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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Non-Qualified Stock Option (right to buy) | $ 63.09 | Â | Â | Â | Â | Â | 08/31/2015 | 02/09/2017 | FactSet Common Stock | Â | 70,392 | Â | ||
Non-Qualified Stock Option (right to buy) | $ 94.84 | Â | Â | Â | Â | Â | 11/01/2012(3) | 11/01/2021 | FactSet Common Stock | Â | 9,458 | Â | ||
Non-Qualified Stock Option (right to buy) | $ 92.22 | Â | Â | Â | Â | Â | 11/01/2013(4) | 11/01/2022 | FactSet Common Stock | Â | 11,282 | Â | ||
Non-Qualified Stock Option (right to buy) | $ 92.22 | Â | Â | Â | Â | Â | 11/01/2014(5) | 11/01/2022 | FactSet Common Stock | Â | 3,698 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Walsh Peter G 601 MERRITT 7 NORWALK, CT 06851 |
 |  |  | Executive Vice President |
/s/ Peter G. Walsh | 09/18/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents 19,800 privately-held shares of FactSet common stock, 1,331 shares of unvested restricted stock awards and 57 shares held in the FactSet Employee Stock Purchase Plan. |
(2) | Represents previously granted stock option awards, which remain outstanding as of September 16, 2015. |
(3) | 20% of these options became exercisable one year after grant date, with all options being exercisable as of September 16, 2015. |
(4) | 20% of these options became exercisable one year after grant date. As of September 16, 2015, 9,204 are exercisable. |
(5) | 40% of these options became exercisable two years after grant date. As of September 16, 2015, 2,943 are exercisable. |
 Remarks: On March 16, 2015, Peter Walsh stepped down from his position as Chief Operating Officer and was replaced by Mark J. Hale. As such, this Form 5 is being filed because Peter Walsh is no longer considered an officer of FactSet Research Systems Inc. (the "Company") under existing SEC guidelines, effective March 16, 2015, and prospectively. Mr. Walsh remains employed by the Company focusing on various growth projects.  The detail presented herein represents Mr. Walsh's holdings as of September 16, 2015.  This Form 5 is being filed prior to the October 15, 2015 deadline for administrative convenience to reflect the change in the reporting person's status. |