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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Nonstatutory Stock Option 11-23-04 | $ 21.58 | 11/23/2005 | 09/10/2009 | Class A Common Stock | 10,000 | 10,000 | D | ||||||||
NSO 10-16-03 $9.315 | $ 9.315 | 10/16/2004 | 09/10/2009 | Class A Common Stock | 5,000 | 5,000 | D | ||||||||
2008 Restricted Stock Units | $ 0 | 06/10/2009 | E(2) | 6,667 (3) | 12/12/2009 | 06/10/2009(4) | Class A Common Stock | 6,667 | $ 0 | 0 | D | ||||
2005 Restricted Stock Units | $ 0 | 06/10/2009 | E(5) | 400 (6) | 12/15/2006 | 06/10/2009(7) | Class A Common Stock | 400 | $ 0 | 0 | D | ||||
2006 Restricted Stock Units | $ 0 | 06/10/2009 | E(8) | 1,000 (9) | 12/15/2007 | 06/10/2009(10) | Class A Common Stock | 1,000 | $ 0 | 0 | D | ||||
2007 Restricted Stock Unit | $ 0 | 06/10/2009 | E(11) | 860 (12) | 01/01/2008 | 02/10/2010 | Class A Common Stock | 1,147 | $ 0 | 287 | D | ||||
Nonstatutory Stock Option 12-15-05 | $ 30.645 | 06/10/2009 | E(13) | 1,000 (14) | 12/15/2006 | 02/10/2010 | Class A Common Stock | 4,000 | $ 0 | 3,000 | D | ||||
Nonstatutory Stock Option 12-15-06 | $ 32.565 | 06/10/2009 | E(15) | 2,000 (16) | 12/15/2007 | 02/10/2010 | Class A Common Stock | 4,000 | $ 0 | 2,000 | D | ||||
NSO 2007 | $ 43.61 | 06/10/2009 | E(17) | 2,580 (18) | 12/14/2008 | 02/10/2010 | Class A Common Stock | 3,440 | $ 0 | 860 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wilson Steven C/O BERRY PETROLEUM COMPANY 1999 BROADWAY, SUITE 3700 DENVER, CO 80202 |
Treasurer |
Kenneth A. Olson under POA for Steve B. Wilson | 06/19/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of Common Stock acquired by the reporting person in the Company's 401(k) Plan. All transactions were at market and were non-discretionary. |
(2) | Expiration of unvested options and restricted stock units upon termination of employment. |
(3) | Expiration of unvested options and restricted stock units upon termination of employment. |
(4) | Expiration of unvested options and restricted stock units upon termination of employment. |
(5) | Expiration of unvested options and restricted stock units upon termination of employment. |
(6) | Expiration of unvested options and restricted stock units upon termination of employment. |
(7) | Expiration of unvested options and restricted stock units upon termination of employment. |
(8) | Expiration of unvested options and restricted stock units upon termination of employment. |
(9) | Expiration of unvested options and restricted stock units upon termination of employment. |
(10) | Expiration of unvested options and restricted stock units upon termination of employment. |
(11) | Expiration of unvested options and restricted stock units upon termination of employment. |
(12) | Expiration of unvested options and restricted stock units upon termination of employment. |
(13) | Expiration of unvested options and restricted stock units upon termination of employment. |
(14) | Expiration of unvested options and restricted stock units upon termination of employment. |
(15) | Expiration of unvested options and restricted stock units upon termination of employment. |
(16) | Expiration of unvested options and restricted stock units upon termination of employment. |
(17) | Expiration of unvested options and restricted stock units upon termination of employment. |
(18) | Expiration of unvested options and restricted stock units upon termination of employment. |
Remarks: Mr. Wilson's employment as the Company's Treasurer ended on June 10, 2009. His unvested options and RSUs were cancelled effective on that date. The vested options can be exercised until the dates shown. |