1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
Â
(1)
|
01/30/2017 |
Common Stock
|
6,608
|
$
5.3074
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
01/30/2017 |
Common Stock
|
9,892
|
$
11.3208
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
01/30/2017 |
Common Stock
|
6,608
|
$
5.3074
|
D
|
Â
|
Stock Appreciation Right
|
Â
(4)
|
02/08/2022 |
Common Stock
|
5,000
|
$
22.95
|
D
|
Â
|
Stock Appreciation Right
|
Â
(5)
|
02/08/2022 |
Common Stock
|
5,000
|
$
22.95
|
D
|
Â
|
Stock Appreciation Right
|
Â
(6)
|
02/08/2022 |
Common Stock
|
5,000
|
$
22.95
|
D
|
Â
|
Stock Appreciation Right
|
Â
(7)
|
02/06/2023 |
Common Stock
|
1,750
|
$
37.18
|
D
|
Â
|
Stock Appreciation Right
|
02/06/2014 |
02/06/2023 |
Common Stock
|
1,750
|
$
37.18
|
D
|
Â
|
Stock Appreciation Right
|
Â
(8)
|
02/06/2023 |
Common Stock
|
5,250
|
$
37.18
|
D
|
Â
|
Stock Appreciation Right
|
Â
(9)
|
02/05/2024 |
Common Stock
|
5,500
|
$
47.97
|
D
|
Â
|
Restricted Stock Units
|
Â
(10)
|
02/08/2022 |
Common Stock
|
876
|
$
(11)
|
D
|
Â
|
Restricted Stock Units
|
Â
(12)
|
02/06/2023 |
Common Stock
|
1,500
|
$
(11)
|
D
|
Â
|
Restricted Stock Units
|
Â
(13)
|
02/05/2024 |
Common Stock
|
1,500
|
$
(11)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option vested in two equal annual installments beginning on January 30, 2011. |
(2) |
The option vested at the end of fiscal years 2007, 2008 and 2009 based upon the achievement of certain annual EBITDA performance targets. |
(3) |
The option vested at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets. |
(4) |
On February 8, 2012, the reporting person was granted 10,000 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2012, 2013, 2014 and 2015 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. EBITDA performance criteria for 2012 and 2013 was met, resulting in the vesting of 5,000 stock appreciation rights. |
(5) |
The stock appreciation rights vested in two equal annual installments beginning on February 8, 2013. |
(6) |
The stock appreciation rights vest in two equal annual installments beginning on February 8, 2015. |
(7) |
On February 6, 2013, the reporting person was granted 7,000 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. EBITDA performance criteria for 2013 was met, resulting in the vesting of 1,750 stock appreciation rights. |
(8) |
The stock appreciation rights vest in three equal annual installments beginning on February 6, 2015. |
(9) |
The stock appreciation rights vest in four equal annual installments beginning on February 5, 2015. |
(10) |
The restricted stock units vest in two equal annual installments beginning February 8, 2015. |
(11) |
Each restricted stock unit represents a contingent right to receive one share of HCA Holdings, Inc. common stock. |
(12) |
The restricted stock units vest in three equal annual installments beginning February 6, 2015. |
(13) |
The restricted stock units vest in four equal annual installments beginning February 5, 2015. |