UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21586
First Trust Enhanced Equity Income Fund
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
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Date of reporting period: July 1, 2013 - June 30, 2014
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
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Schlumberger Limited
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Ticker SLB Meeting Date 09-Apr-14
Provider Security ID 806857108
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VOTE
PROPOSAL VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management 1a Elect Director Peter L.S. Currie For No
Management 1b Elect Director Tony Isaac For No
Management 1c Elect Director K. Vaman Kamath For No
Management 1d Elect Director Maureen Kempston Darkes For No
Management 1e Elect Director Paal Kibsgaard For No
Management 1f Elect Director Nikolay Kudryavtsev For No
Management 1g Elect Director Michael E. Marks For No
Management 1h Elect Director Lubna S. Olayan For No
Management 1i Elect Director Leo Rafael Reif For No
Management 1j Elect Director Tore I. Sandvold For No
Management 1k Elect Director Henri Seydoux For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Adopt and Approve Financials and Dividends For No
Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For No
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U.S. Bancorp
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Ticker USB Meeting Date 15-Apr-14
Provider Security ID 902973304
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Management 1a Elect Director Douglas M. Baker, Jr. For No
Management 1b Elect Director Y. Marc Belton For No
Management 1c Elect Director Victoria Buyniski Gluckman For No
Management 1d Elect Director Arthur D. Collins, Jr. For No
Management 1e Elect Director Richard K. Davis For No
Management 1f Elect Director Roland A. Hernandez For No
Management 1g Elect Director Doreen Woo Ho For No
Management 1h Elect Director Joel W. Johnson For No
Management 1i Elect Director Olivia F. Kirtley For No
Management 1j Elect Director Jerry W. Levin For No
Management 1k Elect Director David B. O'Maley For No
Management 1l Elect Director O'dell M. Owens For No
Management 1m Elect Director Craig D. Schnuck For No
Management 1n Elect Director Patrick T. Stokes For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Require Independent Board Chairman Against No
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LyondellBasell Industries NV
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Ticker LYB Meeting Date 16-Apr-14
Provider Security ID N53745100
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Management 1a Elect Jagjeet S. Bindra to Supervisory Board For No
Management 1b Elect Milton Carroll to Supervisory Board For No
Management 1c Elect Claire S. Farley to Supervisory Board For No
Management 1d Elect Rudy van der Meer to Supervisory Board For No
Management 1e Elect Isabella D. Goren to Supervisory Board For No
Management 1f Elect Nance K. Dicciani to Supervisory Board For No
Management 2a Elect Karyn F. Ovelmen to Management Board For No
Management 2b Elect Craig B. Glidden to Management Board For No
Management 2c Elect Bhavesh V. Patel to Management Board For No
Management 2d Elect Patrick D. Quarles to Management Board For No
Management 2e Elect Timothy D. Roberts to Management Board For No
Management 3 Adopt Financial Statements and Statutory Reports For No
Management 4 Approve Discharge of Management Board For No
Management 5 Approve Discharge of Supervisory Board For No
Management 6 Ratify PricewaterhouseCoopers LLP as Auditors For No
Management 7 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors For No
Management 8 Approve Dividends of USD 2.20 Per Share For No
Management 9 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For No
Management 11 Approve Cancellation of up to 10 Percent of Issued Share Capital in
Treasury Account For No
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Carnival Corporation
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Ticker CCL Meeting Date 17-Apr-14
Provider Security ID 143658300
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Management 1 Reelect Micky Arison As A Director Of Carnival Corporation and As A
Director Of Carnival Plc. For No
Management 2 Reelect Jonathon Band As A Director Of Carnival Corporation and As A
Director Of Carnival Plc. For No
Management 3 Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A
Director Of Carnival Plc. For No
Management 4 Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A
Director Of Carnival Plc. For No
Management 5 Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A
Director Of Carnival Plc. For No
Management 6 Reelect John Parker As A Director Of Carnival Corporation and As A
Director Of Carnival Plc. For No
Management 7 Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A
Director Of Carnival Plc. For No
Management 8 Reelect Laura Weil As A Director Of Carnival Corporation and As A Director
Of Carnival Plc. For No
Management 9 Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and
As A Director Of Carnival Plc. For No
Management 10 Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors
For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As
The Independent Auditor For Carnival Corporation For No
Management 11 Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The
Independent Auditors Of Carnival Plc For No
Management 12 Receive The UK Accounts And Reports Of The Directors And Auditors Of
Carnival Plc For The Year Ended November 30, 2013 For No
Management 13 Advisory Vote to Ratify Named Executive Officers' Compensation Against Yes
Management 14 Approve Remuneration Report of Executive Directors Against Yes
Management 15 Approve Remuneration Policy of Executive Directors Against Yes
Management 16 Authorize Issue of Equity with Pre-emptive Rights For No
Management 17 Authorize Issue of Equity without Pre-emptive Rights For No
Management 18 Authorize Shares for Market Purchase For No
Management 19 Approve Omnibus Stock Plan For No
Page 1
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VF Corporation
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Ticker VFC Meeting Date 22-Apr-14
Provider Security ID 918204108
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Management 1.1 Elect Director Richard T. Carucci For No
Management 1.2 Elect Director Juliana L. Chugg For No
Management 1.3 Elect Director Juan Ernesto de Bedout For No
Management 1.4 Elect Director Ursula O. Fairbairn For No
Management 1.5 Elect Director George Fellows For No
Management 1.6 Elect Director Clarence Otis, Jr. For No
Management 1.7 Elect Director Matthew J. Shattock For No
Management 1.8 Elect Director Eric C. Wiseman For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Ratify Auditors For No
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The PNC Financial Services Group, Inc.
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Ticker PNC Meeting Date 22-Apr-14
Provider Security ID 693475105
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Management 1.1 Elect Director Richard O. Berndt For No
Management 1.2 Elect Director Charles E. Bunch For No
Management 1.3 Elect Director Paul W. Chellgren For No
Management 1.4 Elect Director William S. Demchak For No
Management 1.5 Elect Director Andrew T. Feldstein For No
Management 1.6 Elect Director Kay Coles James For No
Management 1.7 Elect Director Richard B. Kelson For No
Management 1.8 Elect Director Anthony A. Massaro For No
Management 1.9 Elect Director Jane G. Pepper For No
Management 1.10 Elect Director Donald J. Shepard For No
Management 1.11 Elect Director Lorene K. Steffes For No
Management 1.12 Elect Director Dennis F. Strigl For No
Management 1.13 Elect Director Thomas J. Usher For No
Management 1.14 Elect Director George H. Walls, Jr. For No
Management 1.15 Elect Director Helge H. Wehmeier For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Report on Climate Change Financing Risk For Yes
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MetLife, Inc.
