1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
10/25/1996 |
10/25/2006 |
Common Stock
|
1,500
|
$
5.33
|
D
|
Â
|
Employee Stock Option (right to buy)
|
10/27/1997 |
10/27/2007 |
Common Stock
|
1,500
|
$
13
|
D
|
Â
|
Employee Stock Option (right to buy)
|
01/26/1998 |
01/26/2008 |
Common Stock
|
4,500
|
$
12.17
|
D
|
Â
|
Employee Stock Option (right to buy)
|
05/18/1998 |
05/18/2008 |
Common Stock
|
7,500
|
$
19.17
|
D
|
Â
|
Employee Stock Option (right to buy)
|
10/28/1998 |
10/28/2008 |
Common Stock
|
15,000
|
$
9.75
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/01/2003 |
04/01/2009 |
Common Stock
|
9,000
|
$
13.46
|
D
|
Â
|
Employee Stock Option (right to buy)
|
06/01/2003 |
06/01/2010 |
Common Stock
|
150
|
$
24.67
|
D
|
Â
|
Employee Stock Option (right to buy)
|
09/14/2004 |
09/14/2010 |
Common Stock
|
5,000
|
$
38.88
|
D
|
Â
|
Employee Stock Option (right to buy)
|
12/05/2004 |
12/05/2010 |
Common Stock
|
6,720
|
$
23.69
|
D
|
Â
|
Employee Stock Option (right to buy)
|
02/01/2004 |
02/01/2010 |
Common Stock
|
11,250
|
$
24.42
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(1)
|
05/08/2011 |
Common Stock
|
4,869
|
$
28.69
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
05/08/2011 |
Common Stock
|
4,869
|
$
28.69
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/17/2003 |
08/17/2009 |
Common Stock
|
3,750
|
$
22.17
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
09/24/2011 |
Common Stock
|
7,500
|
$
21.01
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
09/24/2011 |
Common Stock
|
7,500
|
$
21.01
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
05/06/2012 |
Common Stock
|
9,158
|
$
12.75
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
05/06/2012 |
Common Stock
|
9,158
|
$
12.75
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(7)
|
03/18/2013 |
Common Stock
|
20,858
|
$
1.3
|
D
|
Â
|
Restricted Stock Units
|
Â
(8)
|
05/05/2007 |
Common Stock
|
6,075
|
$
(9)
|
D
|
Â
|
Restricted Stock Units
|
Â
(10)
|
05/05/2008 |
Common Stock
|
6,075
|
$
(9)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
1,217 options exercisable on May 8, 2002, 1,217 options exercisable on May 8, 2003, 1,217 options exercisable on May 8, 2004,
and 1,218 options exercisable on May 8, 2005. The options were granted pursuant to the Metris Companies Inc. Long-Term
Incentive and Stock Option Plan, as amended ("Plan"), and are exempt from Section 16(b) under Rule 16b-3(d). |
(2) |
1,623 options exercisable on May 8, 2002, 1,623 options exercisable on May 8, 2005, and 1,623 options exercisable on May 8,
2006. The options were granted pursuant to the Plan, and are exempt from Section 16(b) under Rule 16b-3(d). These options
are subject to acceleration if certain performance criteria are met. |
(3) |
1,875 options exercisable on September 24, 2002, 1,875 options exercisable on September 24, 2003, 1,875 options exercisable
on September 24, 2004, and 1,875 options exercisable on September 24, 2005. The options were granted pursuant to the Plan,
and are exempt from Section 16(b) under Rule 16b-3(d). |
(4) |
2,500 options exercisable on September 24, 2002, 2,500 options exercisable on September 24, 2005, and 2,500 options
exercisable on September 24, 2006. The options were granted pursuant to the Plan, and are exempt from Section 16(b) under
Rule 16b-3(d). These options are subject to acceleration if certain performance criteria are met. |
(5) |
2,289 options exercisable on May 6, 2003, 2,289 options exercisable on May 6, 2004, 2,290 options exercisable on May 6, 2005,
and 2,290 options exercisable on May 6, 2006. The options were granted pursuant to the Plan, and are exempt from Section
16(b) under Rule 16b-3(d). |
(6) |
3,053 options exercisable on May 6, 2006, 3,053 options exercisable on May 6, 2007, and 3,052 options exercisable on May 6,
2008. The options were granted pursuant to the Plan, and are exempt from Section 16(b) under Rule 16b-3(d). These options
are subject to acceleration if certain performance criteria are met. |
(7) |
6,952 options exercisable on March 18, 2004, 6,953 options exercisable on March 18, 2005, and 6,953 options exercisable on
March 18, 2006. The options were granted pursuant to the Plan, and are exempt from Section 16(b) under Rule 16b-3(d). |
(8) |
2,025 units exercisable on May 5, 2005, 2,025 units exercisable on May 5, 2006, and 2,025 units exercisable on May 5, 2007.
The units were granted pursuant to the Plan, and are exempt from Section 16(b) under Rule 16b-3(d). |
(9) |
Conversion or exercise price of derivative security is 1 for 1. |
(10) |
The units were granted pursuant to the Plan, and are exempt from Section 16(b) under Rule 16b-3(d). Restricted stock units
subject to certain vesting and performance factors. |