UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21586
First Trust Enhanced Equity Income Fund
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
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Date of reporting period: July 1, 2017 - June 30, 2018
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
Constellation Brands, Inc.
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Ticker STZ
Provider Security ID 21036P108
Meeting Date 18-Jul-17 Meeting Type Annual
Record Date 19-May-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Jerry Fowden For For Yes No
Management 1.2 Elect Director Barry A. Fromberg For Withhold Yes Yes
Management 1.3 Elect Director Robert L. Hanson For For Yes No
Management 1.4 Elect Director Ernesto M. Hernandez For For Yes No
Management 1.5 Elect Director James A. Locke, III For Withhold Yes Yes
Management 1.6 Elect Director Daniel J. McCarthy For Withhold Yes Yes
Management 1.7 Elect Director Richard Sands For For Yes No
Management 1.8 Elect Director Robert Sands For For Yes No
Management 1.9 Elect Director Judy A. Schmeling For Withhold Yes Yes
Management 1.10 Elect Director Keith E. Wandell For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 5 Amend Omnibus Stock Plan For For Yes No
Take-Two Interactive Software, Inc.
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Ticker TTWO
Provider Security ID 874054109
Meeting Date 15-Sep-17 Meeting Type Annual
Record Date 21-Jul-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Strauss Zelnick For For Yes No
Management 1.2 Elect Director Robert A. Bowman For For Yes No
Management 1.3 Elect Director Michael Dornemann For For Yes No
Management 1.4 Elect Director J Moses For For Yes No
Management 1.5 Elect Director Michael Sheresky For For Yes No
Management 1.6 Elect Director LaVerne Srinivasan For For Yes No
Management 1.7 Elect Director Susan Tolson For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Approve Omnibus Stock Plan For For Yes No
Management 5 Approve Omnibus Stock Plan For For Yes No
Management 6 Approve Qualified Employee Stock Purchase For For Yes No
Plan
Management 7 Ratify Ernst & Young LLP as Auditors For For Yes No
FedEx Corporation
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Ticker FDX
Provider Security ID 31428X106
Meeting Date 25-Sep-17 Meeting Type Annual
Record Date 31-Jul-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director James L. Barksdale For For Yes No
Management 1.2 Elect Director John A. Edwardson For For Yes No
Management 1.3 Elect Director Marvin R. Ellison For For Yes No
Management 1.4 Elect Director John C. ("Chris") Inglis For For Yes No
Management 1.5 Elect Director Kimberly A. Jabal For For Yes No
Management 1.6 Elect Director Shirley Ann Jackson For For Yes No
Management 1.7 Elect Director R. Brad Martin For For Yes No
Management 1.8 Elect Director Joshua Cooper Ramo For For Yes No
Management 1.9 Elect Director Susan C. Schwab For For Yes No
Management 1.10 Elect Director Frederick W. Smith For For Yes No
Management 1.11 Elect Director David P. Steiner For For Yes No
Management 1.12 Elect Director Paul S. Walsh For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Ratify Ernst & Young LLP as Auditors For For Yes No
Share Holder 6 Amend Proxy Access Right Against For Yes Yes
Share Holder 7 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 8 Provide For Confidential Running Vote Tallies Against Against Yes No
On Executive Pay Matters
Share Holder 9 Report on Company Non-Discrimination Policies Against Against Yes No
in States with Pro-Discrimination Laws
Oracle Corporation
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Ticker ORCL
Provider Security ID 68389X105
Meeting Date 15-Nov-17 Meeting Type Annual
Record Date 18-Sep-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Jeffrey S. Berg For For Yes No
Management 1.2 Elect Director Michael J. Boskin For Withhold Yes Yes
Management 1.3 Elect Director Safra A. Catz For For Yes No
Management 1.4 Elect Director Bruce R. Chizen For Withhold Yes Yes
Management 1.5 Elect Director George H. Conrades For For Yes No
Management 1.6 Elect Director Lawrence J. Ellison For For Yes No
Management 1.7 Elect Director Hector Garcia-Molina For For Yes No
Management 1.8 Elect Director Jeffrey O. Henley For For Yes No
Management 1.9 Elect Director Mark V. Hurd For For Yes No
Management 1.10 Elect Director Renee J. James For For Yes No
Management 1.11 Elect Director Leon E. Panetta For For Yes No
Management 1.12 Elect Director Naomi O. Seligman For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Ratify Ernst & Young LLP as Auditors For For Yes No
Share Holder 6 Political Contributions Disclosure Against For Yes Yes
Share Holder 7 Gender Pay Gap Against For Yes Yes
Share Holder 8 Amend Proxy Access Right Against For Yes Yes
Microsoft Corporation
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Ticker MSFT
Provider Security ID 594918104
Meeting Date 29-Nov-17 Meeting Type Annual
Record Date 29-Sep-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director William H. Gates, III For For Yes No
Management 1.2 Elect Director Reid G. Hoffman For For Yes No
Management 1.3 Elect Director Hugh F. Johnston For For Yes No
Management 1.4 Elect Director Teri L. List-Stoll For For Yes No
Management 1.5 Elect Director Satya Nadella For For Yes No
Management 1.6 Elect Director Charles H. Noski For For Yes No
Management 1.7 Elect Director Helmut Panke For For Yes No
Management 1.8 Elect Director Sandra E. Peterson For For Yes No
Management 1.9 Elect Director Penny S. Pritzker For For Yes No
Management 1.10 Elect Director Charles W. Scharf For For Yes No
Management 1.11 Elect Director Arne M. Sorenson For For Yes No
Management 1.12 Elect Director John W. Stanton For For Yes No
Management 1.13 Elect Director John W. Thompson For For Yes No
Management 1.14 Elect Director Padmasree Warrior For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 5 Amend Executive Incentive Bonus Plan For For Yes No
Management 6 Approve Omnibus Stock Plan For For Yes No
Medtronic plc
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Ticker MDT
Provider Security ID G5960L103
Meeting Date 08-Dec-17 Meeting Type Annual
Record Date 10-Oct-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Richard H. Anderson For For Yes No
Management 1b Elect Director Craig Arnold For For Yes No
Management 1c Elect Director Scott C. Donnelly For For Yes No
Management 1d Elect Director Randall J. Hogan, III For For Yes No
Management 1e Elect Director Omar Ishrak For For Yes No
Management 1f Elect Director Shirley Ann Jackson For For Yes No
Management 1g Elect Director Michael O. Leavitt For For Yes No
Management 1h Elect Director James T. Lenehan For For Yes No
Management 1i Elect Director Elizabeth G. Nabel For For Yes No
Management 1j Elect Director Denise M. O'Leary For For Yes No
Management 1k Elect Director Kendall J. Powell For For Yes No
Management 1l Elect Director Robert C. Pozen For For Yes No
Management 2 Approve PricewaterhouseCoopers LLP as For For Yes No
Auditors and Authorize Audit Committee to Fix
Their Remuneration
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Amend Omnibus Stock Plan For For Yes No
Palo Alto Networks, Inc.
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Ticker PANW
Provider Security ID 697435105
Meeting Date 08-Dec-17 Meeting Type Annual
Record Date 16-Oct-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Frank Calderoni For For Yes No
Management 1b Elect Director Carl Eschenbach For For Yes No
Management 1c Elect Director Daniel J. Warmenhoven For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Approve Executive Incentive Bonus Plan For For Yes No
Share Holder 5 Prepare Employment Diversity Report Against For Yes Yes
Cisco Systems, Inc.
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Ticker CSCO
Provider Security ID 17275R102
Meeting Date 11-Dec-17 Meeting Type Annual
Record Date 13-Oct-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Carol A. Bartz For For Yes No
Management 1b Elect Director M. Michele Burns For For Yes No
Management 1c Elect Director Michael D. Capellas For For Yes No
Management 1d Elect Director Amy L. Chang For For Yes No
Management 1e Elect Director John L. Hennessy For For Yes No
Management 1f Elect Director Kristina M. Johnson For For Yes No
Management 1g Elect Director Roderick C. McGeary For For Yes No
Management 1h Elect Director Charles H. Robbins For For Yes No
Management 1i Elect Director Arun Sarin For For Yes No
Management 1j Elect Director Brenton L. Saunders For For Yes No
Management 1k Elect Director Steven M. West For For Yes No
Management 2 Amend Omnibus Stock Plan For For Yes No
Management 3 Amend Executive Incentive Bonus Plan For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 6 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 7 Report on Lobbying Payments and Policy Against For Yes Yes
Micron Technology, Inc.