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Ticker MET Meeting Date 22-Apr-14
Provider Security ID 59156R108
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Management 1.1 Elect Director Cheryl W. Grise For No
Management 1.2 Elect Director Carlos M. Gutierrez For No
Management 1.3 Elect Director R. Glenn Hubbard For No
Management 1.4 Elect Director Steven A. Kandarian For No
Management 1.5 Elect Director John M. Keane For No
Management 1.6 Elect Director Alfred F. Kelly, Jr. For No
Management 1.7 Elect Director William E. Kennard For No
Management 1.8 Elect Director James M. Kilts For No
Management 1.9 Elect Director Catherine R. Kinney For No
Management 1.10 Elect Director Denise M. Morrison For No
Management 1.11 Elect Director Kenton J. Sicchitano For No
Management 1.12 Elect Director Lulu C. Wang For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 4 Approve Omnibus Stock Plan For No
Management 5 Approve Non-Employee Director Omnibus Stock Plan For No
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General Electric Company
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Ticker GE Meeting Date 23-Apr-14
Provider Security ID 369604103
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Management 1 Elect Director W. Geoffrey Beattie For No
Management 2 Elect Director John J. Brennan For No
Management 3 Elect Director James I. Cash, Jr. For No
Management 4 Elect Director Francisco D'Souza For No
Management 5 Elect Director Marijn E. Dekkers For No
Management 6 Elect Director Ann M. Fudge For No
Management 7 Elect Director Susan J. Hockfield For No
Management 8 Elect Director Jeffrey R. Immelt For No
Management 9 Elect Director Andrea Jung For No
Management 10 Elect Director Robert W. Lane For No
Management 11 Elect Director Rochelle B. Lazarus For No
Management 12 Elect Director James J. Mulva For No
Management 13 Elect Director James E. Rohr For No
Management 14 Elect Director Mary L. Schapiro For No
Management 15 Elect Director Robert J. Swieringa For No
Management 16 Elect Director James S. Tisch For No
Management 17 Elect Director Douglas A. Warner, III For No
Management 18 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 19 Ratify Auditors For No
Share Holder 20 Provide for Cumulative Voting For Yes
Share Holder 21 Stock Retention/Holding Period Against No
Share Holder 22 Require More Director Nominations Than Open Seats Against No
Share Holder 23 Provide Right to Act by Written Consent Against No
Share Holder 24 Cessation of All Stock Options and Bonuses Against No
Share Holder 25 Seek Sale of Company Against No
Page 2
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E. I. du Pont de Nemours and Company
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Ticker DD Meeting Date 23-Apr-14
Provider Security ID 263534109
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Management 1a Elect Director Lamberto Andreotti For No
Management 1b Elect Director Richard H. Brown For No
Management 1c Elect Director Robert A. Brown For No
Management 1d Elect Director Bertrand P. Collomb For No
Management 1e Elect Director Curtis J. Crawford For No
Management 1f Elect Director Alexander M. Cutler For No
Management 1g Elect Director Eleuthere I. du Pont For No
Management 1h Elect Director Marillyn A. Hewson For No
Management 1i Elect Director Lois D. Juliber For No
Management 1j Elect Director Ellen J. Kullman For No
Management 1k Elect Director Lee M. Thomas For No
Management 1l Elect Director Patrick J. Ward For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Prohibit Political Contributions Against No
Share Holder 5 Report on Herbicide Use on GMO Crops Against No
Share Holder 6 Establish Committee on Plant Closures Against No
Share Holder 7 Pro-rata Vesting of Equity Awards For Yes
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The Coca-Cola Company
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Ticker KO Meeting Date 23-Apr-14
Provider Security ID 191216100
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Management 1.1 Elect Director Herbert A. Allen For No
Management 1.2 Elect Director Ronald W. Allen For No
Management 1.3 Elect Director Ana Botin For No
Management 1.4 Elect Director Howard G. Buffett For No
Management 1.5 Elect Director Richard M. Daley For No
Management 1.6 Elect Director Barry Diller For No
Management 1.7 Elect Director Helene D. Gayle For No
Management 1.8 Elect Director Evan G. Greenberg For No
Management 1.9 Elect Director Alexis M. Herman For No
Management 1.10 Elect Director Muhtar Kent For No
Management 1.11 Elect Director Robert A. Kotick For No
Management 1.12 Elect Director Maria Elena Lagomasino For No
Management 1.13 Elect Director Sam Nunn For No
Management 1.14 Elect Director James D. Robinson, III For No
Management 1.15 Elect Director Peter V. Ueberroth For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Approve Omnibus Stock Plan For No
Management 4 Ratify Auditors For No
Share Holder 5 Require Independent Board Chairman For Yes
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Pfizer Inc.
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Ticker PFE Meeting Date 24-Apr-14
Provider Security ID 717081103
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Management 1.1 Elect Director Dennis A. Ausiello For No
Management 1.2 Elect Director W. Don Cornwell For No
Management 1.3 Elect Director Frances D. Fergusson For No
Management 1.4 Elect Director Helen H. Hobbs For No
Management 1.5 Elect Director Constance J. Horner For No
Management 1.6 Elect Director James M. Kilts For No
Management 1.7 Elect Director George A. Lorch For No
Management 1.8 Elect Director Shantanu Narayen For No
Management 1.9 Elect Director Suzanne Nora Johnson For No
Management 1.10 Elect Director Ian C. Read For No
Management 1.11 Elect Director Stephen W. Sanger For No
Management 1.12 Elect Director Marc Tessier-Lavigne For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 4 Approve Omnibus Stock Plan For No
Share Holder 5 Require Shareholder Vote to Approve Political Contributions Policy Against No
Share Holder 6 Review and Assess Membership of Lobbying Organizations Against No
Share Holder 7 Provide Right to Act by Written Consent For Yes
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Johnson & Johnson
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Ticker JNJ Meeting Date 24-Apr-14
Provider Security ID 478160104
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Management 1a Elect Director Mary Sue Coleman For No
Management 1b Elect Director James G. Cullen For No
Management 1c Elect Director Ian E. L. Davis For No
Management 1d Elect Director Alex Gorsky For No
Management 1e Elect Director Susan L. Lindquist For No
Management 1f Elect Director Mark B. McClellan For No
Management 1g Elect Director Anne M. Mulcahy For No
Management 1h Elect Director Leo F. Mullin For No
Management 1i Elect Director William D. Perez For No
Management 1j Elect Director Charles Prince For No
Management 1k Elect Director A. Eugene Washington For No
Management 1l Elect Director Ronald A. Williams For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Ratify Auditors For No
Share Holder 4 Stock Retention/Holding Period For Yes
Page 3
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AT&T Inc.
