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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McCormick Joseph L 100 W. 5TH STREET TULSA, OK 74103 |
See Remarks |
/s/ Brian K. Shore, Attorney-in-Fact for Joseph L. McCormick | 06/04/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On January 31, 2014, ONEOK, Inc. ("ONEOK") effected the distribution of 100% of the outstanding shares of common stock of ONE Gas, Inc. ("ONE Gas") held by ONEOK to ONEOK's shareholders (the "Distribution"). As a result of the Distribution, the reporting person received one share of ONE Gas common stock for every four shares of ONEOK common stock held on the record date for the Distribution, January 21, 2014, or a total of 9,491 shares (including those indirectly held) of ONE Gas common stock. The acquisition of shares as a result of the Distribution was exempt pursuant to Rule 16a-9. On February 28, 2014, Reporting Person filed a Form 4/A to correct an administrative error in the number of shares of ONE Gas common stock acquired on January 31, 2014, as part of the Distribution. On each of March 3, March 4, March 14 and May 28, 2014, Reporting Person was issued one share of ONE Gas common stock pursuant to the ONE Gas Employee Share Award Program (the "ESAP Shares"). |
(2) | (Continued from footnote 1) The ESAP Shares were reported by the Reporting Person on Form 4s filed on March 5, March 18 and May 30, 2014. |
(3) | This amendment is being filed to further correct an administrative error in the number of shares of ONE Gas common stock acquired on January 31, 2014, as part of the Distribution, as reported in Columns 4 and 5 of Table I in the Form 4 filed on February 20, 2014, and includes the ESAP Shares. As a result, Columns 4 and 5 of Table I for the Form 4s and Form 4/A filed on behalf of the Reporting Person, dated February 28, March 5, March 18 and May 30, 2014, are also hereby amended to correct this administrative error. |
(4) | This amendment is being filed to correct an administrative error in the number of shares indirectly held of ONE Gas common stock acquired on January 31, 2014, as part of the Distribution, as reported in Columns 4 and 5 of Table I in the Form 4 filed on February 20, 2014. |
Remarks: Senior Vice President, General Counsel and Assistant Secretary |