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Ticker MU
Provider Security ID 595112103
Meeting Date 17-Jan-18 Meeting Type Annual
Record Date 20-Nov-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Robert L. Bailey For For Yes No
Management 1.2 Elect Director Richard M. Beyer For For Yes No
Management 1.3 Elect Director Patrick J. Byrne For For Yes No
Management 1.4 Elect Director Mercedes Johnson For For Yes No
Management 1.5 Elect Director Sanjay Mehrotra For For Yes No
Management 1.6 Elect Director Lawrence N. Mondry For For Yes No
Management 1.7 Elect Director Robert E. Switz For For Yes No
Management 2 Approve Qualified Employee Stock Purchase For For Yes No
Plan
Management 3 Amend Executive Incentive Bonus Plan For For Yes No
Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 5 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 6 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Costco Wholesale Corporation
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Ticker COST
Provider Security ID 22160K105
Meeting Date 30-Jan-18 Meeting Type Annual
Record Date 24-Nov-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Kenneth D. Denman For For Yes No
Management 1.2 Elect Director W. Craig Jelinek For For Yes No
Management 1.3 Elect Director Jeffrey S. Raikes For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Adopt Simple Majority Vote Against For Yes Yes
Share Holder 5 Adopt Policy Regarding Prison Labor Against Against Yes No
WestRock Company
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Ticker WRK
Provider Security ID 96145D105
Meeting Date 02-Feb-18 Meeting Type Annual
Record Date 06-Dec-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Timothy J. Bernlohr For For Yes No
Management 1b Elect Director J. Powell Brown For For Yes No
Management 1c Elect Director Michael E. Campbell For For Yes No
Management 1d Elect Director Terrell K. Crews For For Yes No
Management 1e Elect Director Russell M. Currey For For Yes No
Management 1f Elect Director John A. Luke, Jr. For For Yes No
Management 1g Elect Director Gracia C. Martore For For Yes No
Management 1h Elect Director James E. Nevels For For Yes No
Management 1i Elect Director Timothy H. Powers For For Yes No
Management 1j Elect Director Steven C. Voorhees For For Yes No
Management 1k Elect Director Bettina M. Whyte For For Yes No
Management 1l Elect Director Alan D. Wilson For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Amend Executive Incentive Bonus Plan For For Yes No
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Ratify Ernst & Young LLP as Auditors For For Yes No
Apple Inc.
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Ticker AAPL
Provider Security ID 037833100
Meeting Date 13-Feb-18 Meeting Type Annual
Record Date 15-Dec-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director James Bell For For Yes No
Management 1b Elect Director Tim Cook For For Yes No
Management 1c Elect Director Al Gore For For Yes No
Management 1d Elect Director Bob Iger For For Yes No
Management 1e Elect Director Andrea Jung For For Yes No
Management 1f Elect Director Art Levinson For For Yes No
Management 1g Elect Director Ron Sugar For For Yes No
Management 1h Elect Director Sue Wagner For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Amend Non-Employee Director Omnibus Stock For For Yes No
Plan
Share Holder 5 Proxy Access Amendments Against For Yes Yes
Share Holder 6 Establish Human Rights Committee Against Against Yes No
Helmerich & Payne, Inc.
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Ticker HP
Provider Security ID 423452101
Meeting Date 06-Mar-18 Meeting Type Annual
Record Date 05-Jan-18
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Kevin G. Cramton For For Yes No
Management 1b Elect Director Randy A. Foutch For For Yes No
Management 1c Elect Director Hans Helmerich For For Yes No
Management 1d Elect Director John W. Lindsay For For Yes No
Management 1e Elect Director Paula Marshall For For Yes No
Management 1f Elect Director Jose R. Mas For For Yes No
Management 1g Elect Director Thomas A. Petrie For For Yes No
Management 1h Elect Director Donald F. Robillard, Jr. For For Yes No
Management 1i Elect Director Edward B. Rust, Jr. For For Yes No
Management 1j Elect Director John D. Zeglis For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Applied Materials, Inc.
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Ticker AMAT
Provider Security ID 038222105
Meeting Date 08-Mar-18 Meeting Type Annual
Record Date 10-Jan-18
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Judy Bruner For For Yes No
Management 1b Elect Director Xun (Eric) Chen For For Yes No
Management 1c Elect Director Aart J. de Geus For For Yes No
Management 1d Elect Director Gary E. Dickerson For For Yes No
Management 1e Elect Director Stephen R. Forrest For For Yes No
Management 1f Elect Director Thomas J. Iannotti For For Yes No
Management 1g Elect Director Alexander A. Karsner For For Yes No
Management 1h Elect Director Adrianna C. Ma For For Yes No
Management 1i Elect Director Scott A. McGregor For For Yes No
Management 1j Elect Director Dennis D. Powell For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Share Holder 4 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 5 Adopt Policy to Annually Disclose EEO-1 Data Against For Yes Yes
Broadcom Limited
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Ticker AVGO
Provider Security ID Y09827109
Meeting Date 23-Mar-18 Meeting Type Court
Record Date 05-Mar-18
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve Scheme of Arrangement For For Yes No
Broadcom Limited
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Ticker AVGO
Provider Security ID Y09827109
Meeting Date 04-Apr-18 Meeting Type Annual
Record Date 12-Feb-18
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Hock E. Tan For For Yes No
Management 1b Elect Director James V. Diller For For Yes No
Management 1c Elect Director Gayla J. Delly For For Yes No
Management 1d Elect Director Lewis C. Eggebrecht For For Yes No
Management 1e Elect Director Kenneth Y. Hao For For Yes No
Management 1f Elect Director Eddy W. Hartenstein For For Yes No
Management 1g Elect Director Check Kian Low For For Yes No
Management 1h Elect Director Donald Macleod For For Yes No
Management 1i Elect Director Peter J. Marks For For Yes No
Management 1j Elect Director Henry Samueli For For Yes No
Management 2 Approve PricewaterhouseCoopers LLP as For For Yes No
Auditors and Authorize Board to Fix Their
Remuneration
Management 3 Approve Issuance of Shares With or Without For For Yes No
Preemptive Rights
Management 4 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Schlumberger Limited
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Ticker SLB
Provider Security ID 806857108
Meeting Date 04-Apr-18 Meeting Type Annual
Record Date 07-Feb-18
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Peter L.S. Currie For For Yes No
Management 1b Elect Director Miguel M. Galuccio For For Yes No
Management 1c Elect Director V. Maureen Kempston Darkes For For Yes No
Management 1d Elect Director Paal Kibsgaard For For Yes No
Management 1e Elect Director Nikolay Kudryavtsev For For Yes No
Management 1f Elect Director Helge Lund For For Yes No
Management 1g Elect Director Michael E. Marks For For Yes No
Management 1h Elect Director Indra K. Nooyi For For Yes No
Management 1i Elect Director Lubna S. Olayan For For Yes No
Management 1j Elect Director Leo Rafael Reif For For Yes No
Management 1k Elect Director Henri Seydoux For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 3 Adopt and Approve Financials and Dividends For For Yes No
Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 5 Amend Omnibus Stock Plan For For Yes No
Carnival Corporation
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Ticker CCL
Provider Security ID 143658300
Meeting Date 11-Apr-18 Meeting Type Annual
Record Date 13-Feb-18
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Re-elect Micky Arison as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 2 Re-elect Jonathon Band as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 3 Elect Jason Glen Cahilly as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 4 Re-elect Helen Deeble as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 5 Re-elect Arnold W. Donald as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 6 Re-elect Richard J. Glasier as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 7 Re-elect Debra Kelly-Ennis as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 8 Re-elect John Parker as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 9 Re-elect Stuart Subotnick as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 10 Re-elect Laura Weil as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 11 Re-elect Randall J. Weisenburger as a For For Yes No
Director of Carnival Corporation and as a
Director of Carnival plc.