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Ticker T Meeting Date 25-Apr-14
Provider Security ID 00206R102
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Management 1.1 Elect Director Randall L. Stephenson For No
Management 1.2 Elect Director Reuben V. Anderson For No
Management 1.3 Elect Director Jaime Chico Pardo For No
Management 1.4 Elect Director Scott T. Ford For No
Management 1.5 Elect Director James P. Kelly For No
Management 1.6 Elect Director Jon C. Madonna For No
Management 1.7 Elect Director Michael B. McCallister For No
Management 1.8 Elect Director John B. McCoy For No
Management 1.9 Elect Director Beth E. Mooney For No
Management 1.10 Elect Director Joyce M. Roche For No
Management 1.11 Elect Director Matthew K. Rose For No
Management 1.12 Elect Director Cynthia B. Taylor For No
Management 1.13 Elect Director Laura D'Andrea Tyson For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 4 Approve Severance Agreements/Change-in-Control Agreements For No
Share Holder 5 Report on Indirect Political Contributions For Yes
Share Holder 6 Report on Lobbying Payments and Policy For Yes
Share Holder 7 Lower Ownership Threshold for Action by Written Consent For Yes
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Honeywell International Inc.
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Ticker HON Meeting Date 28-Apr-14
Provider Security ID 438516106
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Management 1A Elect Director Gordon M. Bethune For No
Management 1B Elect Director Kevin Burke For No
Management 1C Elect Director Jaime Chico Pardo For No
Management 1D Elect Director David M. Cote For No
Management 1E Elect Director D. Scott Davis For No
Management 1F Elect Director Linnet F. Deily For No
Management 1G Elect Director Judd Gregg For No
Management 1H Elect Director Clive Hollick For No
Management 1I Elect Director Grace D. Lieblein For No
Management 1J Elect Director George Paz For No
Management 1K Elect Director Bradley T. Sheares For No
Management 1L Elect Director Robin L. Washington For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Require Independent Board Chairman For Yes
Share Holder 5 Provide Right to Act by Written Consent For Yes
Share Holder 6 Pro-rata Vesting of Equity Awards For Yes
Share Holder 7 Report on Lobbying Payments and Policy For Yes
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Wells Fargo & Company
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Ticker WFC Meeting Date 29-Apr-14
Provider Security ID 949746101
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Management 1a Elect Director John D. Baker, II For No
Management 1b Elect Director Elaine L. Chao For No
Management 1c Elect Director John S. Chen For No
Management 1d Elect Director Lloyd H. Dean For No
Management 1e Elect Director Susan E. Engel For No
Management 1f Elect Director Enrique Hernandez, Jr. For No
Management 1g Elect Director Donald M. James For No
Management 1h Elect Director Cynthia H. Milligan For No
Management 1i Elect Director Federico F. Pena For No
Management 1j Elect Director James H. Quigley For No
Management 1k Elect Director Judith M. Runstad For No
Management 1l Elect Director Stephen W. Sanger For No
Management 1m Elect Director John G. Stumpf For No
Management 1n Elect Director Susan G. Swenson For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Ratify Auditors For No
Share Holder 4 Require Independent Board Chairman Against No
Share Holder 5 Review Fair Housing and Fair Lending Compliance For Yes
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EMC Corporation
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Ticker EMC Meeting Date 30-Apr-14
Provider Security ID 268648102
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Management 1a Elect Director Michael W. Brown For No
Management 1b Elect Director Randolph L. Cowen For No
Management 1c Elect Director Gail Deegan For No
Management 1d Elect Director James S. DiStasio For No
Management 1e Elect Director John R. Egan For No
Management 1f Elect Director William D. Green For No
Management 1g Elect Director Edmund F. Kelly For No
Management 1h Elect Director Jami Miscik For No
Management 1i Elect Director Paul Sagan For No
Management 1j Elect Director David N. Strohm For No
Management 1k Elect Director Joseph M. Tucci For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Require Independent Board Chairman For Yes
Share Holder 5 Screen Political Contributions for Consistency with Corporate Values Against No
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Marathon Oil Corporation
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Ticker MRO Meeting Date 30-Apr-14
Provider Security ID 565849106
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Management 1a Elect Director Gregory H. Boyce For No
Management 1b Elect Director Pierre Brondeau For No
Management 1c Elect Director Linda Z. Cook For No
Management 1d Elect Director Chadwick C. Deaton For No
Management 1e Elect Director Shirley Ann Jackson For No
Management 1f Elect Director Philip Lader For No
Management 1g Elect Director Michael E. J. Phelps For No
Management 1h Elect Director Dennis H. Reilley For No
Management 1i Elect Director Lee M. Tillman For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Report on Lobbying Payments and Policy For Yes
Share Holder 5 Report on Methane Emissions Management and Reduction Targets For Yes
Page 4
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Anheuser-Busch InBev SA
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Ticker ABI Meeting Date 30-Apr-14
Provider Security ID 03524A108
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Management A1 Exchange all Outstanding Warrants under Executive and Senior Manager
Incentive Scheme into Stock Options For No
Management A2a Receive Special Board Report Re: Authorized Capital No
Management A2b Renew Authorization to Increase Share Capital Up To 3 Percent of Issued
Capital For No
Management B1a Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share
Capital Against Yes
Management B1b Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization
under Item B1a Against Yes
Management C1 Receive Directors' Reports (Non-Voting) No
Management C2 Receive Auditors' Reports (Non-Voting) No
Management C3 Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) No
Management C4 Approve Financial Statements, Allocation of Income, and Dividends of
EUR 2.05 per Share For No
Management C5 Approve Discharge of Directors For No
Management C6 Approve Discharge of Auditors For No
Management C7a Reelect Kees Storm as Independent Director Against Yes
Management C7b Reelect Mark Winkelman as Independent Director For No
Management C7c Reelect Alexandre Van Damme as Director Against Yes
Management C7d Reelect Gregoire de Spoelberch as Director Against Yes
Management C7e Reelect Carlos Alberto de Veiga Sicupera as Director Against Yes
Management C7f Reelect Marcel Herrmann Telles as Director Against Yes
Management C7g Elect Paulo Lemann as Director Against Yes
Management C7h Elect Alexandre Behring as Director Against Yes
Management C7i Elect Elio Leoni Sceti as Independent Director For No
Management C7j Elect Maria Asuncion Aramburuzabala Larregui as Director Against Yes
Management C7k Elect Valentin Diez Morodo as Director Against Yes
Management C8a Approve Remuneration Report Against Yes
Management C8b Approve Non-Employee Director Stock Option Plan and According Stock Option
Grants to Non-Executive Directors Against Yes
Management D1 Authorize Implementation of Approved Resolutions and Filing of Required
Documents/Formalities at Trade Registry For No
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Capital One Financial Corporation
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Ticker COF Meeting Date 01-May-14
Provider Security ID 14040H105
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Management 1a Elect Director Richard D. Fairbank For No
Management 1b Elect Director Patrick W. Gross For No
Management 1c Elect Director Ann Fritz Hackett For No
Management 1d Elect Director Lewis Hay, III For No
Management 1e Elect Director Benjamin P. Jenkins, III For No
Management 1f Elect Director Pierre E. Leroy For No
Management 1g Elect Director Peter E. Raskind For No
Management 1h Elect Director Mayo A. Shattuck, III For No
Management 1i Elect Director Bradford H. Warner For No
Management 1j Elect Director Catherine G. West For No
Management 2 Ratify Auditors For No
Management 3 Amend Omnibus Stock Plan For No
Management 4 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 5a Reduce Supermajority Vote Requirement For No
Management 5b Reduce Supermajority Vote Requirement For No
Management 5c Reduce Supermajority Vote Requirement For No
Share Holder 6 Require Independent Board Chairman Against No
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Starwood Hotels & Resorts Worldwide, Inc.
