should also carefully review the risk
factors described in other documents the Company files from time to
time with the Securities and Exchange Commission.
SIGNATURES
|
|
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
|
PEOPLES BANCORP OF
NORTH CAROLINA, INC.
|
|
|
|
|
|
Date: July 23,
2018
|
By:
|
/s/
A.
Joseph Lampron, Jr.
|
|
|
|
A. Joseph Lampron,
Jr.
|
|
|
|
Executive Vice
President and Chief Financial Officer
|
|