Management 12 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 13 Approve Directors' Remuneration Report (in For For Yes No
accordance with legal requirements applicable
to UK companies)
Management 14 Reappoint PricewaterhouseCoopers LLP as For For Yes No
Independent Auditors of Carnival plc;
Ratify the Selection of the U.S. Firm of
PricewaterhouseCoopers LLP as the
Independent Registered Certified Public
Accounting Firm of Carnival Corporation
Management 15 Authorize Board to Fix Remuneration of For For Yes No
Auditors
Management 16 Receive the UK Accounts and Reports of the For For Yes No
Directors and Auditors of Carnival plc for the
year ended November 30, 2017 (in accordance
with legal requirements applicable to UK
companies).
Management 17 Authorize Issuance of Equity or Equity-Linked For For Yes No
Securities with Preemptive Rights
Management 18 Approve Issuance of Equity or Equity-Linked For For Yes No
Securities without Preemptive Rights
Management 19 Authorize Share Repurchase Program For For Yes No
Adobe Systems Incorporated
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Ticker ADBE
Provider Security ID 00724F101
Meeting Date 12-Apr-18 Meeting Type Annual
Record Date 14-Feb-18
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Amy L. Banse For For Yes No
Management 1b Elect Director Edward W. Barnholt For For Yes No
Management 1c Elect Director Robert K. Burgess For For Yes No
Management 1d Elect Director Frank A. Calderoni For For Yes No
Management 1e Elect Director James E. Daley For For Yes No
Management 1f Elect Director Laura B. Desmond For For Yes No
Management 1g Elect Director Charles M. Geschke For For Yes No
Management 1h Elect Director Shantanu Narayen For For Yes No
Management 1i Elect Director Daniel L. Rosensweig For For Yes No
Management 1j Elect Director John E. Warnock For For Yes No
Management 2 Amend Omnibus Stock Plan For For Yes No
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
J.B. Hunt Transport Services, Inc.
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Ticker JBHT
Provider Security ID 445658107
Meeting Date 19-Apr-18 Meeting Type Annual
Record Date 13-Feb-18
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Douglas G. Duncan For For Yes No
Management 1.2 Elect Director Francesca M. Edwardson For For Yes No
Management 1.3 Elect Director Wayne Garrison For For Yes No
Management 1.4 Elect Director Sharilyn S. Gasaway For For Yes No
Management 1.5 Elect Director Gary C. George For For Yes No
Management 1.6 Elect Director J. Bryan Hunt, Jr. For For Yes No
Management 1.7 Elect Director Coleman H. Peterson For For Yes No
Management 1.8 Elect Directors John N. Roberts, III For For Yes No
Management 1.9 Elect Director James L. Robo For For Yes No
Management 1.10 Elect Director Kirk Thompson For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Share Holder 4 Report on Political Contributions Against For Yes Yes
Share Holder 5 Adopt and Report on Science-Based GHG Against For Yes Yes
Emissions Reduction Targets
PPG Industries, Inc.
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Ticker PPG
Provider Security ID 693506107
Meeting Date 19-Apr-18 Meeting Type Annual
Record Date 16-Feb-18
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Victoria F. Haynes For For Yes No
Management 1.2 Elect Director Michael W. Lamach For For Yes No
Management 1.3 Elect Director Martin H. Richenhagen For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Declassify the Board of Directors For For Yes No
Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Stanley Black & Decker, Inc.
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Ticker SWK
Provider Security ID 854502101
Meeting Date 19-Apr-18 Meeting Type Annual
Record Date 16-Feb-18
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Andrea J. Ayers For For Yes No
Management 1.2 Elect Director George W. Buckley For For Yes No
Management 1.3 Elect Director Patrick D. Campbell For For Yes No
Management 1.4 Elect Director Carlos M. Cardoso For For Yes No
Management 1.5 Elect Director Robert B. Coutts For For Yes No
Management 1.6 Elect Director Debra A. Crew For For Yes No
Management 1.7 Elect Director Michael D. Hankin For For Yes No
Management 1.8 Elect Director James M. Loree For For Yes No
Management 1.9 Elect Director Marianne M. Parrs For For Yes No
Management 1.10 Elect Director Robert L. Ryan For For Yes No
Management 1.11 Elect Director James H. Scholefield For For Yes No
Management 2 Approve Omnibus Stock Plan For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Ratify Ernst & Young LLP as Auditors For For Yes No
Honeywell International Inc.
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Ticker HON
Provider Security ID 438516106
Meeting Date 23-Apr-18 Meeting Type Annual
Record Date 23-Feb-18
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1A Elect Director Darius Adamczyk For For Yes No
Management 1B Elect Director Duncan B. Angove For For Yes No
Management 1C Elect Director William S. Ayer For For Yes No
Management 1D Elect Director Kevin Burke For For Yes No
Management 1E Elect Director Jaime Chico Pardo For For Yes No
Management 1F Elect Director D. Scott Davis For For Yes No
Management 1G Elect Director Linnet F. Deily For For Yes No
Management 1H Elect Director Judd Gregg For For Yes No
Management 1I Elect Director Clive Hollick For For Yes No
Management 1J Elect Director Grace D. Lieblein For For Yes No
Management 1K Elect Director George Paz For For Yes No
Management 1L Elect Director Robin L. Washington For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 4 Reduce Ownership Threshold for Shareholders For For Yes No
to Call Special Meeting
Share Holder 5 Require Independent Board Chairman Against Against Yes No
Share Holder 6 Report on Lobbying Payments and Policy Against For Yes Yes
The Kraft Heinz Company
--------------------------------------------------------------------------------
Ticker KHC
Provider Security ID 500754106
Meeting Date 23-Apr-18 Meeting Type Annual
Record Date 22-Feb-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Gregory E. Abel For For Yes No
Management 1b Elect Director Alexandre Behring For For Yes No
Management 1c Elect Director John T. Cahill For For Yes No
Management 1d Elect Director Tracy Britt Cool For For Yes No
Management 1e Elect Director Feroz Dewan For For Yes No
Management 1f Elect Director Jeanne P. Jackson For For Yes No
Management 1g Elect Director Jorge Paulo Lemann For For Yes No
Management 1h Elect Director John C. Pope For For Yes No
Management 1i Elect Director Marcel Herrmann Telles For For Yes No
Management 1j Elect Director Alexandre Van Damme For For Yes No
Management 1k Elect Director George Zoghbi For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 4 Assess Environmental Impact of Non- Against For Yes Yes
Recyclable Packaging
Bank of America Corporation
--------------------------------------------------------------------------------
Ticker BAC
Provider Security ID 060505104
Meeting Date 25-Apr-18 Meeting Type Annual
Record Date 02-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Sharon L. Allen For For Yes No
Management 1b Elect Director Susan S. Bies For For Yes No
Management 1c Elect Director Jack O. Bovender, Jr. For For Yes No
Management 1d Elect Director Frank P. Bramble, Sr. For For Yes No
Management 1e Elect Director Pierre J.P. de Weck For For Yes No
Management 1f Elect Director Arnold W. Donald For For Yes No
Management 1g Elect Director Linda P. Hudson For For Yes No
Management 1h Elect Director Monica C. Lozano For For Yes No
Management 1i Elect Director Thomas J. May For For Yes No
Management 1j Elect Director Brian T. Moynihan For For Yes No
Management 1k Elect Director Lionel L. Nowell, III For For Yes No
Management 1l Elect Director Michael D. White For For Yes No
Management 1m Elect Director Thomas D. Woods For For Yes No
Management 1n Elect Director R. David Yost For For Yes No
Management 1o Elect Director Maria T. Zuber For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
DowDuPont Inc.