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Ticker HOT Meeting Date 01-May-14
Provider Security ID 85590A401
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Management 1a Elect Director Frits van Paasschen For No
Management 1b Elect Director Bruce W. Duncan For No
Management 1c Elect Director Adam M. Aron For No
Management 1d Elect Director Charlene Barshefsky For No
Management 1e Elect Director Thomas E. Clarke For No
Management 1f Elect Director Clayton C. Daley, Jr. For No
Management 1g Elect Director Lizanne Galbreath For No
Management 1h Elect Director Eric Hippeau For No
Management 1i Elect Director Aylwin B. Lewis For No
Management 1j Elect Director Stephen R. Quazzo For No
Management 1k Elect Director Thomas O. Ryder For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Ratify Auditors For No
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Occidental Petroleum Corporation
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Ticker OXY Meeting Date 02-May-14
Provider Security ID 674599105
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Management 1.1 Elect Director Spencer Abraham For No
Management 1.2 Elect Director Howard I. Atkins For No
Management 1.3 Elect Director Eugene L. Batchelder For No
Management 1.4 Elect Director Stephen I. Chazen For No
Management 1.5 Elect Director Edward P. Djerejian For No
Management 1.6 Elect Director John E. Feick For No
Management 1.7 Elect Director Margaret M. Foran For No
Management 1.8 Elect Director Carlos M. Gutierrez For No
Management 1.9 Elect Director William R. Klesse For No
Management 1.10 Elect Director Avedick B. Poladian For No
Management 1.11 Elect Director Elisse B. Walter For No
Management 2 Remove Age Restriction for Directors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 4 Provide Right to Act by Written Consent For No
Management 5 Separate the Roles of the Chairman of the Board and the Chief Executive
Officer For No
Management 6 Ratify Auditors For No
Share Holder 7 Stock Retention/Holding Period For Yes
Share Holder 8 Review and Assess Membership of Lobbying Organizations For Yes
Share Holder 9 Report on Management of Hydraulic Fracturing Risks and Opportunities For Yes
Share Holder 10 Report on Methane Emissions Management and Reduction Targets For Yes
Page 5
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Kraft Foods Group, Inc.
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Ticker KRFT Meeting Date 06-May-14
Provider Security ID 50076Q106
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Management 1a Elect Director L. Kevin Cox For No
Management 1b Elect Director Myra M. Hart For No
Management 1c Elect Director Peter B. Henry For No
Management 1d Elect Director Terry J. Lundgren For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Ratify Auditors For No
Share Holder 4 Prohibit Political Contributions Against No
Share Holder 5 Adopt Policy to Ensure Consistency between Company Values and Political
Contributions Against No
Share Holder 6 Assess Environmental Impact of Non-Recyclable Packaging For Yes
Share Holder 7 Report on Supply Chain and Deforestation For Yes
Share Holder 8 Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning Against No
Share Holder 9 Support for Animal Welfare Improvements in the Company's Pork Supply Chain For No
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Bristol-Myers Squibb Company
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Ticker BMY Meeting Date 06-May-14
Provider Security ID 110122108
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Management 1A Elect Director Lamberto Andreotti For No
Management 1B Elect Director Lewis B. Campbell For No
Management 1C Elect Director James M. Cornelius For No
Management 1D Elect Director Laurie H. Glimcher For No
Management 1E Elect Director Michael Grobstein For No
Management 1F Elect Director Alan J. Lacy For No
Management 1G Elect Director Thomas J. Lynch, Jr. For No
Management 1H Elect Director Dinesh C. Paliwal For No
Management 1I Elect Director Vicki L. Sato For No
Management 1J Elect Director Gerald L. Storch For No
Management 1K Elect Director Togo D. West, Jr. For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Adopt Simple Majority Vote For No
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PepsiCo, Inc.
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Ticker PEP Meeting Date 07-May-14
Provider Security ID 713448108
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Management 1a Elect Director Shona L. Brown For No
Management 1b Elect Director George W. Buckley For No
Management 1c Elect Director Ian M. Cook For No
Management 1d Elect Director Dina Dublon For No
Management 1e Elect Director Rona A. Fairhead For No
Management 1f Elect Director Ray L. Hunt For No
Management 1g Elect Director Alberto Ibarguen For No
Management 1h Elect Director Indra K. Nooyi For No
Management 1i Elect Director Sharon Percy Rockefeller For No
Management 1j Elect Director James J. Schiro For No
Management 1k Elect Director Lloyd G. Trotter For No
Management 1l Elect Director Daniel Vasella For No
Management 1m Elect Director Alberto Weisser For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 4 Amend Executive Incentive Bonus Plan For No
Share Holder 5 Require Shareholder Vote to Approve Political Contributions Policy Against No
Share Holder 6 Stock Retention/Holding Period For Yes
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Philip Morris International Inc.
