1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(4)
|
02/12/2025 |
Class A Common Shares, $0.01 par value per share
|
20,700
|
$
8.5
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
02/09/2027 |
Class A Common Shares, $0.01 par value per share
|
50,127
|
$
11.1
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(6)
|
02/07/2028 |
Class A Common Shares, $0.01 par value per share
|
21,965
|
$
18.7
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents restricted stock units granted pursuant to the NMI Holdings,Inc. 2014 Omnibus Incentive Plan, as amended. The remaining shares underlying these restricted stock units vest on the third anniversary of the date of grant, which grant occurred on February 10, 2016. |
(2) |
Represents restricted stock units granted pursuant to the NMI Holdings,Inc. 2014 Omnibus Incentive Plan, as amended. The remaining shares underlying these restricted stock units vest in equal annual installments on the second and third anniversaries of the date of grant, which grant occurred on February 9, 2017. |
(3) |
Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in equal annual installments on each of the first, second and third anniversaries of the date of grant, which grant occurred on February 7, 2018. |
(4) |
Granted pursuant to the NMI Holdings, Inc. 2014 Omnibus Incentive Plan, as amended. The stock option award is fully vested and exercisable. |
(5) |
Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments on the first, second and third anniversaries of the date of grant, which grant occurred on February 9, 2017. The first installment of this grant is fully vested and exercisable. |
(6) |
Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments on the first, second and third anniversaries of the date of grant, which grant occurred on February 7, 2018. |