--------------------------------------------------------------------------------
Ticker DWDP
Provider Security ID 26078J100
Meeting Date 25-Apr-18 Meeting Type Annual
Record Date 26-Feb-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Lamberto Andreotti For For Yes No
Management 1b Elect Director James A. Bell For For Yes No
Management 1c Elect Director Edward D. Breen For For Yes No
Management 1d Elect Director Robert A. Brown For For Yes No
Management 1e Elect Director Alexander M. Cutler For For Yes No
Management 1f Elect Director Jeff M. Fettig For For Yes No
Management 1g Elect Director Marillyn A. Hewson For For Yes No
Management 1h Elect Director Lois D. Juliber For For Yes No
Management 1i Elect Director Andrew N. Liveris For For Yes No
Management 1j Elect Director Raymond J. Milchovich For For Yes No
Management 1k Elect Director Paul Polman For For Yes No
Management 1l Elect Director Dennis H. Reilley For For Yes No
Management 1m Elect Director James M. Ringler For For Yes No
Management 1n Elect Director Ruth G. Shaw For For Yes No
Management 1o Elect Director Lee M. Thomas For For Yes No
Management 1p Elect Director Patrick J. Ward For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder 5 Eliminate Supermajority Vote Requirement Against For Yes Yes
Share Holder 6 Report on Pay Disparity Against Against Yes No
Share Holder 7 Assess Feasibility of Including Against Against Yes No
Sustainability as a Performance Measure for
Senior Executive Compensation
Share Holder 8 Report on Impact of the Bhopal Chemical Against Against Yes No
Explosion
Share Holder 9 Reduce Ownership Threshold for Shareholders Against For Yes Yes
to Call Special Meeting
Pfizer Inc.
--------------------------------------------------------------------------------
Ticker PFE
Provider Security ID 717081103
Meeting Date 26-Apr-18 Meeting Type Annual
Record Date 27-Feb-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Dennis A. Ausiello For For Yes No
Management 1.2 Elect Director Ronald E. Blaylock For For Yes No
Management 1.3 Elect Director Albert Bourla For For Yes No
Management 1.4 Elect Director W. Don Cornwell For For Yes No
Management 1.5 Elect Director Joseph J. Echevarria For For Yes No
Management 1.6 Elect Director Helen H. Hobbs For For Yes No
Management 1.7 Elect Director James M. Kilts For For Yes No
Management 1.8 Elect Director Dan R. Littman For For Yes No
Management 1.9 Elect Director Shantanu Narayen For For Yes No
Management 1.10 Elect Director Suzanne Nora Johnson For For Yes No
Management 1.11 Elect Director Ian C. Read For For Yes No
Management 1.12 Elect Director James C. Smith For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Amend Omnibus Stock Plan For For Yes No
Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 6 Require Independent Board Chairman Against Against Yes No
Share Holder 7 Report on Lobbying Payments and Policy Against For Yes Yes
SVB Financial Group
--------------------------------------------------------------------------------
Ticker SIVB
Provider Security ID 78486Q101
Meeting Date 26-Apr-18 Meeting Type Annual
Record Date 26-Feb-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Greg W. Becker For For Yes No
Management 1.2 Elect Director Eric A. Benhamou For For Yes No
Management 1.3 Elect Director John S. Clendening For For Yes No
Management 1.4 Elect Director Roger F. Dunbar For For Yes No
Management 1.5 Elect Director Joel P. Friedman For For Yes No
Management 1.6 Elect Director Kimberly A. Jabal For For Yes No
Management 1.7 Elect Director Jeffrey N. Maggioncalda For For Yes No
Management 1.8 Elect Director Mary J. Miller For For Yes No
Management 1.9 Elect Director Kate D. Mitchell For For Yes No
Management 1.10 Elect Director John F. Robinson For For Yes No
Management 1.11 Elect Director Garen K. Staglin For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
AT&T Inc.
--------------------------------------------------------------------------------
Ticker T
Provider Security ID 00206R102
Meeting Date 27-Apr-18 Meeting Type Annual
Record Date 27-Feb-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Randall L. Stephenson For For Yes No
Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Yes No
Management 1.3 Elect Director Richard W. Fisher For For Yes No
Management 1.4 Elect Director Scott T. Ford For For Yes No
Management 1.5 Elect Director Glenn H. Hutchins For For Yes No
Management 1.6 Elect Director William E. Kennard For For Yes No
Management 1.7 Elect Director Michael B. McCallister For For Yes No
Management 1.8 Elect Director Beth E. Mooney For For Yes No
Management 1.9 Elect Director Joyce M. Roche For For Yes No
Management 1.10 Elect Director Matthew K. Rose For For Yes No
Management 1.11 Elect Director Cynthia B. Taylor For For Yes No
Management 1.12 Elect Director Laura D'Andrea Tyson For For Yes No
Management 1.13 Elect Director Geoffrey Y. Yang For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Amend Stock Purchase and Deferral Plan For For Yes No
Management 5 Approve Omnibus Stock Plan For For Yes No
Share Holder 6 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 7 Amend Proxy Access Right Against For Yes Yes
Share Holder 8 Require Independent Board Chairman Against For Yes Yes
Share Holder 9 Provide Right to Act by Written Consent Against For Yes Yes
Exelon Corporation
--------------------------------------------------------------------------------
Ticker EXC
Provider Security ID 30161N101
Meeting Date 01-May-18 Meeting Type Annual
Record Date 02-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Anthony K. Anderson For For Yes No
Management 1b Elect Director Ann C. Berzin For For Yes No
Management 1c Elect Director Christopher M. Crane For For Yes No
Management 1d Elect Director Yves C. de Balmann For For Yes No
Management 1e Elect Director Nicholas DeBenedictis For For Yes No
Management 1f Elect Director Linda P. Jojo For For Yes No
Management 1g Elect Director Paul L. Joskow For For Yes No
Management 1h Elect Director Robert J. Lawless For For Yes No
Management 1i Elect Director Richard W. Mies For For Yes No
Management 1j Elect Director John W. Rogers, Jr. For For Yes No
Management 1k Elect Director Mayo A. Shattuck, III For For Yes No
Management 1l Elect Director Stephen D. Steinour For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
PepsiCo, Inc.
--------------------------------------------------------------------------------
Ticker PEP
Provider Security ID 713448108
Meeting Date 02-May-18 Meeting Type Annual
Record Date 01-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Shona L. Brown For For Yes No
Management 1b Elect Director George W. Buckley For For Yes No
Management 1c Elect Director Cesar Conde For For Yes No
Management 1d Elect Director Ian M. Cook For For Yes No
Management 1e Elect Director Dina Dublon For For Yes No
Management 1f Elect Director Richard W. Fisher For For Yes No
Management 1g Elect Director William R. Johnson For For Yes No
Management 1h Elect Director Indra K. Nooyi For For Yes No
Management 1i Elect Director David C. Page For For Yes No
Management 1j Elect Director Robert C. Pohlad For For Yes No
Management 1k Elect Director Daniel Vasella For For Yes No
Management 1l Elect Director Darren Walker For For Yes No
Management 1m Elect Director Alberto Weisser For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Reduce Ownership Threshold for Shareholders Against For Yes Yes
to Call Special Meeting
Six Flags Entertainment Corporation
--------------------------------------------------------------------------------
Ticker SIX
Provider Security ID 83001A102
Meeting Date 02-May-18 Meeting Type Annual
Record Date 07-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Kurt M. Cellar For For Yes No
Management 1.2 Elect Director Nancy A. Krejsa For For Yes No
Management 1.3 Elect Director Jon L. Luther For For Yes No
Management 1.4 Elect Director Usman Nabi For For Yes No
Management 1.5 Elect Director Stephen D. Owens For For Yes No
Management 1.6 Elect Director James Reid-Anderson For For Yes No
Management 1.7 Elect Director Richard W. Roedel For For Yes No
Management 2 Increase Authorized Common Stock For For Yes No
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Occidental Petroleum Corporation
--------------------------------------------------------------------------------
Ticker OXY
Provider Security ID 674599105
Meeting Date 04-May-18 Meeting Type Annual
Record Date 09-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Spencer Abraham For For Yes No
Management 1b Elect Director Howard I. Atkins For For Yes No
Management 1c Elect Director Eugene L. Batchelder For For Yes No
Management 1d Elect Director John E. Feick For For Yes No
Management 1e Elect Director Margaret M. Foran For For Yes No
Management 1f Elect Director Carlos M. Gutierrez For For Yes No
Management 1g Elect Director Vicki Hollub For For Yes No
Management 1h Elect Director William R. Klesse For For Yes No
Management 1i Elect Director Jack B. Moore For For Yes No
Management 1j Elect Director Avedick B. Poladian For For Yes No
Management 1k Elect Director Elisse B. Walter For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Amend Omnibus Stock Plan For For Yes No
Management 4 Ratify KPMG LLP as Auditors For For Yes No
Prudential Financial, Inc.