--------------------------------------------------------------------------------
Ticker PM Meeting Date 07-May-14
Provider Security ID 718172109
--------------------------------------------------------------------------------
Management 1.1 Elect Director Harold Brown For No
Management 1.2 Elect Director Andre Calantzopoulos For No
Management 1.3 Elect Director Louis C. Camilleri For No
Management 1.4 Elect Director Jennifer Li For No
Management 1.5 Elect Director Sergio Marchionne Against Yes
Management 1.6 Elect Director Kalpana Morparia For No
Management 1.7 Elect Director Lucio A. Noto For No
Management 1.8 Elect Director Robert B. Polet For No
Management 1.9 Elect Director Carlos Slim Helu For No
Management 1.10 Elect Director Stephen M. Wolf For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Report on Lobbying Payments and Policy For Yes
Share Holder 5 Adopt Policy to Restrict Non-Required Animal Testing Against No
--------------------------------------------------------------------------------
CSX Corporation
--------------------------------------------------------------------------------
Ticker CSX Meeting Date 07-May-14
Provider Security ID 126408103
--------------------------------------------------------------------------------
Management 1a Elect Director Donna M. Alvarado For No
Management 1b Elect Director John B. Breaux For No
Management 1c Elect Director Pamela L. Carter For No
Management 1d Elect Director Steven T. Halverson For No
Management 1e Elect Director Edward J. Kelly, III For No
Management 1f Elect Director Gilbert H. Lamphere For No
Management 1g Elect Director John D. McPherson For No
Management 1h Elect Director Timothy T. O'Toole For No
Management 1i Elect Director David M. Ratcliffe For No
Management 1j Elect Director Donald J. Shepard For No
Management 1k Elect Director Michael J. Ward For No
Management 1l Elect Director J.C. Watts, Jr. For No
Management 1m Elect Director J. Steven Whisler For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Provide Right to Act by Written Consent For Yes
Page 6
--------------------------------------------------------------------------------
American Water Works Company, Inc.
--------------------------------------------------------------------------------
Ticker AWK Meeting Date 09-May-14
Provider Security ID 030420103
--------------------------------------------------------------------------------
Management 1a Elect Director Julie A. Dobson For No
Management 1b Elect Director Paul J. Evanson For No
Management 1c Elect Director Martha Clark Goss For No
Management 1d Elect Director Richard R. Grigg For No
Management 1e Elect Director Julia L. Johnson For No
Management 1f Elect Director George MacKenzie For No
Management 1g Elect Director William J. Marrazzo For No
Management 1h Elect Director Susan N. Story For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
--------------------------------------------------------------------------------
ConocoPhillips
--------------------------------------------------------------------------------
Ticker COP Meeting Date 13-May-14
Provider Security ID 20825C104
--------------------------------------------------------------------------------
Management 1a Elect Director Richard L. Armitage For No
Management 1b Elect Director Richard H. Auchinleck For No
Management 1c Elect Director Charles E. Bunch For No
Management 1d Elect Director James E. Copeland, Jr. For No
Management 1e Elect Director Jody L. Freeman For No
Management 1f Elect Director Gay Huey Evans For No
Management 1g Elect Director Ryan M. Lance For No
Management 1h Elect Director Robert A. Niblock For No
Management 1i Elect Director Harald J. Norvik For No
Management 1j Elect Director William E. Wade, Jr. For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 4 Approve Omnibus Stock Plan For No
Share Holder 5 Report on Lobbying Payments and Policy For Yes
Share Holder 6 Adopt Quantitative GHG Goals for Operations For Yes
--------------------------------------------------------------------------------
Prudential Financial, Inc.
--------------------------------------------------------------------------------
Ticker PRU Meeting Date 13-May-14
Provider Security ID 744320102
--------------------------------------------------------------------------------
Management 1.1 Elect Director Thomas J. Baltimore, Jr. For No
Management 1.2 Elect Director Gordon M. Bethune For No
Management 1.3 Elect Director Gilbert F. Casellas For No
Management 1.4 Elect Director James G. Cullen For No
Management 1.5 Elect Director Mark B. Grier For No
Management 1.6 Elect Director Constance J. Horner For No
Management 1.7 Elect Director Martina Hund-Mejean For No
Management 1.8 Elect Director Karl J. Krapek For No
Management 1.9 Elect Director Christine A. Poon For No
Management 1.10 Elect Director Douglas A. Scovanner For No
Management 1.11 Elect Director John R. Strangfeld For No
Management 1.12 Elect Director James A. Unruh For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Stock Retention/Holding Period For Yes
--------------------------------------------------------------------------------
Altria Group, Inc.
--------------------------------------------------------------------------------
Ticker MO Meeting Date 14-May-14
Provider Security ID 02209S103
--------------------------------------------------------------------------------
Management 1.1 Elect Director Gerald L. Baliles For No
Management 1.2 Elect Director Martin J. Barrington For No
Management 1.3 Elect Director John T. Casteen, III For No
Management 1.4 Elect Director Dinyar S. Devitre For No
Management 1.5 Elect Director Thomas F. Farrell, II For No
Management 1.6 Elect Director Thomas W. Jones For No
Management 1.7 Elect Director Debra J. Kelly-Ennis For No
Management 1.8 Elect Director W. Leo Kiely, III For No
Management 1.9 Elect Director Kathryn B. McQuade For No
Management 1.10 Elect Director George Munoz For No
Management 1.11 Elect Director Nabil Y. Sakkab For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Inform Poor and Less Educated on Health Consequences of Tobacco Against No
Share Holder 5 Report on Lobbying Payments and Policy Against No
--------------------------------------------------------------------------------
State Street Corporation
--------------------------------------------------------------------------------
Ticker STT Meeting Date 14-May-14
Provider Security ID 857477103
--------------------------------------------------------------------------------
Management 1a Elect Director Jose E. Almeida For No
Management 1b Elect Director Kennett F. Burnes For No
Management 1c Elect Director Peter Coym For No
Management 1d Elect Director Patrick de Saint-Aignan For No
Management 1e Elect Director Amelia C. Fawcett For No
Management 1f Elect Director Linda A. Hill For No
Management 1g Elect Director Joseph L. Hooley For No
Management 1h Elect Director Robert S. Kaplan For No
Management 1i Elect Director Richard P. Sergel For No
Management 1j Elect Director Ronald L. Skates For No
Management 1k Elect Director Gregory L. Summe For No
Management 1l Elect Director Thomas J. Wilson For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Ratify Auditors For No
Page 7
--------------------------------------------------------------------------------
National Oilwell Varco, Inc.
