UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Purchase Warrant dated 3/12/2007 (right to buy) | 03/12/2007 | 03/12/2012 | Common Stock | 4,167,000 (1) | $ 0.3 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Boston Avenue Capital LLC 15 EAST 5TH STREET, SUITE 3200 TULSA, OK 74103 |
 |  X |  |  |
Yorktown Avenue Capital, LLC 15 EAST 5TH STREET, SUITE 3200 TULSA, OK 74103 |
 |  X |  |  |
Gillman Charles M 15 EAST 5TH STREET SUITE 2660 TULSA, OK 74103 |
 |  X |  |  |
Paula L. Skidmore, Attorney-in-Fact for each of the Reporting Persons | 02/03/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The number of shares of underlying common stock was previously reported as 4,166,500 shares by Boston Avenue Capital LLC on its Form 3/A dated March 29, 2007. This amendment is filed to correct the discrepancy. |
 Remarks: This is a joint filing with Boston Avenue Capital LLC ("Boston") as the designated filer. Also included in this filing are Yorktown Avenue Capital, LLC ("Yorktown"), and Mr. Charles M. Gillman. Boston and Yorktown have sole direct voting and dispositive power over their respective reported securities. Mr. Gillman is the portfolio manager for Boston and Yorktown. Mr. Gillman has the right to vote the investments held by Boston and Yorktown, and may be deemed to be the beneficial owner of the reported securities. Mr. Gillman became a Director of the Issuer on February 15, 2008, and continues to serve. Value Fund Advisors, LLC, is no longer a beneficial owner of the reported securities. Exhibit List 24.1 Power of Attorney, dated December 2, 2009, by Boston Avenue Capital LLC 24.2 Power of Attorney, dated December 2, 2009, by Yorktown Avenue Capital, LLC 24.3 Power of Attorney, dated December 2, 2009, by Charles M. Gillman |