--------------------------------------------------------------------------------
Ticker PRU
Provider Security ID 744320102
Meeting Date 08-May-18 Meeting Type Annual
Record Date 09-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Thomas J. Baltimore, Jr. For For Yes No
Management 1.2 Elect Director Gilbert F. Casellas For For Yes No
Management 1.3 Elect Director Mark B. Grier For For Yes No
Management 1.4 Elect Director Martina Hund-Mejean For For Yes No
Management 1.5 Elect Director Karl J. Krapek For For Yes No
Management 1.6 Elect Director Peter R. Lighte For For Yes No
Management 1.7 Elect Director George Paz For For Yes No
Management 1.8 Elect Director Sandra Pianalto For For Yes No
Management 1.9 Elect Director Christine A. Poon For For Yes No
Management 1.10 Elect Director Douglas A. Scovanner For For Yes No
Management 1.11 Elect Director John R. Strangfeld For For Yes No
Management 1.12 Elect Director Michael A. Todman For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Gilead Sciences, Inc.
--------------------------------------------------------------------------------
Ticker GILD
Provider Security ID 375558103
Meeting Date 09-May-18 Meeting Type Annual
Record Date 16-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director John F. Cogan For For Yes No
Management 1b Elect Director Jacqueline K. Barton For For Yes No
Management 1c Elect Director Kelly A. Kramer For For Yes No
Management 1d Elect Director Kevin E. Lofton For For Yes No
Management 1e Elect Director John C. Martin For For Yes No
Management 1f Elect Director John F. Milligan For For Yes No
Management 1g Elect Director Richard J. Whitley For For Yes No
Management 1h Elect Director Gayle E. Wilson For For Yes No
Management 1i Elect Director Per Wold-Olsen For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes
Philip Morris International Inc.
--------------------------------------------------------------------------------
Ticker PM
Provider Security ID 718172109
Meeting Date 09-May-18 Meeting Type Annual
Record Date 16-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Harold Brown For For Yes No
Management 1.2 Elect Director Andre Calantzopoulos For For Yes No
Management 1.3 Elect Director Louis C. Camilleri For For Yes No
Management 1.4 Elect Director Massimo Ferragamo For For Yes No
Management 1.5 Elect Director Werner Geissler For For Yes No
Management 1.6 Elect Director Lisa A. Hook For For Yes No
Management 1.7 Elect Director Jennifer Li For For Yes No
Management 1.8 Elect Director Jun Makihara For For Yes No
Management 1.9 Elect Director Sergio Marchionne For Against Yes Yes
Management 1.10 Elect Director Kalpana Morparia For For Yes No
Management 1.11 Elect Director Lucio A. Noto For For Yes No
Management 1.12 Elect Director Frederik Paulsen For For Yes No
Management 1.13 Elect Director Robert B. Polet For For Yes No
Management 1.14 Elect Director Stephen M. Wolf For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers SA as Auditors For For Yes No
KeyCorp
--------------------------------------------------------------------------------
Ticker KEY
Provider Security ID 493267108
Meeting Date 10-May-18 Meeting Type Annual
Record Date 16-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Bruce D. Broussard For For Yes No
Management 1.2 Elect Director Charles P. Cooley For For Yes No
Management 1.3 Elect Director Gary M. Crosby For For Yes No
Management 1.4 Elect Director Alexander M. Cutler For For Yes No
Management 1.5 Elect Director H. James Dallas For For Yes No
Management 1.6 Elect Director Elizabeth R. Gile For For Yes No
Management 1.7 Elect Director Ruth Ann M. Gillis For For Yes No
Management 1.8 Elect Director William G. Gisel, Jr. For For Yes No
Management 1.9 Elect Director Carlton L. Highsmith For For Yes No
Management 1.10 Elect Director Richard J. Hipple For For Yes No
Management 1.11 Elect Director Kristen L. Manos For For Yes No
Management 1.12 Elect Director Beth E. Mooney For For Yes No
Management 1.13 Elect Director Demos Parneros For For Yes No
Management 1.14 Elect Director Barbara R. Snyder For For Yes No
Management 1.15 Elect Director David K. Wilson For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Reduce Ownership Threshold for Shareholders Against For Yes Yes
to Call Special Meeting
Ares Capital Corporation
--------------------------------------------------------------------------------
Ticker ARCC
Provider Security ID 04010L103
Meeting Date 14-May-18 Meeting Type Special
Record Date 16-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve Issuance of Shares Below Net Asset For For Yes No
Value (NAV)
Ares Capital Corporation
--------------------------------------------------------------------------------
Ticker ARCC
Provider Security ID 04010L103
Meeting Date 14-May-18 Meeting Type Annual
Record Date 16-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Steve Bartlett For Against Yes Yes
Management 1b Elect Director Robert L. Rosen For Against Yes Yes
Management 1c Elect Director Bennett Rosenthal For Against Yes Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Arthur J. Gallagher & Co.
--------------------------------------------------------------------------------
Ticker AJG
Provider Security ID 363576109
Meeting Date 15-May-18 Meeting Type Annual
Record Date 20-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Sherry S. Barrat For For Yes No
Management 1b Elect Director William L. Bax For For Yes No
Management 1c Elect Director D. John Coldman For For Yes No
Management 1d Elect Director Frank E. English, Jr. For For Yes No
Management 1e Elect Director J. Patrick Gallagher, Jr. For For Yes No
Management 1f Elect Director Elbert O. Hand For For Yes No
Management 1g Elect Director David S. Johnson For For Yes No
Management 1h Elect Director Kay W. McCurdy For For Yes No
Management 1i Elect Director Ralph J. Nicoletti For For Yes No
Management 1j Elect Director Norman L. Rosenthal For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
First Republic Bank
--------------------------------------------------------------------------------
Ticker FRC
Provider Security ID 33616C100
Meeting Date 15-May-18 Meeting Type Annual
Record Date 16-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director James H. Herbert, II For For Yes No
Management 1.2 Elect Director Katherine August-deWilde For For Yes No
Management 1.3 Elect Director Thomas J. Barrack, Jr. For For Yes No
Management 1.4 Elect Director Frank J. Fahrenkopf, Jr. For For Yes No
Management 1.5 Elect Director L. Martin Gibbs For For Yes No
Management 1.6 Elect Director Boris Groysberg For For Yes No
Management 1.7 Elect Director Sandra R. Hernandez For For Yes No
Management 1.8 Elect Director Pamela J. Joyner For For Yes No
Management 1.9 Elect Director Reynold Levy For For Yes No
Management 1.10 Elect Director Duncan L. Niederauer For For Yes No
Management 11 Elect Director George G.C. Parker For For Yes No
Management 1.12 Elect Director Cheryl Spielman For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Prepare Employment Diversity Report and Against For Yes Yes
Report on Diversity Policies
JPMorgan Chase & Co.
--------------------------------------------------------------------------------
Ticker JPM
Provider Security ID 46625H100
Meeting Date 15-May-18 Meeting Type Annual
Record Date 16-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Linda B. Bammann For For Yes No
Management 1b Elect Director James A. Bell For For Yes No
Management 1c Elect Director Stephen B. Burke For For Yes No
Management 1d Elect Director Todd A. Combs For For Yes No
Management 1e Elect Director James S. Crown For For Yes No
Management 1f Elect Director James Dimon For For Yes No
Management 1g Elect Director Timothy P. Flynn For For Yes No
Management 1h Elect Director Mellody Hobson For For Yes No
Management 1i Elect Director Laban P. Jackson, Jr. For For Yes No
Management 1j Elect Director Michael A. Neal For For Yes No
Management 1k Elect Director Lee R. Raymond For For Yes No
Management 1l Elect Director William C. Weldon For For Yes No
Management 2 Ratify Existing Ownership Threshold for For Against Yes Yes
Shareholders to Call Special Meeting
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 6 Require Independent Board Chairman Against For Yes Yes
Share Holder 7 Prohibit Accelerated Vesting of Awards to Against For Yes Yes
Pursue Government Service
Share Holder 8 Institute Procedures to Prevent Investments Against Against Yes No
in Companies that Contribute to Genocide or
Crimes Against Humanity
Share Holder 9 Restore or Provide for Cumulative Voting Against Against Yes No
The Charles Schwab Corporation
--------------------------------------------------------------------------------
Ticker SCHW
Provider Security ID 808513105
Meeting Date 15-May-18 Meeting Type Annual
Record Date 16-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Walter W. Bettinger, II For For Yes No
Management 1b Elect Director Joan T. Dea For For Yes No
Management 1c Elect Director Christopher V. Dodds For For Yes No
Management 1d Elect Director Mark A. Goldfarb For For Yes No
Management 1e Elect Director Charles A. Ruffel For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Provide Proxy Access Right For For Yes No
Share Holder 6 Prepare Employment Diversity Report Against For Yes Yes
Share Holder 7 Report on Political Contributions Against For Yes Yes
Zoetis Inc.