--------------------------------------------------------------------------------
Ticker NOV Meeting Date 14-May-14
Provider Security ID 637071101
--------------------------------------------------------------------------------
Management 1A Elect Director Merrill A. Miller, Jr. For No
Management 1B Elect Director Clay C. Williams For No
Management 1C Elect Director Greg L. Armstrong For No
Management 1D Elect Director Robert E. Beauchamp For No
Management 1E Elect Director Marcela E. Donadio For No
Management 1F Elect Director Ben A. Guill For No
Management 1G Elect Director David D. Harrison For No
Management 1H Elect Director Roger L. Jarvis For No
Management 1I Elect Director Eric L. Mattson For No
Management 1K Elect Director Jeffery A. Smisek For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
--------------------------------------------------------------------------------
Invesco Ltd.
--------------------------------------------------------------------------------
Ticker IVZ Meeting Date 15-May-14
Provider Security ID G491BT108
--------------------------------------------------------------------------------
Management 1 Declassify the Board of Directors For No
Management 2.1 Elect Director Denis Kessler For No
Management 2.2 Elect Director G. Richard ('Rick') Wagoner, Jr. For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 4 Ratify Auditors For No
--------------------------------------------------------------------------------
Kohl's Corporation
--------------------------------------------------------------------------------
Ticker KSS Meeting Date 15-May-14
Provider Security ID 500255104
--------------------------------------------------------------------------------
Management 1a Elect Director Peter Boneparth For No
Management 1b Elect Director Steven A. Burd For No
Management 1c Elect Director Dale E. Jones For No
Management 1d Elect Director Kevin Mansell For No
Management 1e Elect Director John E. Schlifske For No
Management 1f Elect Director Frank V. Sica For No
Management 1g Elect Director Peter M. Sommerhauser For No
Management 1h Elect Director Stephanie A. Streeter For No
Management 1i Elect Director Nina G. Vaca For No
Management 1j Elect Director Stephen E. Watson For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Stock Retention/Holding Period For Yes
Share Holder 5 Report on Data Used to Make Environmental Goals and Costs and Benefits of
Sustainability Program Against No
--------------------------------------------------------------------------------
Kinder Morgan, Inc.
--------------------------------------------------------------------------------
Ticker KMI Meeting Date 19-May-14
Provider Security ID 49456B101
--------------------------------------------------------------------------------
Management 1.1 Elect Director Richard D. Kinder For No
Management 1.2 Elect Director Steven J. Kean For No
Management 1.3 Elect Director Anthony W. Hall, Jr. For No
Management 1.4 Elect Director Deborah A. Macdonald For No
Management 1.5 Elect Director Michael J. Miller For No
Management 1.6 Elect Director Michael C. Morgan For No
Management 1.7 Elect Director Fayez Sarofim For No
Management 1.8 Elect Director C. Park Shaper For No
Management 1.9 Elect Director Joel V. Staff For No
Management 1.10 Elect Director John M. Stokes For No
Management 1.11 Elect Director Robert F. Vagt For No
Management 2 Ratify Auditors For No
Share Holder 3 Report on Financial Risks of Climate Change For Yes
Share Holder 4 Report on Methane Emissions Management, Pipeline Maintenance and Reduction
Targets For Yes
Share Holder 5 Report on Sustainability For Yes
--------------------------------------------------------------------------------
JPMorgan Chase & Co.
--------------------------------------------------------------------------------
Ticker JPM Meeting Date 20-May-14
Provider Security ID 46625H100
--------------------------------------------------------------------------------
Management 1a Elect Director Linda B. Bammann For No
Management 1b Elect Director James A. Bell For No
Management 1c Elect Director Crandall C. Bowles For No
Management 1d Elect Director Stephen B. Burke For No
Management 1e Elect Director James S. Crown For No
Management 1f Elect Director James Dimon For No
Management 1g Elect Director Timothy P. Flynn For No
Management 1h Elect Director Laban P. Jackson, Jr. For No
Management 1i Elect Director Michael A. Neal For No
Management 1j Elect Director Lee R. Raymond For No
Management 1k Elect Director William C. Weldon For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Ratify Auditors For No
Share Holder 4 Report on Lobbying Payments and Policy Against No
Share Holder 5 Amend Articles/Bylaws/Charter -- Call Special Meetings For Yes
Share Holder 6 Provide for Cumulative Voting For Yes
Page 8
--------------------------------------------------------------------------------
Comcast Corporation
--------------------------------------------------------------------------------
Ticker CMCSA Meeting Date 21-May-14
Provider Security ID 20030N101
--------------------------------------------------------------------------------
Management 1.1 Elect Director Kenneth J. Bacon For No
Management 1.2 Elect Director Sheldon M. Bonovitz For No
Management 1.3 Elect Director Edward D. Breen For No
Management 1.4 Elect Director Joseph J. Collins For No
Management 1.5 Elect Director J. Michael Cook For No
Management 1.6 Elect Director Gerald L. Hassell For No
Management 1.7 Elect Director Jeffrey A. Honickman For No
Management 1.8 Elect Director Eduardo G. Mestre For No
Management 1.9 Elect Director Brian L. Roberts For No
Management 1.10 Elect Director Ralph J. Roberts For No
Management 1.11 Elect Director Johnathan A. Rodgers For No
Management 1.12 Elect Director Judith Rodin For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Report on Lobbying Payments and Policy For Yes
Share Holder 5 Pro-rata Vesting of Equity Plans For Yes
--------------------------------------------------------------------------------
Mondelez International, Inc.
