1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
Â
(1)
|
11/17/2010 |
Common Stock
|
788
|
$
23.1343
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
11/17/2011 |
11/17/2010 |
Common Stock
|
391
|
$
23.1343
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
11/17/2012 |
11/17/2010 |
Common Stock
|
392
|
$
19.1143
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
11/17/2010 |
Common Stock
|
788
|
$
17.1143
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
11/17/2010 |
Common Stock
|
793
|
$
17.1143
|
D
|
Â
|
Stock Appreciation Right
|
Â
(4)
|
02/06/2023 |
Common Stock
|
6,375
|
$
37.18
|
D
|
Â
|
Stock Appreciation Right
|
Â
(5)
|
02/06/2023 |
Common Stock
|
8,500
|
$
37.18
|
D
|
Â
|
Stock Appreciation Right
|
Â
(6)
|
02/05/2024 |
Common Stock
|
2,750
|
$
47.97
|
D
|
Â
|
Stock Appreciation Right
|
Â
(7)
|
02/05/2024 |
Common Stock
|
5,500
|
$
47.97
|
D
|
Â
|
Stock Appreciation Right
|
Â
(8)
|
02/04/2025 |
Common Stock
|
8,000
|
$
68.96
|
D
|
Â
|
Stock Appreciation Right
|
Â
(9)
|
01/29/2026 |
Common Stock
|
7,010
|
$
69.58
|
D
|
Â
|
Restricted Stock Units
|
02/06/2017 |
02/06/2023 |
Common Stock
|
564
|
$
(10)
|
D
|
Â
|
Restricted Stock Units
|
Â
(11)
|
02/05/2024 |
Common Stock
|
750
|
$
(10)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option vested in two equal installments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets. |
(2) |
The option vested in equal increments (i) at the end of fiscal year 2012 upon the achievement of certain annual EBITDA performance targets and (ii) upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013. |
(3) |
The option was scheduled to vest in two equal annual installments beginning on November 17, 2013. A change in control of the Issuer occurred effective November 1, 2013, resulting in the accelerated vesting of the option as to the shares that remained unvested. |
(4) |
On February 6, 2013, the reporting person was granted 8,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. EBITDA performance criteria for 2013, 2014 and 2015 was met, resulting in the vesting of 6,375 stock appreciation rights. |
(5) |
The stock appreciation rights vest in four equal annual installments beginning on February 6, 2014. |
(6) |
On February 5, 2014, the reporting person was granted 5,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. EBITDA performance criteria for 2014 and 2015 was met, resulting in the vesting of 2,750 stock appreciation rights. |
(7) |
The stock appreciation rights vest in four equal annual installments beginning on February 5, 2015. |
(8) |
The stock appreciation rights vest in four equal annual installments beginning on February 4, 2016. |
(9) |
The stock appreciation rights vest in four equal annual installments beginning on January 29, 2017. |
(10) |
Each restricted stock unit represents a contingent right to receive one share of HCA Holdings, Inc. common stock. |
(11) |
The restricted stock units vest in two equal annual installments beginning February 5, 2017. |