--------------------------------------------------------------------------------
Ticker ZTS
Provider Security ID 98978V103
Meeting Date 15-May-18 Meeting Type Annual
Record Date 21-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Sanjay Khosla For For Yes No
Management 1.2 Elect Director Willie M. Reed For For Yes No
Management 1.3 Elect Director Linda Rhodes For For Yes No
Management 1.4 Elect Director William C. Steere, Jr. For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
PPL Corporation
--------------------------------------------------------------------------------
Ticker PPL
Provider Security ID 69351T106
Meeting Date 16-May-18 Meeting Type Annual
Record Date 28-Feb-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Rodney C. Adkins For For Yes No
Management 1.2 Elect Director John W. Conway For For Yes No
Management 1.3 Elect Director Steven G. Elliott For For Yes No
Management 1.4 Elect Director Raja Rajamannar For For Yes No
Management 1.5 Elect Director Craig A. Rogerson For For Yes No
Management 1.6 Elect Director William H. Spence For For Yes No
Management 1.7 Elect Director Natica von Althann For For Yes No
Management 1.8 Elect Director Keith H. Williamson For For Yes No
Management 1.9 Elect Director Phoebe A. Wood For For Yes No
Management 1.10 Elect Director Armando Zagalo de Lima For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Altria Group, Inc.
--------------------------------------------------------------------------------
Ticker MO
Provider Security ID 02209S103
Meeting Date 17-May-18 Meeting Type Annual
Record Date 26-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director John T. Casteen, III For For Yes No
Management 1.2 Elect Director Dinyar S. Devitre For For Yes No
Management 1.3 Elect Director Thomas F. Farrell, II For For Yes No
Management 1.4 Elect Director Debra J. Kelly-Ennis For For Yes No
Management 1.5 Elect Director W. Leo Kiely, III For For Yes No
Management 1.6 Elect Director Kathryn B. McQuade For For Yes No
Management 1.7 Elect Director George Munoz For For Yes No
Management 1.8 Elect Director Mark E. Newman For For Yes No
Management 1.9 Elect Director Nabil Y. Sakkab For For Yes No
Management 1.10 Elect Director Virginia E. Shanks For For Yes No
Management 1.11 Elect Director Howard A. Willard, III For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Reduce Nicotine Levels in Tobacco Products Against Against Yes No
Chubb Limited
--------------------------------------------------------------------------------
Ticker CB
Provider Security ID H1467J104
Meeting Date 17-May-18 Meeting Type Annual
Record Date 26-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Accept Financial Statements and Statutory For For Yes No
Reports
Management 2.1 Allocate Disposable Profit For For Yes No
Management 2.2 Approve Dividend Distribution From Legal For For Yes No
Reserves Through Capital Contributions Reserve
Subaccount
Management 3 Approve Discharge of Board and Senior For For Yes No
Management
Management 4.1 Ratify PricewaterhouseCoopers AG (Zurich) as For For Yes No
Auditors
Management 4.2 Ratify PricewaterhouseCoopers LLP (United For For Yes No
States) as Independent Registered Accounting
Firm as Auditors
Management 4.3 Ratify BDO AG (Zurich) as Special Auditors For For Yes No
Management 5.1 Elect Director Evan G. Greenberg For For Yes No
Management 5.2 Elect Director Robert M. Hernandez For For Yes No
Management 5.3 Elect Director Michael G. Atieh For For Yes No
Management 5.4 Elect Director Sheila P. Burke For For Yes No
Management 5.5 Elect Director James I. Cash For For Yes No
Management 5.6 Elect Director Mary Cirillo For For Yes No
Management 5.7 Elect Director Michael P. Connors For For Yes No
Management 5.8 Elect Director John A. Edwardson For For Yes No
Management 5.9 Elect Director Kimberly A. Ross For For Yes No
Management 5.10 Elect Director Robert W. Scully For For Yes No
Management 5.11 Elect Director Eugene B. Shanks, Jr. For For Yes No
Management 5.12 Elect Director Theodore E. Shasta For For Yes No
Management 5.13 Elect Director David H. Sidwell For For Yes No
Management 5.14 Elect Director Olivier Steimer For For Yes No
Management 5.15 Elect Director James M. Zimmerman For For Yes No
Management 6 Elect Evan G. Greenberg as Board Chairman For Against Yes Yes
Management 7.1 Appoint Michael P. Connors as Member of the For For Yes No
Compensation Committee
Management 7.2 Appoint Mary Cirillo as Member of the For For Yes No
Compensation Committee
Management 7.3 Appoint Robert M. Hernandez as Member of For For Yes No
the Compensation Committee
Management 7.4 Appoint James M. Zimmerman as Member of For For Yes No
the Compensation Committee
Management 8 Designate Homburger AG as Independent Proxy For For Yes No
Management 9 Issue Shares Without Preemptive Rights For For Yes No
Management 10.1 Approve the Maximum Aggregate For For Yes No
Remuneration of Directors
Management 10.2 Approve Remuneration of Executive For For Yes No
Management in the Amount of USD 43 Million
for Fiscal 2019
Management 11 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Crown Castle International Corp.
--------------------------------------------------------------------------------
Ticker CCI
Provider Security ID 22822V101
Meeting Date 17-May-18 Meeting Type Annual
Record Date 23-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director P. Robert Bartolo For For Yes No
Management 1b Elect Director Jay A. Brown For For Yes No
Management 1c Elect Director Cindy Christy For For Yes No
Management 1d Elect Director Ari Q. Fitzgerald For For Yes No
Management 1e Elect Director Robert E. Garrison, II For For Yes No
Management 1f Elect Director Andrea J. Goldsmith For For Yes No
Management 1g Elect Director Lee W. Hogan For For Yes No
Management 1h Elect Director Edward C. Hutcheson, Jr. For For Yes No
Management 1i Elect Director J. Landis Martin For For Yes No
Management 1j Elect Director Robert F. McKenzie For For Yes No
Management 1k Elect Director Anthony J. Melone For For Yes No
Management 1l Elect Director W. Benjamin Moreland For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Intel Corporation
--------------------------------------------------------------------------------
Ticker INTC
Provider Security ID 458140100
Meeting Date 17-May-18 Meeting Type Annual
Record Date 19-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Aneel Bhusri For For Yes No
Management 1b Elect Director Andy D. Bryant For For Yes No
Management 1c Elect Director Reed E. Hundt For For Yes No
Management 1d Elect Director Omar Ishrak For For Yes No
Management 1e Elect Director Brian M. Krzanich For For Yes No
Management 1f Elect Director Risa Lavizzo-Mourey For For Yes No
Management 1g Elect Director Tsu-Jae King Liu For For Yes No
Management 1h Elect Director Gregory D. Smith For For Yes No
Management 1i Elect Director Andrew Wilson For For Yes No
Management 1j Elect Director Frank D. Yeary For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 5 Require Independent Board Chairman Against For Yes Yes
Share Holder 6 Report on Costs and Benefits of Poltical Against Against Yes No
Contributions
Lamar Advertising Company
--------------------------------------------------------------------------------
Ticker LAMR
Provider Security ID 512816109
Meeting Date 17-May-18 Meeting Type Annual
Record Date 19-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director John E. Koerner, III For For Yes No
Management 1.2 Elect Director Marshall A. Loeb For For Yes No
Management 1.3 Elect Director Stephen P. Mumblow For For Yes No
Management 1.4 Elect Director Thomas V. Reifenheiser For For Yes No
Management 1.5 Elect Director Anna Reilly For For Yes No
Management 1.6 Elect Director Kevin P. Reilly, Jr. For For Yes No
Management 1.7 Elect Director Wendell Reilly For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
The Home Depot, Inc.