--------------------------------------------------------------------------------
Ticker MDLZ Meeting Date 21-May-14
Provider Security ID 609207105
--------------------------------------------------------------------------------
Management 1a Elect Director Stephen F. Bollenbach For No
Management 1b Elect Director Lewis W.K. Booth For No
Management 1c Elect Director Lois D. Juliber For No
Management 1d Elect Director Mark D. Ketchum For No
Management 1e Elect Director Jorge S. Mesquita For No
Management 1f Elect Director Nelson Peltz For No
Management 1g Elect Director Fredric G. Reynolds For No
Management 1h Elect Director Irene B. Rosenfeld For No
Management 1i Elect Director Patrick T. Siewert For No
Management 1j Elect Director Ruth J. Simmons For No
Management 1k Elect Director Ratan N. Tata For No
Management 1l Elect Director Jean-Francois M. L. van Boxmeer For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Amend Omnibus Stock Plan For No
Management 4 Ratify Auditors For No
Share Holder 5 Assess Environmental Impact of Non-Recyclable Packaging For Yes
--------------------------------------------------------------------------------
PPL Corporation
--------------------------------------------------------------------------------
Ticker PPL Meeting Date 21-May-14
Provider Security ID 69351T106
--------------------------------------------------------------------------------
Management 1.1 Elect Director Frederick M. Bernthal For No
Management 1.2 Elect Director John W. Conway For No
Management 1.3 Elect Director Philip G. Cox For No
Management 1.4 Elect Director Steven G. Elliott For No
Management 1.5 Elect Director Louise K. Goeser For No
Management 1.6 Elect Director Stuart E. Graham For No
Management 1.7 Elect Director Stuart Heydt For No
Management 1.8 Elect Director Raja Rajamannar For No
Management 1.9 Elect Director Craig A. Rogerson For No
Management 1.10 Elect Director William H. Spence For No
Management 1.11 Elect Director Natica von Althann For No
Management 1.12 Elect Director Keith H. Williamson For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Ratify Auditors For No
Share Holder 4 Report on Political Contributions For Yes
Share Holder 5 Amend Bylaws -- Call Special Meetings For Yes
--------------------------------------------------------------------------------
Intel Corporation
--------------------------------------------------------------------------------
Ticker INTC Meeting Date 22-May-14
Provider Security ID 458140100
--------------------------------------------------------------------------------
Management 1a Elect Director Charlene Barshefsky For No
Management 1b Elect Director Andy D. Bryant For No
Management 1c Elect Director Susan L. Decker For No
Management 1d Elect Director John J. Donahoe For No
Management 1e Elect Director Reed E. Hundt For No
Management 1f Elect Director Brian M. Krzanich For No
Management 1g Elect Director James D. Plummer For No
Management 1h Elect Director David S. Pottruck For No
Management 1i Elect Director Frank D. Yeary For No
Management 1j Elect Director David B. Yoffie For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Page 9
--------------------------------------------------------------------------------
L Brands, Inc.
--------------------------------------------------------------------------------
Ticker LB Meeting Date 22-May-14
Provider Security ID P49501201
--------------------------------------------------------------------------------
Management 1.1 Elect Director Donna A. James For No
Management 1.2 Elect Director Jeffrey H. Miro For No
Management 1.3 Elect Director Michael G. Morris For No
Management 1.4 Elect Director Raymond Zimmerman For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Provide Right to Act by Written Consent For Yes
--------------------------------------------------------------------------------
Mid-America Apartment Communities, Inc.
--------------------------------------------------------------------------------
Ticker MAA Meeting Date 22-May-14
Provider Security ID 59522J103
--------------------------------------------------------------------------------
Management 1a Elect Director H. Eric Bolton, Jr. For No
Management 1b Elect Director Alan B. Graf, Jr. For No
Management 1c Elect Director Ralph Horn For No
Management 1d Elect Director James K. Lowder For No
Management 1e Elect Director Thomas H. Lowder For No
Management 1f Elect Director Claude B. Nielsen For No
Management 1g Elect Director Philip W. Norwood For No
Management 1h Elect Director Harold W. Ripps For No
Management 1i Elect Director W. Reid Sanders For No
Management 1j Elect Director William B. Sansom For No
Management 1k Elect Director Gary Shorb For No
Management 1l Elect Director John W. Spiegel For No
Management 2 Amend Omnibus Stock Plan For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 4 Ratify Auditors For No
--------------------------------------------------------------------------------
Merck & Co., Inc.
--------------------------------------------------------------------------------
Ticker MRK Meeting Date 27-May-14
Provider Security ID 58933Y105
--------------------------------------------------------------------------------
Management 1a Elect Director Leslie A. Brun For No
Management 1b Elect Director Thomas R. Cech For No
Management 1c Elect Director Kenneth C. Frazier For No
Management 1d Elect Director Thomas H. Glocer For No
Management 1e Elect Director William B. Harrison, Jr. For No
Management 1f Elect Director C. Robert Kidder For No
Management 1g Elect Director Rochelle B. Lazarus For No
Management 1h Elect Director Carlos E. Represas For No
Management 1i Elect Director Patricia F. Russo For No
Management 1j Elect Director Craig B. Thompson For No
Management 1k Elect Director Wendell P. Weeks For No
Management 1l Elect Director Peter C. Wendell For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 3 Ratify Auditors For No
Share Holder 4 Provide Right to Act by Written Consent For Yes
Share Holder 5 Amend Articles/Bylaws/Charter -- Call Special Meetings For Yes
--------------------------------------------------------------------------------
The Travelers Companies, Inc.
--------------------------------------------------------------------------------
Ticker TRV Meeting Date 27-May-14
Provider Security ID 89417E109
--------------------------------------------------------------------------------
Management 1a Elect Director Alan L. Beller For No
Management 1b Elect Director John H. Dasburg For No
Management 1c Elect Director Janet M. Dolan For No
Management 1d Elect Director Kenneth M. Duberstein For No
Management 1e Elect Director Jay S. Fishman For No
Management 1f Elect Director Patricia L. Higgins For No
Management 1g Elect Director Thomas R. Hodgson For No
Management 1h Elect Director William J. Kane For No
Management 1i Elect Director Cleve L. Killingsworth, Jr. For No
Management 1j Elect Director Philip T. (Pete) Ruegger, III For No
Management 1k Elect Director Donald J. Shepard For No
Management 1l Elect Director Laurie J. Thomsen For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 4 Approve Omnibus Stock Plan For No
Share Holder 5 Report on Political Contributions For Yes
Page 10
--------------------------------------------------------------------------------
Chevron Corporation
--------------------------------------------------------------------------------
Ticker CVX Meeting Date 28-May-14
Provider Security ID 166764100
--------------------------------------------------------------------------------
Management 1a Elect Director Linnet F. Deily For No
Management 1b Elect Director Robert E. Denham For No
Management 1c Elect Director Alice P. Gast For No
Management 1d Elect Director Enrique Hernandez, Jr. For No
Management 1e Elect Director Jon M. Huntsman, Jr. For No
Management 1f Elect Director George L. Kirkland For No
Management 1g Elect Director Charles W. Moorman, IV For No
Management 1h Elect Director Kevin W. Sharer For No
Management 1i Elect Director John G. Stumpf For No
Management 1j Elect Director Ronald D. Sugar For No
Management 1k Elect Director Carl Ware For No
Management 1l Elect Director John S. Watson For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Report on Charitable Contributions Against No
Share Holder 5 Report on Lobbying Payments and Policy For Yes
Share Holder 6 Report on Management of Hydraulic Fracturing Risks and Opportunities For Yes
Share Holder 7 Require Independent Board Chairman Against No
Share Holder 8 Amend Bylaws -- Call Special Meetings For Yes
Share Holder 9 Require Director Nominee with Environmental Experience For Yes
Share Holder 10 Adopt Guidelines for Country Selection For Yes
--------------------------------------------------------------------------------
Check Point Software Technologies Ltd.
--------------------------------------------------------------------------------
Ticker CHKP Meeting Date 28-May-14
Provider Security ID M22465104
--------------------------------------------------------------------------------
Management 1 Reelect Directors Until the End of the Next Annual General Meeting For No
Management 2 Reelect External Directors for an Additional Three Year Term For No
Management 3 Ratify the Appointment of Kost, Forer, Gabbay & Kasierer, a member of
Ernst & Young Global, as Auditors and Authorize Board to Fix Their
Remuneration; Discuss Consolidated Financial Statements for 2013 For No
Management 4 Approve Employment Terms of CEO, Who Is Also the Chairman For No
Management A Vote FOR if you are a controlling shareholder or have a personal interest
in one or several resolutions, as indicated in the proxy card; otherwise,
vote AGAINST. You may not abstain. If you vote FOR, please provide an
explanation to your account manager Against No
--------------------------------------------------------------------------------
BlackRock, Inc.
--------------------------------------------------------------------------------
Ticker BLK Meeting Date 29-May-14
Provider Security ID 09247X101
--------------------------------------------------------------------------------
Management 1a Elect Director Abdlatif Yousef Al-Hamad For No
Management 1b Elect Director Mathis Cabiallavetta For No
Management 1c Elect Director Pamela Daley For No
Management 1d Elect Director Jessica P. Einhorn For No
Management 1e Elect Director Fabrizio Freda For No
Management 1f Elect Director Murry S. Gerber For No
Management 1g Elect Director James Grosfeld For No
Management 1h Elect Director David H. Komansky For No
Management 1i Elect Director Deryck Maughan For No
Management 1j Elect Director Cheryl D. Mills For No
Management 1k Elect Director Marco Antonio Slim Domit For No
Management 1l Elect Director John S. Varley For No
Management 1m Elect Director Susan L. Wagner For No
Management 2 Amend Omnibus Stock Plan For No
Management 3 Amend Executive Incentive Bonus Plan For No
Management 4 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 5 Ratify Auditors For No
--------------------------------------------------------------------------------
Ares Capital Corporation
--------------------------------------------------------------------------------
Ticker ARCC Meeting Date 02-Jun-14
Provider Security ID 04010L103
--------------------------------------------------------------------------------
Management 1.1 Elect Director Michael J. Arougheti For No
Management 1.2 Elect Director Ann Torre Bates For No
Management 1.3 Elect Director Steven B. McKeever For No
Management 2 Ratify Auditors For No
Management 3 Approve Issuance of Shares Below Net Asset Value (NAV) For No
--------------------------------------------------------------------------------
General Motors Company
--------------------------------------------------------------------------------
Ticker GM Meeting Date 10-Jun-14
Provider Security ID 37045V100
--------------------------------------------------------------------------------
Management 1a Elect Director Joseph J. Ashton For No
Management 1b Elect Director Mary T. Barra For No
Management 1c Elect Director Erroll B. Davis, Jr. For No
Management 1d Elect Director Stephen J. Girsky For No
Management 1e Elect Director E. Neville Isdell For No
Management 1f Elect Director Kathryn V. Marinello For No
Management 1g Elect Director Michael G. Mullen For No
Management 1h Elect Director James J. Mulva For No
Management 1i Elect Director Patricia F. Russo For No
Management 1j Elect Director Thomas M. Schoewe For No
Management 1k Elect Director Theodore M. Solso For No
Management 1l Elect Director Carol M. Stephenson For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Management 4 Advisory Vote on Say on Pay Frequency One Year No
Management 5 Approve Executive Incentive Bonus Plan For No
Management 6 Approve Omnibus Stock Plan For No
Share Holder 7 Provide for Cumulative Voting For Yes
Share Holder 8 Require Independent Board Chairman For Yes
Page 11
--------------------------------------------------------------------------------
Target Corporation
--------------------------------------------------------------------------------
Ticker TGT Meeting Date 11-Jun-14
Provider Security ID 87612E106
--------------------------------------------------------------------------------
Management 1a Elect Director Roxanne S. Austin Against Yes
Management 1b Elect Director Douglas M. Baker, Jr. For No
Management 1c Elect Director Calvin Darden Against Yes
Management 1d Elect Director Henrique De Castro Against Yes
Management 1e Elect Director James A. Johnson Against Yes
Management 1f Elect Director Mary E. Minnick Against Yes
Management 1g Elect Director Anne M. Mulcahy Against Yes
Management 1h Elect Director Derica W. Rice Against Yes
Management 1i Elect Director Kenneth L. Salazar For No
Management 1j Elect Director John G. Stumpf For No
Management 2 Ratify Auditors For No
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No
Share Holder 4 Eliminate Perquisites Against No
Share Holder 5 Require Independent Board Chairman For Yes
Share Holder 6 Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations Against No
--------------------------------------------------------------------------------
Freeport-McMoRan Copper & Gold Inc.
--------------------------------------------------------------------------------
Ticker FCX Meeting Date 17-Jun-14
Provider Security ID 35671D857
--------------------------------------------------------------------------------
Management 1.1 Elect Director Richard C. Adkerson For No
Management 1.2 Elect Director Robert J. Allison, Jr. For No
Management 1.3 Elect Director Alan R. Buckwalter, III For No
Management 1.4 Elect Director Robert A. Day For No
Management 1.5 Elect Director James C. Flores For No
Management 1.6 Elect Director Gerald J. Ford For No
Management 1.7 Elect Director Thomas A. Fry, III For No
Management 1.8 Elect Director H. Devon Graham, Jr. For No
Management 1.9 Elect Director Lydia H. Kennard For No
Management 1.10 Elect Director Charles C. Krulak For No
Management 1.11 Elect Director Bobby Lee Lackey For No
Management 1.12 Elect Director Jon C. Madonna For No
Management 1.13 Elect Director Dustan E. McCoy For No
Management 1.14 Elect Director James R. Moffett For No
Management 1.15 Elect Director Stephen H. Siegele For No
Management 1.16 Elect Director Frances Fragos Townsend For No
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation Against Yes
Management 3 Ratify Auditors For No
Management 4 Approve Executive Incentive Bonus Plan For No
Share Holder 5 Require Director Nominee with Environmental Experience Against No
Page 12
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST ENHANCED EQUITY INCOME FUND
---------------------------------------
By (Signature and Title)* /s/ Mark R. Bradley
-----------------------------------
Mark R. Bradley, President
Date July 29, 2014
-------------------------
* Print the name and title of each signing officer under his or her signature.