--------------------------------------------------------------------------------
Ticker HD
Provider Security ID 437076102
Meeting Date 17-May-18 Meeting Type Annual
Record Date 19-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Gerard J. Arpey For For Yes No
Management 1b Elect Director Ari Bousbib For For Yes No
Management 1c Elect Director Jeffery H. Boyd For For Yes No
Management 1d Elect Director Gregory D. Brenneman For For Yes No
Management 1e Elect Director J. Frank Brown For For Yes No
Management 1f Elect Director Albert P. Carey For For Yes No
Management 1g Elect Director Armando Codina For For Yes No
Management 1h Elect Director Helena B. Foulkes For For Yes No
Management 1i Elect Director Linda R. Gooden For For Yes No
Management 1j Elect Director Wayne M. Hewett For For Yes No
Management 1k Elect Director Stephanie C. Linnartz For For Yes No
Management 1l Elect Director Craig A. Menear For For Yes No
Management 1m Elect Director Mark Vadon For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Report on Political Contributions Against For Yes Yes
Share Holder 5 Prepare Employment Diversity Report and Against For Yes Yes
Report on Diversity Policies
Share Holder 6 Reduce Ownership Threshold for Shareholders Against For Yes Yes
to Call Special Meeting
Share Holder 7 Clawback of Incentive Payments Against For Yes Yes
Merck & Co., Inc.
--------------------------------------------------------------------------------
Ticker MRK
Provider Security ID 58933Y105
Meeting Date 22-May-18 Meeting Type Annual
Record Date 28-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Leslie A. Brun For For Yes No
Management 1b Elect Director Thomas R. Cech For For Yes No
Management 1c Elect Director Pamela J. Craig For For Yes No
Management 1d Elect Director Kenneth C. Frazier For For Yes No
Management 1e Elect Director Thomas H. Glocer For For Yes No
Management 1f Elect Director Rochelle B. Lazarus For For Yes No
Management 1g Elect Director John H. Noseworthy For For Yes No
Management 1h Elect Director Paul B. Rothman For For Yes No
Management 1i Elect Director Patricia F. Russo For For Yes No
Management 1j Elect Director Craig B. Thompson For For Yes No
Management 1k Elect Director Inge G. Thulin For For Yes No
Management 1l Elect Director Wendell P. Weeks For For Yes No
Management 1m Elect Director Peter C. Wendell For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 4 Provide Right to Act by Written Consent Against For Yes Yes
PayPal Holdings, Inc.
--------------------------------------------------------------------------------
Ticker PYPL
Provider Security ID 70450Y103
Meeting Date 23-May-18 Meeting Type Annual
Record Date 03-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Rodney C. Adkins For For Yes No
Management 1b Elect Director Wences Casares For For Yes No
Management 1c Elect Director Jonathan Christodoro For For Yes No
Management 1d Elect Director John J. Donahoe For For Yes No
Management 1e Elect Director David W. Dorman For For Yes No
Management 1f Elect Director Belinda J. Johnson For For Yes No
Management 1g Elect Director Gail J. McGovern For For Yes No
Management 1h Elect Director David M. Moffett For For Yes No
Management 1i Elect Director Ann M. Sarnoff For For Yes No
Management 1j Elect Director Daniel H. Schulman For For Yes No
Management 1k Elect Director Frank D. Yeary For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Amend Omnibus Stock Plan For For Yes No
Management 4 Amend Qualified Employee Stock Purchase Plan For For Yes No
Management 5 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 6 Amend Proxy Access Right Against For Yes Yes
Share Holder 7 Report on Political Contributions Against For Yes Yes
Share Holder 8 Amend Board Governance Documents to Against Against Yes No
Define Human Rights Responsibilities
Thermo Fisher Scientific Inc.
--------------------------------------------------------------------------------
Ticker TMO
Provider Security ID 883556102
Meeting Date 23-May-18 Meeting Type Annual
Record Date 28-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Marc N. Casper For For Yes No
Management 1b Elect Director Nelson J. Chai For For Yes No
Management 1c Elect Director C. Martin Harris For For Yes No
Management 1d Elect Director Tyler Jacks For For Yes No
Management 1e Elect Director Judy C. Lewent For For Yes No
Management 1f Elect Director Thomas J. Lynch For For Yes No
Management 1g Elect Director Jim P. Manzi For For Yes No
Management 1h Elect Director Lars R. Sorensen For For Yes No
Management 1i Elect Director Scott M. Sperling For For Yes No
Management 1j Elect Director Elaine S. Ullian For For Yes No
Management 1k Elect Director Dion J. Weisler For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Cinemark Holdings, Inc.
--------------------------------------------------------------------------------
Ticker CNK
Provider Security ID 17243V102
Meeting Date 24-May-18 Meeting Type Annual
Record Date 29-Mar-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Darcy Antonellis For For Yes No
Management 1.2 Elect Director Carlos M. Sepulveda For For Yes No
Management 1.3 Elect Director Mark Zoradi For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Chevron Corporation
--------------------------------------------------------------------------------
Ticker CVX
Provider Security ID 166764100
Meeting Date 30-May-18 Meeting Type Annual
Record Date 02-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Wanda M. Austin For For Yes No
Management 1b Elect Director John B. Frank For For Yes No
Management 1c Elect Director Alice P. Gast For For Yes No
Management 1d Elect Director Enrique Hernandez, Jr. For For Yes No
Management 1e Elect Director Charles W. Moorman, IV For For Yes No
Management 1f Elect Director Dambisa F. Moyo For For Yes No
Management 1g Elect Director Ronald D. Sugar For For Yes No
Management 1h Elect Director Inge G. Thulin For For Yes No
Management 1i Elect Director D. James Umpleby, III For For Yes No
Management 1j Elect Director Michael K. Wirth For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 5 Report on Risks of Doing Business in Against Against Yes No
Conflict-Affected Areas
Share Holder 6 Report on Transition to a Low Carbon Business Against Against Yes No
Model
Share Holder 7 Report on Methane Emissions Against For Yes Yes
Share Holder 8 Require Independent Board Chairman Against Against Yes No
Share Holder 9 Require Director Nominee with Environmental Against For Yes Yes
Experience
Share Holder 10 Reduce Ownership Threshold for Shareholders Against For Yes Yes
to Call Special Meeting
Exxon Mobil Corporation
--------------------------------------------------------------------------------
Ticker XOM
Provider Security ID 30231G102
Meeting Date 30-May-18 Meeting Type Annual
Record Date 04-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Susan K. Avery For For Yes No
Management 1.2 Elect Director Angela F. Braly For For Yes No
Management 1.3 Elect Director Ursula M. Burns For For Yes No
Management 1.4 Elect Director Kenneth C. Frazier For For Yes No
Management 1.5 Elect Director Steven A. Kandarian For For Yes No
Management 1.6 Elect Director Douglas R. Oberhelman For For Yes No
Management 1.7 Elect Director Samuel J. Palmisano For For Yes No
Management 1.8 Elect Director Steven S Reinemund For For Yes No
Management 1.9 Elect Director William C. Weldon For For Yes No
Management 1.10 Elect Director Darren W. Woods For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Share Holder 5 Amend Bylaws -- Call Special Meetings Against For Yes Yes
Share Holder 6 Disclose a Board Diversity and Qualifications Against Against Yes No
Matrix
Share Holder 7 Report on lobbying Payments and Policy Against For Yes Yes
Raytheon Company
--------------------------------------------------------------------------------
Ticker RTN
Provider Security ID 755111507
Meeting Date 31-May-18 Meeting Type Annual
Record Date 02-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Tracy A. Atkinson For For Yes No
Management 1b Elect Director Robert E. Beauchamp For For Yes No
Management 1c Elect Director Adriane M. Brown For For Yes No
Management 1d Elect Director Vernon E. Clark For For Yes No
Management 1e Elect Director Stephen J. Hadley For For Yes No
Management 1f Elect Director Thomas A. Kennedy For For Yes No
Management 1g Elect Director Letitia A. Long For For Yes No
Management 1h Elect Director George R. Oliver For For Yes No
Management 1i Elect Director Dinesh C. Paliwal For For Yes No
Management 1j Elect Director William R. Spivey For For Yes No
Management 1k Elect Director James A. Winnefeld, Jr. For For Yes No
Management 1l Elect Director Robert O. Work For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 4 Amend Proxy Access Right Against For Yes Yes
UnitedHealth Group Incorporated
--------------------------------------------------------------------------------
Ticker UNH
Provider Security ID 91324P102
Meeting Date 04-Jun-18 Meeting Type Annual
Record Date 10-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director William C. Ballard, Jr. For For Yes No
Management 1b Elect Director Richard T. Burke For For Yes No
Management 1c Elect Director Timothy P. Flynn For For Yes No
Management 1d Elect Director Stephen J. Hemsley For For Yes No
Management 1e Elect Director Michele J. Hooper For For Yes No
Management 1f Elect Director F. William McNabb, III For For Yes No
Management 1g Elect Director Valerie C. Montgomery Rice For For Yes No
Management 1h Elect Director Glenn M. Renwick For For Yes No
Management 1i Elect Director Kenneth I. Shine For For Yes No
Management 1j Elect Director David S. Wichmann For For Yes No
Management 1k Elect Director Gail R. Wilensky For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Hess Corporation
--------------------------------------------------------------------------------
Ticker HES
Provider Security ID 42809H107
Meeting Date 06-Jun-18 Meeting Type Annual
Record Date 16-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Rodney F. Chase For For Yes No
Management 1.2 Elect Director Terrence J. Checki For For Yes No
Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Yes No
Management 1.4 Elect Director John B. Hess For For Yes No
Management 1.5 Elect Director Edith E. Holiday For For Yes No
Management 1.6 Elect Director Risa Lavizzo-Mourey For For Yes No
Management 1.7 Elect Director Marc S. Lipschultz For For Yes No
Management 1.8 Elect Director David McManus For For Yes No
Management 1.9 Elect Director Kevin O. Meyers For For Yes No
Management 1.10 Elect Director James H. Quigley For For Yes No
Management 1.11 Elect Director Fredric G. Reynolds For For Yes No
Management 1.12 Elect Director William G. Schrader For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Comcast Corporation
--------------------------------------------------------------------------------
Ticker CMCSA
Provider Security ID 20030N101
Meeting Date 11-Jun-18 Meeting Type Annual
Record Date 06-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Kenneth J. Bacon For For Yes No
Management 1.2 Elect Director Madeline S. Bell For For Yes No
Management 1.3 Elect Director Sheldon M. Bonovitz For For Yes No
Management 1.4 Elect Director Edward D. Breen For For Yes No
Management 1.5 Elect Director Gerald L. Hassell For For Yes No
Management 1.6 Elect Director Jeffrey A. Honickman For For Yes No
Management 1.7 Elect Director Maritza G. Montiel For For Yes No
Management 1.8 Elect Director Asuka Nakahara For For Yes No
Management 1.9 Elect Director David C. Novak For For Yes No
Management 1.10 Elect Director Brian L. Roberts For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
General Motors Company
--------------------------------------------------------------------------------
Ticker GM
Provider Security ID 37045V100
Meeting Date 12-Jun-18 Meeting Type Annual
Record Date 16-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Mary T. Barra For For Yes No
Management 1b Elect Director Linda R. Gooden For For Yes No
Management 1c Elect Director Joseph Jimenez For For Yes No
Management 1d Elect Director Jane L. Mendillo For For Yes No
Management 1e Elect Director Michael G. Mullen For For Yes No
Management 1f Elect Director James J. Mulva For For Yes No
Management 1g Elect Director Patricia F. Russo For For Yes No
Management 1h Elect Director Thomas M. Schoewe For For Yes No
Management 1i Elect Director Theodore M. Solso For For Yes No
Management 1j Elect Director Carol M. Stephenson For For Yes No
Management 1k Elect Director Devin N. Wenig For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 6 Report on Fleet GHG Emissions in Relation to Against For Yes Yes
CAFE Standards
Caterpillar Inc.
--------------------------------------------------------------------------------
Ticker CAT
Provider Security ID 149123101
Meeting Date 13-Jun-18 Meeting Type Annual
Record Date 16-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Kelly A. Ayotte For For Yes No
Management 1.2 Elect Director David L. Calhoun For For Yes No
Management 1.3 Elect Director Daniel M. Dickinson For For Yes No
Management 1.4 Elect Director Juan Gallardo For For Yes No
Management 1.5 Elect Director Dennis A. Muilenburg For For Yes No
Management 1.6 Elect Director William A. Osborn For For Yes No
Management 1.7 Elect Director Debra L. Reed For For Yes No
Management 1.8 Elect Director Edward B. Rust, Jr. For For Yes No
Management 1.9 Elect Director Susan C. Schwab For For Yes No
Management 1.10 Elect Director D. James Umpleby, III For For Yes No
Management 1.11 Elect Director Miles D. White For For Yes No
Management 1.12 Elect Director Rayford Wilkins, Jr. For For Yes No
Management 2 Ratify PricewaterhouseCoopers as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Reduce Ownership Threshold for Shareholders Against For Yes Yes
to Call Special Meeting
Share Holder 5 Amend Compensation Clawback Policy Against For Yes Yes
Share Holder 6 Require Director Nominee with Human Rights Against Against Yes No
Experience
Celgene Corporation
--------------------------------------------------------------------------------
Ticker CELG
Provider Security ID 151020104
Meeting Date 13-Jun-18 Meeting Type Annual
Record Date 19-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Mark J. Alles For For Yes No
Management 1.2 Elect Director Richard W. Barker For For Yes No
Management 1.3 Elect Director Hans E. Bishop For For Yes No
Management 1.4 Elect Director Michael W. Bonney For For Yes No
Management 1.5 Elect Director Michael D. Casey For For Yes No
Management 1.6 Elect Director Carrie S. Cox For For Yes No
Management 1.7 Elect Director Michael A. Friedman For For Yes No
Management 1.8 Elect Director Julia A. Haller For For Yes No
Management 1.9 Elect Director Patricia A. Hemingway Hall For For Yes No
Management 1.10 Elect Director James J. Loughlin For For Yes No
Management 1.11 Elect Director Ernest Mario For For Yes No
Management 1.12 Elect Director John H. Weiland For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Amend Proxy Access Right Against For Yes Yes
Share Holder 5 Require Independent Board Chairman Against For Yes Yes
Blackstone Mortgage Trust, Inc.
--------------------------------------------------------------------------------
Ticker BXMT
Provider Security ID 09257W100
Meeting Date 20-Jun-18 Meeting Type Annual
Record Date 13-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Michael B. Nash For For Yes No
Management 1.2 Elect Director Stephen D. Plavin For For Yes No
Management 1.3 Elect Director Leonard W. Cotton For For Yes No
Management 1.4 Elect Director Thomas E. Dobrowski For Withhold Yes Yes
Management 1.5 Elect Director Martin L. Edelman For For Yes No
Management 1.6 Elect Director Henry N. Nassau For Withhold Yes Yes
Management 1.7 Elect Director Jonathan L. Pollack For For Yes No
Management 1.8 Elect Director Lynne B. Sagalyn For Withhold Yes Yes
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
Management 5 Approve Omnibus Stock Plan For For Yes No
Activision Blizzard, Inc.
--------------------------------------------------------------------------------
Ticker ATVI
Provider Security ID 00507V109
Meeting Date 26-Jun-18 Meeting Type Annual
Record Date 27-Apr-18
--------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Reveta Bowers For For Yes No
Management 1.2 Elect Director Robert Corti For For Yes No
Management 1.3 Elect Director Hendrik Hartong, III For For Yes No
Management 1.4 Elect Director Brian Kelly For For Yes No
Management 1.5 Elect Director Robert A. Kotick For For Yes No
Management 1.6 Elect Director Barry Meyer For For Yes No
Management 1.7 Elect Director Robert Morgado For For Yes No
Management 1.8 Elect Director Peter Nolan For For Yes No
Management 1.9 Elect Director Casey Wasserman For For Yes No
Management 1.10 Elect Director Elaine Wynn For Against Yes Yes
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST ENHANCED EQUITY INCOME FUND
---------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date July 18, 2018
-------------------------
* Print the name and title of each signing officer under his or her signature.